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Aifa Stephen Agricola
Aifa Stephen Agricola
SVP / Compliance Officer | NBC Securities
Birmingham, Alabama, United States
Aifa Stephen Agricola
Summary
Aifa Stephen Agricola is a seasoned compliance executive and U.S. Armed Forces Veteran with nearly three decades of experience in the financial services sector, particularly in investment advisory and risk management. With a proven track record in client relations and technical analysis, Aifa has successfully navigated complex compliance landscapes, demonstrating a unique ability to blend regulatory acumen with strategic business development. Aifa's expertise extends across various financial instruments and platforms, including Bloomberg Professional Terminal and R programming, showcasing a commitment to leveraging technology in financial analysis and performance evaluation. Aifa's experience as an Industry Arbitrator with FINRA adds a distinctive perspective on the industry's grievance processes, enhancing their ability to manage client disputes effectively. Aifa's pragmatic approach focuses on achieving immediate results while laying the groundwork for long-term organizational success. The combination of military discipline and extensive financial knowledge positions Aifa as a valuable asset in any compliance or advisory role.
Aifa Stephen Agricola
Work Experience
SVP / Compliance Officer at
NBC Securities
February 2013 - Present
Industry Arbitrator at
FINRA
May 2004 - Present
Expert Witness/ Damages Analyst at
Stephen B Agricola And Associates
July 2001 - Present
SVP/ Financial Adviser at
NBC Securities
May 1995 - January 2013
Vice President / Fixed Income Institutional Sales at
Regions Bank
November 1984 - May 1995
Supply Corps Officer at
United States Navy
May 1983 - December 1985
Aifa Stephen Agricola
Education
Samford University, Mba (Master Of Business Administration)
January 1980 - January 1981
January 1973 - January 1977
Frequently Asked Questions about Aifa Stephen Agricola
What is Aifa Stephen Agricola email address?
Aifa Stephen Agricola's primary email address is *********@nbcsecurities.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Aifa Stephen Agricola work for?
Aifa Stephen Agricola is a SVP / Compliance Officer at NBC Securities, a company specializing in Trucking, except local.
Where Aifa Stephen Agricola graduated from?
Aifa Stephen Agricola holds a degree in Business Finance, Statistics And Management from Samford University.
How can I directly contact Aifa Stephen Agricola?
To contact Aifa Stephen Agricola directly, you can use the email address *********@nbcsecurities.com. Complete contact information is available upon registration with Muraena.
Who is Aifa Stephen Agricola?
Aifa Stephen Agricola is a seasoned compliance executive and U.S. Armed Forces Veteran with nearly three decades of experience in the financial services sector, particularly in investment advisory and risk management. With a proven track record in client relations and technical analysis, Aifa has successfully navigated complex compliance landscapes, demonstrating a unique ability to blend regulatory acumen with strategic business development. Aifa's expertise extends across various financial instruments and platforms, including Bloomberg Professional Terminal and R programming, showcasing a commitment to leveraging technology in financial analysis and performance evaluation. Aifa's experience as an Industry Arbitrator with FINRA adds a distinctive perspective on the industry's grievance processes, enhancing their ability to manage client disputes effectively. Aifa's pragmatic approach focuses on achieving immediate results while laying the groundwork for long-term organizational success. The combination of military discipline and extensive financial knowledge positions Aifa as a valuable asset in any compliance or advisory role.
Aifa`s contact details
*********@nbcsecurities.com
Colleagues
VP Operations
Financial Consultant
Vice President
Managing Director
Senior Vice President
Chief Compliance Officer
Financial Consultant
Senior Vice President
Financial Consultant
Vice President