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Aifa Stephen Agricola

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Aifa Stephen Agricola

SVP / Compliance Officer | NBC Securities

Birmingham, Alabama, United States

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Aifa Stephen Agricola

Summary

Aifa Stephen Agricola is a seasoned compliance executive and U.S. Armed Forces Veteran with nearly three decades of experience in the financial services sector, particularly in investment advisory and risk management. With a proven track record in client relations and technical analysis, Aifa has successfully navigated complex compliance landscapes, demonstrating a unique ability to blend regulatory acumen with strategic business development. Aifa's expertise extends across various financial instruments and platforms, including Bloomberg Professional Terminal and R programming, showcasing a commitment to leveraging technology in financial analysis and performance evaluation. Aifa's experience as an Industry Arbitrator with FINRA adds a distinctive perspective on the industry's grievance processes, enhancing their ability to manage client disputes effectively. Aifa's pragmatic approach focuses on achieving immediate results while laying the groundwork for long-term organizational success. The combination of military discipline and extensive financial knowledge positions Aifa as a valuable asset in any compliance or advisory role.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Government Experience

Aifa Stephen Agricola

Work Experience

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SVP / Compliance Officer at

NBC Securities

February 2013 - Present

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Industry Arbitrator at

FINRA

May 2004 - Present

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Expert Witness/ Damages Analyst at

Stephen B Agricola And Associates

July 2001 - Present

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SVP/ Financial Adviser at

NBC Securities

May 1995 - January 2013

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Vice President / Fixed Income Institutional Sales at

Regions Bank

November 1984 - May 1995

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Supply Corps Officer at

United States Navy

May 1983 - December 1985

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Aifa Stephen Agricola

Education

Samford University, Mba (Master Of Business Administration)

January 1980 - January 1981

University of Alabama, Bs

January 1973 - January 1977

Frequently Asked Questions about Aifa Stephen Agricola

What is Aifa Stephen Agricola email address?

Aifa Stephen Agricola's primary email address is *********@nbcsecurities.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Aifa Stephen Agricola work for?

Aifa Stephen Agricola is a SVP / Compliance Officer at NBC Securities, a company specializing in Trucking, except local.

Where Aifa Stephen Agricola graduated from?

Aifa Stephen Agricola holds a degree in Business Finance, Statistics And Management from Samford University.

How can I directly contact Aifa Stephen Agricola?

To contact Aifa Stephen Agricola directly, you can use the email address *********@nbcsecurities.com. Complete contact information is available upon registration with Muraena.

Who is Aifa Stephen Agricola?

Aifa Stephen Agricola is a seasoned compliance executive and U.S. Armed Forces Veteran with nearly three decades of experience in the financial services sector, particularly in investment advisory and risk management. With a proven track record in client relations and technical analysis, Aifa has successfully navigated complex compliance landscapes, demonstrating a unique ability to blend regulatory acumen with strategic business development. Aifa's expertise extends across various financial instruments and platforms, including Bloomberg Professional Terminal and R programming, showcasing a commitment to leveraging technology in financial analysis and performance evaluation. Aifa's experience as an Industry Arbitrator with FINRA adds a distinctive perspective on the industry's grievance processes, enhancing their ability to manage client disputes effectively. Aifa's pragmatic approach focuses on achieving immediate results while laying the groundwork for long-term organizational success. The combination of military discipline and extensive financial knowledge positions Aifa as a valuable asset in any compliance or advisory role.

Aifa`s contact details

mail

*********@nbcsecurities.com

Colleagues

Pamela Conway

VP Operations

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Steven Abrams

Financial Consultant

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Alan Seider

Vice President

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Frank Falkenburg

Managing Director

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Lawrence Miller

Senior Vice President

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Scott Wilkins

Chief Compliance Officer

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Bart Elliott

Financial Consultant

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Todd Kurzhal

Senior Vice President

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Crpc David Taylor

Financial Consultant

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David Hope

Vice President

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