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Alice Lobo-rocha

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Alice Lobo-rocha

Asst. Vice President | Guggenheim Partners

New Jersey, Fanwood, United States

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Alice Lobo-rocha

Summary

Alice Lobo-rocha is a seasoned Compliance Professional with a robust background in the financial services sector. She has held significant roles at prestigious firms such as Guggenheim Partners and Morgan Stanley, where she demonstrated her expertise in securities registration processing, auditing, and compliance. Alice is recognized for her analytical mindset and her ability to devise innovative solutions to complex problems. As a dedicated team player, she excels in communication and organizational skills, making her a valuable asset in any team. Her experience spans over several decades, showcasing her commitment to the industry and her adaptability to evolving regulatory landscapes. Alice's educational background in Computer Analysis from Pace University complements her professional skills, allowing her to bridge the gap between technology and compliance effectively. She has actively contributed to enhancing compliance processes and minimizing risks within organizations. Alice’s forward-thinking approach and extensive experience position her as a leader in her field.

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Alice Lobo-rocha

Work Experience

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Vice President at

Guggenheim Partners

September 2010 - Present

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Alice Lobo-rocha

Education

Pace University, Computer Analysis

January 1980 - January 1980

Frequently Asked Questions about Alice Lobo-rocha

What is Alice Lobo-rocha email address?

Alice Lobo-rocha's primary email address is ****************@guggenheimpartners.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Alice Lobo-rocha work for?

Alice Lobo-rocha is a Asst. Vice President at Guggenheim Partners.

Where Alice Lobo-rocha graduated from?

Alice Lobo-rocha holds a degree in null from Pace University.

How can I directly contact Alice Lobo-rocha?

To contact Alice Lobo-rocha directly, you can use the email address ****************@guggenheimpartners.com. Complete contact information is available upon registration with Muraena.

Who is Alice Lobo-rocha?

Alice Lobo-rocha is a seasoned Compliance Professional with a robust background in the financial services sector. She has held significant roles at prestigious firms such as Guggenheim Partners and Morgan Stanley, where she demonstrated her expertise in securities registration processing, auditing, and compliance. Alice is recognized for her analytical mindset and her ability to devise innovative solutions to complex problems. As a dedicated team player, she excels in communication and organizational skills, making her a valuable asset in any team. Her experience spans over several decades, showcasing her commitment to the industry and her adaptability to evolving regulatory landscapes. Alice's educational background in Computer Analysis from Pace University complements her professional skills, allowing her to bridge the gap between technology and compliance effectively. She has actively contributed to enhancing compliance processes and minimizing risks within organizations. Alice’s forward-thinking approach and extensive experience position her as a leader in her field.

Alice`s contact details

mail

****************@guggenheimpartners.com

Colleagues

Mark Rayford

Managing Director

Leigh Poggio

Marketing and Project Manager

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Geron Williams

Maintenance Specialist

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Eric Palley

Consultant

Kelly Van Meter

Senior Managing Director

Tonya Watson

Director, Position Services

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Hilary Cauley

Summer Intern

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Onur Eken

Global Head of Capital Goods - Managing Director

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Dru Girard

Financial Advisor

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