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Allison Westmacott Roberts
Allison Westmacott Roberts
Chief Compliance Officer | Grayscale Investments
New York, New York, United States
Allison Westmacott Roberts
Summary
Allison Westmacott Roberts is a seasoned compliance professional currently serving as the Chief Compliance Officer at Grayscale Investments, where she oversees regulatory compliance in the financial services sector. With a strong foundation in political science and business from Indiana University Bloomington, she has built a robust career in compliance roles across various organizations. Her expertise encompasses due diligence, regulatory submissions, and trade compliance, making her a key player in navigating complex regulatory landscapes. Prior to her current role, she held leadership positions at Horizon Kinetics and Westco Financial, showcasing her ability to adapt and thrive in different organizational environments. Allison's commitment to compliance and regulatory excellence is evident in her extensive experience with FINRA and SEC filings. She is passionate about fostering a culture of compliance in the financial industry and is dedicated to continuous professional development. In her spare time, she enjoys exploring emerging trends in legal services and compliance technology.
Allison Westmacott Roberts
Work Experience
Chief Compliance Officer at
Grayscale Investments
January 2023 - Present
Vice President, Compliance at
Grayscale Investments
December 2021 - January 2023
Senior Compliance Officer, Vice President at
Horizon Kinetics LLC
June 2015 - December 2021
Associate at
Westco Financial Group
January 2011 - June 2015
Legal Assistant at
Nolan Law Group
July 2008 - December 2010
Allison Westmacott Roberts
Education
Indiana University Bloomington, Bachelor's Degree
January 2004 - January 2008
Frequently Asked Questions about Allison Westmacott Roberts
What is Allison Westmacott Roberts email address?
Allison Westmacott Roberts's primary email address is *******@grayscale.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Allison Westmacott Roberts work for?
Allison Westmacott Roberts is a Chief Compliance Officer at Grayscale Investments, a company specializing in Functions related to depository banking.
Where Allison Westmacott Roberts graduated from?
Allison Westmacott Roberts holds a degree in Political Science And Government, History, Business from Indiana University Bloomington.
How can I directly contact Allison Westmacott Roberts?
To contact Allison Westmacott Roberts directly, you can use the email address *******@grayscale.com. Complete contact information is available upon registration with Muraena.
Who is Allison Westmacott Roberts?
Allison Westmacott Roberts is a seasoned compliance professional currently serving as the Chief Compliance Officer at Grayscale Investments, where she oversees regulatory compliance in the financial services sector. With a strong foundation in political science and business from Indiana University Bloomington, she has built a robust career in compliance roles across various organizations. Her expertise encompasses due diligence, regulatory submissions, and trade compliance, making her a key player in navigating complex regulatory landscapes. Prior to her current role, she held leadership positions at Horizon Kinetics and Westco Financial, showcasing her ability to adapt and thrive in different organizational environments. Allison's commitment to compliance and regulatory excellence is evident in her extensive experience with FINRA and SEC filings. She is passionate about fostering a culture of compliance in the financial industry and is dedicated to continuous professional development. In her spare time, she enjoys exploring emerging trends in legal services and compliance technology.
Allison`s contact details
*******@grayscale.com
Colleagues
Chief Information Security Officer
Vice President, Product Strategy
VP, Head of Wealth Management Platforms & Due Diligence
Chief People Officer
Vice President Finance
Chief Financial Officer
Vice President, Head of Communications
VP, Operations
VP, ETFs
VP, Portfolio Manager & Trading