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Anita Bak

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Anita Bak

Head of Trading Compliance; Senior Vice President | Paloma Partners Management Company

Greenwich, Connecticut, United States

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Anita Bak

Summary

Anita Bak is a seasoned professional in the financial services sector, currently serving as the Head of Trading Compliance at Paloma Partners Management Company. With over a decade of experience in compliance and surveillance roles, she has developed a robust expertise in regulatory frameworks and market analysis. Anita's career trajectory includes significant positions at BNP Paribas and the Financial Industry Regulatory Authority, where she honed her skills in monitoring trading activities and ensuring adherence to complex regulations. Her analytical skills and attention to detail have been instrumental in detecting potential regulatory violations and implementing corrective actions. Anita holds an MBA in Financial Services from Saint John's University, which complements her practical experience in the industry. She is known for her results-oriented approach and her ability to adapt to the rapidly changing financial landscape. Outside of her professional endeavors, Anita is passionate about fostering innovation in compliance practices and enhancing the integrity of financial markets.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Innovation

Organisational experience

Corporate Experience

Anita Bak

Work Experience

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Head of Trading Compliance; Senior Vice President at

Paloma Partners Management Company

April 2015 - Present

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Vice President - Capital Markets Surveillance at

BNP Paribas

August 2011 - April 2015

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Regulatory Specialist - Market Regulation at

FINRA

June 2010 - July 2011

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Manager - Market Surveillance at

NYSE

January 2006 - January 2010

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Anita Bak

Education

Saint John's University, Master Of Business Administration (Mba)

January 2001 - January 2005

Frequently Asked Questions about Anita Bak

What is Anita Bak email address?

Anita Bak's primary email address is ****@paloma.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Anita Bak work for?

Anita Bak is a Head of Trading Compliance; Senior Vice President at Paloma Partners Management Company, a company specializing in Functions related to depository banking.

Where Anita Bak graduated from?

Anita Bak holds a degree in Financial Services from Saint John's University.

How can I directly contact Anita Bak?

To contact Anita Bak directly, you can use the email address ****@paloma.com. Complete contact information is available upon registration with Muraena.

Who is Anita Bak?

Anita Bak is a seasoned professional in the financial services sector, currently serving as the Head of Trading Compliance at Paloma Partners Management Company. With over a decade of experience in compliance and surveillance roles, she has developed a robust expertise in regulatory frameworks and market analysis. Anita's career trajectory includes significant positions at BNP Paribas and the Financial Industry Regulatory Authority, where she honed her skills in monitoring trading activities and ensuring adherence to complex regulations. Her analytical skills and attention to detail have been instrumental in detecting potential regulatory violations and implementing corrective actions. Anita holds an MBA in Financial Services from Saint John's University, which complements her practical experience in the industry. She is known for her results-oriented approach and her ability to adapt to the rapidly changing financial landscape. Outside of her professional endeavors, Anita is passionate about fostering innovation in compliance practices and enhancing the integrity of financial markets.

Anita`s contact details

mail

****@paloma.com

Colleagues

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Andreas Bauer

Managing Director - Head of Investor Relations & Marketing

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Anjali Kamat

Deputy Chief Compliance Officer

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Ravi Singh

Managing Director

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Neal Barbiero

Managing Director, Global Head of Treasury

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Melissa Lewin

Managing Director, General Counsel

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Egzon Thaqi

Vice President, Compliance

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Jerry Petriello

Senior Vice President

Kaitlin Conroy

Senior Vice President

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John Gridley

Managing Director

Trina Dunn

Senior Vice President And Head Of Core Compliance

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