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Brady Daggett Cfa
Brady Daggett Cfa
Chief Compliance Officer | Garda Capital Partners
Minneapolis, Minnesota, United States
Brady Daggett Cfa
Summary
Brady Daggett is an accomplished Deputy Chief Compliance Officer at Garda Capital Partners, specializing in compliance within the monetary authorities sector. With a strong background in securities compliance and anti-money laundering, he has developed a keen understanding of regulatory frameworks and risk management. Brady's career spans significant roles at prominent organizations such as the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority, where he honed his expertise in compliance examination. He holds a Bachelor's degree in Accounting and Finance from the University of Wisconsin-Eau Claire. Known for his analytical skills and attention to detail, Brady is committed to maintaining high standards of compliance in the financial industry. Outside of work, he is passionate about fostering ethical practices in finance and mentoring upcoming professionals in compliance roles. His leadership experience and dedication to integrity make him a valuable asset in the finance sector.
Brady Daggett Cfa
Work Experience
Chief Compliance Officer at
Garda Capital Partners
Present
Deputy Chief Compliance Officer at
Garda Capital Partners
May 2021 - Present
Senior Principal Consultant at
ACA Group
May 2019 - May 2021
Senior Securities Compliance Examiner at
U.S. Securities and Exchange Commission
November 2015 - May 2019
Principal Examiner, Anti-Money Laundering Investigation Unit at
FINRA
February 2013 - November 2015
Principal Examiner, Member Regulation at
FINRA
June 2008 - February 2013
Brady Daggett Cfa
Education
University of Wisconsin–Eau Claire, Bachelors
Frequently Asked Questions about Brady Daggett Cfa
What is Brady Daggett Cfa email address?
Brady Daggett Cfa's primary email address is *************@gardacp.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Brady Daggett Cfa work for?
Brady Daggett Cfa is a Chief Compliance Officer at Garda Capital Partners, a company specializing in Security brokers & dealers.
Where Brady Daggett Cfa graduated from?
Brady Daggett Cfa holds a degree in Accounting And Finance from University of Wisconsin–Eau Claire.
How can I directly contact Brady Daggett Cfa?
To contact Brady Daggett Cfa directly, you can use the email address *************@gardacp.com. Complete contact information is available upon registration with Muraena.
Who is Brady Daggett Cfa?
Brady Daggett is an accomplished Deputy Chief Compliance Officer at Garda Capital Partners, specializing in compliance within the monetary authorities sector. With a strong background in securities compliance and anti-money laundering, he has developed a keen understanding of regulatory frameworks and risk management. Brady's career spans significant roles at prominent organizations such as the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority, where he honed his expertise in compliance examination. He holds a Bachelor's degree in Accounting and Finance from the University of Wisconsin-Eau Claire. Known for his analytical skills and attention to detail, Brady is committed to maintaining high standards of compliance in the financial industry. Outside of work, he is passionate about fostering ethical practices in finance and mentoring upcoming professionals in compliance roles. His leadership experience and dedication to integrity make him a valuable asset in the finance sector.
Brady`s contact details
*************@gardacp.com
*************@finra.org
Colleagues
CEO/CIO - Asia Pacific
Chief Risk Officer
Managing Director, Investor Relations
Chief Compliance Officer
Managing Director, Finance and Liquidity
Founding Partner and Chief Investment Officer
Managing Director
Chief of Staff