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Brady Daggett Cfa

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Brady Daggett Cfa

Chief Compliance Officer | Garda Capital Partners

Minneapolis, Minnesota, United States

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Brady Daggett Cfa

Summary

Brady Daggett is an accomplished Deputy Chief Compliance Officer at Garda Capital Partners, specializing in compliance within the monetary authorities sector. With a strong background in securities compliance and anti-money laundering, he has developed a keen understanding of regulatory frameworks and risk management. Brady's career spans significant roles at prominent organizations such as the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority, where he honed his expertise in compliance examination. He holds a Bachelor's degree in Accounting and Finance from the University of Wisconsin-Eau Claire. Known for his analytical skills and attention to detail, Brady is committed to maintaining high standards of compliance in the financial industry. Outside of work, he is passionate about fostering ethical practices in finance and mentoring upcoming professionals in compliance roles. His leadership experience and dedication to integrity make him a valuable asset in the finance sector.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Brady Daggett Cfa

Work Experience

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Chief Compliance Officer at

Garda Capital Partners

Present

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Deputy Chief Compliance Officer at

Garda Capital Partners

May 2021 - Present

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Senior Principal Consultant at

ACA Group

May 2019 - May 2021

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Senior Securities Compliance Examiner at

U.S. Securities and Exchange Commission

November 2015 - May 2019

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Principal Examiner, Anti-Money Laundering Investigation Unit at

FINRA

February 2013 - November 2015

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Principal Examiner, Member Regulation at

FINRA

June 2008 - February 2013

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Brady Daggett Cfa

Education

Frequently Asked Questions about Brady Daggett Cfa

What is Brady Daggett Cfa email address?

Brady Daggett Cfa's primary email address is *************@gardacp.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Brady Daggett Cfa work for?

Brady Daggett Cfa is a Chief Compliance Officer at Garda Capital Partners, a company specializing in Security brokers & dealers.

Where Brady Daggett Cfa graduated from?

Brady Daggett Cfa holds a degree in Accounting And Finance from University of Wisconsin–Eau Claire.

How can I directly contact Brady Daggett Cfa?

To contact Brady Daggett Cfa directly, you can use the email address *************@gardacp.com. Complete contact information is available upon registration with Muraena.

Who is Brady Daggett Cfa?

Brady Daggett is an accomplished Deputy Chief Compliance Officer at Garda Capital Partners, specializing in compliance within the monetary authorities sector. With a strong background in securities compliance and anti-money laundering, he has developed a keen understanding of regulatory frameworks and risk management. Brady's career spans significant roles at prominent organizations such as the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority, where he honed his expertise in compliance examination. He holds a Bachelor's degree in Accounting and Finance from the University of Wisconsin-Eau Claire. Known for his analytical skills and attention to detail, Brady is committed to maintaining high standards of compliance in the financial industry. Outside of work, he is passionate about fostering ethical practices in finance and mentoring upcoming professionals in compliance roles. His leadership experience and dedication to integrity make him a valuable asset in the finance sector.

Brady`s contact details

mail

*************@gardacp.com

*************@finra.org

Colleagues

Alex Zhang

CEO/CIO - Asia Pacific

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Ted Farrell

Chief Risk Officer

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Kartini Wilson

Managing Director, Investor Relations

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Brady Daggett Cfa

Chief Compliance Officer

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Curtis Kenkel

Managing Director, Finance and Liquidity

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Tim Magnusson

Founding Partner and Chief Investment Officer

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Tricia Mosley

Managing Director

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Andhi Michaux

Chief of Staff

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