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Chad Estep

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Chad Estep

Partner, Chief Compliance Officer | Corient

Miami, Florida, United States

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Chad Estep

Summary

Chad Estep is a highly accomplished Chief Compliance Officer with extensive experience in the financial services industry, particularly in compliance management and regulatory affairs. He has a proven track record of leading compliance teams and fostering a culture of excellence and integrity within organizations. Chad's expertise spans across various domains, including anti-money laundering, corporate governance, and risk management, demonstrating his adaptability in complex regulatory environments. He is passionate about continuous learning and process improvement, which has enabled him to deliver value-added outcomes throughout his career. His leadership style emphasizes collaboration and emotional intelligence, making him a respected figure in the compliance community. With a strong foundation in finance and a commitment to ethical practices, Chad is well-positioned to navigate the challenges of the evolving financial landscape.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Innovation

Organisational experience

Corporate Experience

Consulting Experience

Chad Estep

Work Experience

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Partner, Chief Compliance Officer at

Corient

July 2023 - Present

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Managing Director, Deputy CCO for Wealth Management at

MORGAN STANLEY ADMINISTRADORA DE CARTEIRAS S/A

October 2020 - May 2023

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Chief Compliance Officer at

E*TRADE from Morgan Stanley

May 2015 - October 2020

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Chief Compliance Officer at

Stifel Financial Corp.

January 2005 - May 2015

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Controller at

Powelljohnson

January 2002 - January 2004

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Financial Advisor at

AG Edwards

January 2000 - January 2001

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Financial & Regulatory Reporting Manager at

Jc Bradford

January 1998 - January 2000

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Audit Senior at

Williams Family Enterprises LLC

January 1995 - January 1998

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Chad Estep

Education

Lipscomb University, Bachelor Of Science

Frequently Asked Questions about Chad Estep

What is Chad Estep email address?

Chad Estep's primary email address is **********@corient.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Chad Estep work for?

Chad Estep is a Partner, Chief Compliance Officer at Corient.

Where Chad Estep graduated from?

Chad Estep holds a degree in Professional Accountancy from Lipscomb University.

How can I directly contact Chad Estep?

To contact Chad Estep directly, you can use the email address **********@corient.com. Complete contact information is available upon registration with Muraena.

Who is Chad Estep?

Chad Estep is a highly accomplished Chief Compliance Officer with extensive experience in the financial services industry, particularly in compliance management and regulatory affairs. He has a proven track record of leading compliance teams and fostering a culture of excellence and integrity within organizations. Chad's expertise spans across various domains, including anti-money laundering, corporate governance, and risk management, demonstrating his adaptability in complex regulatory environments. He is passionate about continuous learning and process improvement, which has enabled him to deliver value-added outcomes throughout his career. His leadership style emphasizes collaboration and emotional intelligence, making him a respected figure in the compliance community. With a strong foundation in finance and a commitment to ethical practices, Chad is well-positioned to navigate the challenges of the evolving financial landscape.

Chad`s contact details

mail

**********@corient.com

Colleagues

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Larry Gingrow

Regional Managing Partner

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Daniel Benzecry

Vice President - Strategy & Operations

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Darren Henderson

Regional Managing Partner

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Tom Presley Cpa Cfp

Regional Managing Partner of the Southeastern Region & Wealth Advisor

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