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Chad Estep
Chad Estep
Partner, Chief Compliance Officer | Corient
Miami, Florida, United States
Chad Estep
Summary
Chad Estep is a highly accomplished Chief Compliance Officer with extensive experience in the financial services industry, particularly in compliance management and regulatory affairs. He has a proven track record of leading compliance teams and fostering a culture of excellence and integrity within organizations. Chad's expertise spans across various domains, including anti-money laundering, corporate governance, and risk management, demonstrating his adaptability in complex regulatory environments. He is passionate about continuous learning and process improvement, which has enabled him to deliver value-added outcomes throughout his career. His leadership style emphasizes collaboration and emotional intelligence, making him a respected figure in the compliance community. With a strong foundation in finance and a commitment to ethical practices, Chad is well-positioned to navigate the challenges of the evolving financial landscape.
Chad Estep
Work Experience
Partner, Chief Compliance Officer at
Corient
July 2023 - Present
Managing Director, Deputy CCO for Wealth Management at
MORGAN STANLEY ADMINISTRADORA DE CARTEIRAS S/A
October 2020 - May 2023
Chief Compliance Officer at
E*TRADE from Morgan Stanley
May 2015 - October 2020
Chief Compliance Officer at
Stifel Financial Corp.
January 2005 - May 2015
Controller at
Powelljohnson
January 2002 - January 2004
Financial Advisor at
AG Edwards
January 2000 - January 2001
Financial & Regulatory Reporting Manager at
Jc Bradford
January 1998 - January 2000
Audit Senior at
Williams Family Enterprises LLC
January 1995 - January 1998
Chad Estep
Education
Lipscomb University, Bachelor Of Science
Frequently Asked Questions about Chad Estep
What is Chad Estep email address?
Chad Estep's primary email address is **********@corient.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Chad Estep work for?
Chad Estep is a Partner, Chief Compliance Officer at Corient.
Where Chad Estep graduated from?
Chad Estep holds a degree in Professional Accountancy from Lipscomb University.
How can I directly contact Chad Estep?
To contact Chad Estep directly, you can use the email address **********@corient.com. Complete contact information is available upon registration with Muraena.
Who is Chad Estep?
Chad Estep is a highly accomplished Chief Compliance Officer with extensive experience in the financial services industry, particularly in compliance management and regulatory affairs. He has a proven track record of leading compliance teams and fostering a culture of excellence and integrity within organizations. Chad's expertise spans across various domains, including anti-money laundering, corporate governance, and risk management, demonstrating his adaptability in complex regulatory environments. He is passionate about continuous learning and process improvement, which has enabled him to deliver value-added outcomes throughout his career. His leadership style emphasizes collaboration and emotional intelligence, making him a respected figure in the compliance community. With a strong foundation in finance and a commitment to ethical practices, Chad is well-positioned to navigate the challenges of the evolving financial landscape.
Chad`s contact details
**********@corient.com
Colleagues
Regional Managing Partner
VP, FP&A
Vice President - Strategy & Operations
Regional Managing Partner
Regional Managing Partner of the Southeastern Region & Wealth Advisor