What is Chris Southwick email address?

Chris Southwick's primary email address is **********@chardan.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Chris Southwick work for?

Chris Southwick is a Managing Director, Chief Compliance Officer at Chardan, a company specializing in Security brokers & dealers.

Where Chris Southwick graduated from?

Chris Southwick holds a degree in Accounting from Baruch College.

How can I directly contact Chris Southwick?

To contact Chris Southwick directly, you can use the email address **********@chardan.com. Complete contact information is available upon registration with Muraena.

Who is Chris Southwick?

Chris Southwick is an accomplished Executive Level Compliance Officer with a robust background in banking and securities regulations, currently leading compliance efforts at Chardan. With a career spanning over four decades, he has held pivotal roles in compliance management across notable financial institutions, including MUFG Union Bank and Rabobank International. Chris is known for his strategic oversight of compliance programs and his ability to navigate complex regulatory environments, particularly in the wake of the Dodd Frank Act. He has a proven track record of building and managing high-performing teams while fostering strong relationships with regulatory bodies such as the SEC and CFTC. Chris's expertise extends to capital markets, asset management, and enterprise risk management, making him a key player in the financial services sector. His commitment to compliance is underscored by his involvement in several industry committees, enhancing governance structures to mitigate compliance risks. Despite the high-stakes nature of his role, he maintains a focus on staff development and team building, ensuring that compliance is woven into the fabric of organizational culture. Chris holds multiple regulatory licenses, showcasing his dedication to professional excellence and continuous learning.