What is Chris Southwick email address?

Chris Southwick's primary email address is **********@chardan.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Chris Southwick work for?

Chris Southwick is a Margin Clerk at Chardan.

Where Chris Southwick graduated from?

Chris Southwick holds a degree in null from Baruch College.

How can I directly contact Chris Southwick?

To contact Chris Southwick directly, you can use the email address **********@chardan.com. Complete contact information is available upon registration with Muraena.

Who is Chris Southwick?

Chris Southwick is a seasoned Executive Level Compliance Officer with a robust background in banking, securities, and investment advisory regulations. He has a proven track record in developing and implementing compliance programs that align with new regulatory initiatives, particularly in relation to the Dodd-Frank Act. Chris has extensive experience managing teams that provide compliance guidance and oversight across various business activities, including capital markets and derivatives sales. His strategic approach to governance structures ensures effective risk management and compliance with complex global regulations. Chris is recognized for his ability to foster relationships with regulatory bodies such as the OCC and SEC, enhancing communication and facilitating smooth examinations. With a career spanning several high-profile financial institutions, he brings a wealth of knowledge and expertise to the compliance landscape. He is also actively involved in industry committees and working groups, contributing to the evolution of compliance standards.