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Christopher Locicero

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Christopher Locicero

Managing Director | Imperial Capital, LLC

New Jersey, United States

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Christopher Locicero

Summary

Christopher Locicero is a seasoned Compliance Specialist with over 30 years of experience in the Financial Services Sector, specializing in compliance and operational oversight across various asset classes. His career spans several prominent firms, where he has developed and implemented compliance policies, ensuring adherence to regulatory standards such as MIFID II and SEC requirements. Known for his tech-savvy approach, Christopher has a deep understanding of trading systems and market dynamics, enabling him to effectively monitor trading activities and mitigate risks. He has held leadership positions, guiding teams through complex compliance challenges while fostering a culture of integrity and accountability. His educational background includes both an MBA and a B.S. in Finance from St. John's University, further solidifying his expertise in the field. Christopher's commitment to continuous improvement and operational streamlining has made a significant impact on the organizations he has served.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Innovation

Organisational experience

Corporate Experience

Consulting Experience

Christopher Locicero

Work Experience

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Managing Director at

Imperial Capital, LLC

June 2014 - Present

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Managing Director at

Canaccord Genuity (Hong Kong) Limited

September 2008 - June 2014

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Trader at

Crystal Bay Cafe

December 1999 - January 2008

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Trading Assistant at

Cantor Fitzgerald

September 1998 - December 1999

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Christopher Locicero

Education

Frequently Asked Questions about Christopher Locicero

What is Christopher Locicero email address?

Christopher Locicero's primary email address is ********************@imperialcapital.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Christopher Locicero work for?

Christopher Locicero is a Managing Director at Imperial Capital, LLC, a company specializing in Functions related to depository banking.

Where Christopher Locicero graduated from?

Christopher Locicero holds a degree in Finance from St. John's University, The Peter J. Tobin College of Business.

How can I directly contact Christopher Locicero?

To contact Christopher Locicero directly, you can use the email address ********************@imperialcapital.com. Complete contact information is available upon registration with Muraena.

Who is Christopher Locicero?

Christopher Locicero is a seasoned Compliance Specialist with over 30 years of experience in the Financial Services Sector, specializing in compliance and operational oversight across various asset classes. His career spans several prominent firms, where he has developed and implemented compliance policies, ensuring adherence to regulatory standards such as MIFID II and SEC requirements. Known for his tech-savvy approach, Christopher has a deep understanding of trading systems and market dynamics, enabling him to effectively monitor trading activities and mitigate risks. He has held leadership positions, guiding teams through complex compliance challenges while fostering a culture of integrity and accountability. His educational background includes both an MBA and a B.S. in Finance from St. John's University, further solidifying his expertise in the field. Christopher's commitment to continuous improvement and operational streamlining has made a significant impact on the organizations he has served.

Christopher`s contact details

mail

********************@imperialcapital.com

******@excite.com

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Russell Brumpton

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