Directory

>

Cindy Kim

Cindy Kim

Chief Compliance Officer

Mountlake Terrace, Washington, United States

View contact details (it's free)

Cindy Kim

Summary

Cindy Kim is a seasoned Chief Compliance Officer with over 25 years of extensive experience in the financial services sector, specializing in compliance and risk management for alternative investments. Her career has seen her hold pivotal roles at prominent firms like Parametric and Principal Global Investors, where she has developed and overseen compliance programs that ensure regulatory adherence and operational integrity. Cindy's expertise spans across various investment vehicles including mutual funds, ETFs, and private funds, underscoring her deep understanding of both legal compliance and operational management. She has a proven track record in building compliance frameworks that adapt to evolving regulatory landscapes. Beyond her technical skills, Cindy is known for her strategic thinking and ability to foster relationships with vendors and stakeholders. Her academic background includes a Bachelor of Arts from the University of Washington, further solidifying her strong foundation in business and compliance. In her current role, she continues to drive compliance excellence while mentoring the next generation of compliance professionals.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Sustainability

Organisational experience

Corporate Experience

Cindy Kim

Work Experience

company logo

Chief Compliance Officer at

Parametric Portfolio Associates LLC

May 2023 - Present

company logo

Chief Compliance Officer, Equity & Fixed Income at

Parametric Portfolio Associates LLC

September 2021 - May 2023

company logo

Deputy Chief Compliance Officer at

Parametric Portfolio Associates LLC

November 2020 - September 2021

company logo

Director, Compliance at

Parametric Portfolio Associates LLC

February 2019 - November 2020

💼

Director, Compliance at

PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED

October 2008 - November 2018

company logo

Chief Compliance Officer at

Principal Co

October 2010 - May 2017

💼

Assistant Director, Compliance at

PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED

August 2008 - September 2010

💼

Sr. Inv Mngr Oversight Analyst at

Russell Investments

May 2006 - August 2008

💼

VP, Sub-Advisory Relationship Manager at

WM CONSULTORIA E ASSESSORIA ESTRATEGICA DE NEGOCIOS

October 1998 - May 2006

company logo

Operations Analyst at

Accessor Capital Management

October 1994 - May 1998

Logos provided by Logo.dev

Cindy Kim

Education

University of Washington, Bachelor Of Arts (B.A.)

Frequently Asked Questions about Cindy Kim

What is Cindy Kim email address?

Cindy Kim's primary email address is ****@parametricportfolio.com. To view the full verified email and additional contact details, sign up for free with Muraena.

Where Cindy Kim graduated from?

Cindy Kim holds a degree in from University of Washington.

How can I directly contact Cindy Kim?

To contact Cindy Kim directly, you can use the email address ****@parametricportfolio.com. Complete contact information is available upon registration with Muraena.

Who is Cindy Kim?

Cindy Kim is a seasoned Chief Compliance Officer with over 25 years of extensive experience in the financial services sector, specializing in compliance and risk management for alternative investments. Her career has seen her hold pivotal roles at prominent firms like Parametric and Principal Global Investors, where she has developed and overseen compliance programs that ensure regulatory adherence and operational integrity. Cindy's expertise spans across various investment vehicles including mutual funds, ETFs, and private funds, underscoring her deep understanding of both legal compliance and operational management. She has a proven track record in building compliance frameworks that adapt to evolving regulatory landscapes. Beyond her technical skills, Cindy is known for her strategic thinking and ability to foster relationships with vendors and stakeholders. Her academic background includes a Bachelor of Arts from the University of Washington, further solidifying her strong foundation in business and compliance. In her current role, she continues to drive compliance excellence while mentoring the next generation of compliance professionals.

Cindy`s contact details

mail

****@parametricportfolio.com

*********@principal.com

*********@edgeassetmgt.com

View Contact details (it's free)
Request Profile Removal