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Cindy Kim
Cindy Kim
Chief Compliance Officer
Mountlake Terrace, Washington, United States
Cindy Kim
Summary
Cindy Kim is a seasoned Chief Compliance Officer with over 25 years of extensive experience in the financial services sector, specializing in compliance and risk management for alternative investments. Her career has seen her hold pivotal roles at prominent firms like Parametric and Principal Global Investors, where she has developed and overseen compliance programs that ensure regulatory adherence and operational integrity. Cindy's expertise spans across various investment vehicles including mutual funds, ETFs, and private funds, underscoring her deep understanding of both legal compliance and operational management. She has a proven track record in building compliance frameworks that adapt to evolving regulatory landscapes. Beyond her technical skills, Cindy is known for her strategic thinking and ability to foster relationships with vendors and stakeholders. Her academic background includes a Bachelor of Arts from the University of Washington, further solidifying her strong foundation in business and compliance. In her current role, she continues to drive compliance excellence while mentoring the next generation of compliance professionals.
Cindy Kim
Work Experience
Chief Compliance Officer at
Parametric Portfolio Associates LLC
May 2023 - Present
Chief Compliance Officer, Equity & Fixed Income at
Parametric Portfolio Associates LLC
September 2021 - May 2023
Deputy Chief Compliance Officer at
Parametric Portfolio Associates LLC
November 2020 - September 2021
Director, Compliance at
Parametric Portfolio Associates LLC
February 2019 - November 2020
Director, Compliance at
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED
October 2008 - November 2018
Chief Compliance Officer at
Principal Co
October 2010 - May 2017
Assistant Director, Compliance at
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED
August 2008 - September 2010
Sr. Inv Mngr Oversight Analyst at
Russell Investments
May 2006 - August 2008
VP, Sub-Advisory Relationship Manager at
WM CONSULTORIA E ASSESSORIA ESTRATEGICA DE NEGOCIOS
October 1998 - May 2006
Operations Analyst at
Accessor Capital Management
October 1994 - May 1998
Cindy Kim
Education
University of Washington, Bachelor Of Arts (B.A.)
Frequently Asked Questions about Cindy Kim
What is Cindy Kim email address?
Cindy Kim's primary email address is ****@parametricportfolio.com. To view the full verified email and additional contact details, sign up for free with Muraena.
Where Cindy Kim graduated from?
Cindy Kim holds a degree in from University of Washington.
How can I directly contact Cindy Kim?
To contact Cindy Kim directly, you can use the email address ****@parametricportfolio.com. Complete contact information is available upon registration with Muraena.
Who is Cindy Kim?
Cindy Kim is a seasoned Chief Compliance Officer with over 25 years of extensive experience in the financial services sector, specializing in compliance and risk management for alternative investments. Her career has seen her hold pivotal roles at prominent firms like Parametric and Principal Global Investors, where she has developed and overseen compliance programs that ensure regulatory adherence and operational integrity. Cindy's expertise spans across various investment vehicles including mutual funds, ETFs, and private funds, underscoring her deep understanding of both legal compliance and operational management. She has a proven track record in building compliance frameworks that adapt to evolving regulatory landscapes. Beyond her technical skills, Cindy is known for her strategic thinking and ability to foster relationships with vendors and stakeholders. Her academic background includes a Bachelor of Arts from the University of Washington, further solidifying her strong foundation in business and compliance. In her current role, she continues to drive compliance excellence while mentoring the next generation of compliance professionals.
Cindy`s contact details
****@parametricportfolio.com
*********@principal.com
*********@edgeassetmgt.com