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Cody Alvarez

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Cody Alvarez

Chief Compliance Officer & Corporate Counsel, Nodal Clear | Nodal Exchange

Washington, District of Columbia, United States

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Cody Alvarez

Summary

Cody Alvarez is an accomplished Chief Compliance Officer and Corporate Counsel with extensive experience in the futures industry. With a strong legal background in administrative law, corporate governance, and financial regulation, he has played a pivotal role in ensuring compliance within complex regulatory frameworks. Cody's expertise encompasses a wide range of areas including derivatives, securities regulation, and legal compliance, making him a valuable asset in the financial services sector. He has a proven track record of working with regulatory bodies, having served as Special Counsel at the Commodity Futures Trading Commission. His educational credentials include a Doctor of Law from The University of Connecticut and a Bachelor of Science in Finance from Penn State University. Cody is passionate about fostering a culture of compliance and risk management in financial institutions. He is known for his strategic thinking and ability to navigate the intricacies of financial regulations.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Government Experience

Cody Alvarez

Work Experience

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Chief Compliance Officer & Corporate Counsel, Nodal Clear at

Nodal Exchange

February 2015 - Present

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Special Counsel - Division of Market Oversight at

U.S. Commodity Futures Trading Commission

October 2008 - January 2015

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Regulatory Analyst - CCX at

FINRA

May 2007 - October 2008

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Cody Alvarez

Education

The University of Connecticut School of Law, Doctor Of Law (Jd)

January 2006

Penn State University, Bs

January 2003

Frequently Asked Questions about Cody Alvarez

What is Cody Alvarez email address?

Cody Alvarez's primary email address is *******@nodalexchange.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Cody Alvarez work for?

Cody Alvarez is a Chief Compliance Officer & Corporate Counsel, Nodal Clear at Nodal Exchange, a company specializing in Functions related to depository banking.

Where Cody Alvarez graduated from?

Cody Alvarez holds a degree in Tax Law/Taxation And Corporate Law from The University of Connecticut School of Law.

How can I directly contact Cody Alvarez?

To contact Cody Alvarez directly, you can use the email address *******@nodalexchange.com. Complete contact information is available upon registration with Muraena.

Who is Cody Alvarez?

Cody Alvarez is an accomplished Chief Compliance Officer and Corporate Counsel with extensive experience in the futures industry. With a strong legal background in administrative law, corporate governance, and financial regulation, he has played a pivotal role in ensuring compliance within complex regulatory frameworks. Cody's expertise encompasses a wide range of areas including derivatives, securities regulation, and legal compliance, making him a valuable asset in the financial services sector. He has a proven track record of working with regulatory bodies, having served as Special Counsel at the Commodity Futures Trading Commission. His educational credentials include a Doctor of Law from The University of Connecticut and a Bachelor of Science in Finance from Penn State University. Cody is passionate about fostering a culture of compliance and risk management in financial institutions. He is known for his strategic thinking and ability to navigate the intricacies of financial regulations.

Cody`s contact details

mail

*******@nodalexchange.com

Colleagues

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Nicole Pajot Ricard

Chief Marketing Officer

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Peter Reitz

Chairman Of The Board

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Laurie Smith Sphr

Chief Human Resources Officer

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Ken Mccracken

General Counsel & Corporate Secretary

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Daniel Horvath

Managing Director, Energy Markets Sales

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Cody Alvarez

Chief Compliance Officer And Corporate Counsel, Nodal Clear

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Demetri Karousos

President and COO

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Danny Gomez

COO and CPO

Dean Wilde

Chairman

Michael Julian

Chief Commercial Officer

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