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Colin Moors

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Colin Moors

Chief Compliance Officer | Main Street Financial Solutions LLC

Town of Islip, New York, United States

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Colin Moors

Summary

Colin Moors is an accomplished Chief Compliance Officer with extensive experience in regulatory compliance and risk management within the financial services sector. He has a proven track record of developing and implementing policies that align with ever-evolving regulations, ensuring that organizations maintain compliance while also fostering a culture of understanding and education among staff. His leadership is characterized by his ability to communicate complex regulatory requirements in a clear and actionable manner, utilizing various mediums including presentations and written materials. Colin has held key compliance roles in several financial institutions, where he has successfully led initiatives that enhance operational efficiency and compliance adherence. His strategic insight into financial markets, coupled with a strong foundation in business development, positions him as a valuable asset in any leadership team. Beyond compliance, Colin is passionate about mentoring the next generation of compliance professionals and actively engages in industry discussions on best practices. His commitment to continuous improvement and innovation sets him apart in his field.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Consulting Experience

Colin Moors

Work Experience

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Chief Compliance Officer at

Main Street Financial Solutions LLC

July 2023 - Present

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Chief Compliance Officer at

American Portfolios

July 2017 - July 2023

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Compliance, Research, Trading at

East End Financial Group

January 2009 - June 2017

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VP of Operations, Chief Compliance Officer at

Ladenburg Thalmann & Co. Inc.

January 2005 - January 2009

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Director Of Operations at

Laidlaw

January 2004 - January 2005

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Director Of Operations at

Patagon Securities

July 1999 - July 2002

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Branch Manager at

Td Ameritrade

January 1995 - July 1999

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Colin Moors

Education

Florida Institute of Technology, Bachelor Of Science (Bs)

January 1988 - January 1992

Frequently Asked Questions about Colin Moors

What is Colin Moors email address?

Colin Moors's primary email address is ******@ladenburg.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Colin Moors work for?

Colin Moors is a Chief Compliance Officer at Main Street Financial Solutions LLC, a company specializing in Functions related to depository banking.

Where Colin Moors graduated from?

Colin Moors holds a degree in Finance, General from Florida Institute of Technology.

How can I directly contact Colin Moors?

To contact Colin Moors directly, you can use the email address ******@ladenburg.com. Complete contact information is available upon registration with Muraena.

Who is Colin Moors?

Colin Moors is an accomplished Chief Compliance Officer with extensive experience in regulatory compliance and risk management within the financial services sector. He has a proven track record of developing and implementing policies that align with ever-evolving regulations, ensuring that organizations maintain compliance while also fostering a culture of understanding and education among staff. His leadership is characterized by his ability to communicate complex regulatory requirements in a clear and actionable manner, utilizing various mediums including presentations and written materials. Colin has held key compliance roles in several financial institutions, where he has successfully led initiatives that enhance operational efficiency and compliance adherence. His strategic insight into financial markets, coupled with a strong foundation in business development, positions him as a valuable asset in any leadership team. Beyond compliance, Colin is passionate about mentoring the next generation of compliance professionals and actively engages in industry discussions on best practices. His commitment to continuous improvement and innovation sets him apart in his field.

Colin`s contact details

mail

******@ladenburg.com

******@msfsolutions.com

******@americanportfolios.com

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