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Crcp Viktoria Palermo Ciccp

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Crcp Viktoria Palermo Ciccp

Chief Compliance Officer

United States

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Crcp Viktoria Palermo Ciccp

Summary

Viktoria Palermo is a seasoned Chief Compliance Officer at Dunham & Associates Investment Counsel, Inc., with extensive experience in regulatory compliance and risk management within the financial services sector. With a strong background in alternative investments and compliance management, she has successfully navigated complex regulatory environments and developed robust compliance programs. Her career spans multiple leadership roles in both broker-dealer and investment advisory firms, showcasing her adaptability and in-depth knowledge of industry regulations. Viktoria has a proven track record of enhancing operational efficiency and compliance through strategic oversight and team management. She holds a Bachelor of Science in International Hospitality Management from EHL, which adds a unique perspective to her approach in the financial industry. Her analytical skills and attention to detail are complemented by her interpersonal abilities, making her a valuable asset in any organization. Outside of her professional life, she is passionate about fostering ethical practices in finance and mentoring upcoming compliance professionals.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Sustainability

Organisational experience

Corporate Experience

Consulting Experience

Crcp Viktoria Palermo Ciccp

Work Experience

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Chief Compliance Officer at

Dunham & Associates Investment Counsel, Inc.

September 2021 - Present

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Operations Manager at

Lucia Capital Group

September 2020 - September 2021

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Chief Compliance Officer | AML Officer at

Lucia Securities, Llc

February 2017 - January 2021

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Chief Compliance Officer | AML Officer at

Lucia Capital Group

March 2018 - December 2020

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Associate Compliance Officer | Operations Manager | AML Officer at

Lucia Securities, Llc

July 2015 - February 2017

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Principal Support Associate at

Lucia Securities, Llc

May 2014 - July 2015

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Associate Vice President, Supervision, West Coast Region at

First Allied Securities, Inc.

September 2009 - November 2012

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Senior Analyst, Advisory Compliance at

LPL Financial

March 2007 - September 2009

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Registration Coordinator at

LPL Financial

February 2005 - February 2007

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Assistant Head Equity Trader at

Sprott Global Resources Investments

February 2004 - February 2005

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Assistant to Chief Compliance Officer at

Sprott Global Resources Investments

February 2003 - February 2004

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Crcp Viktoria Palermo Ciccp

Education

EHL - Ecole Hoteliere de Lausanne, Lausanne Switzerland, Bachelor Of Science

January 1999 - January 2002

Frequently Asked Questions about Crcp Viktoria Palermo Ciccp

What is Crcp Viktoria Palermo Ciccp email address?

Crcp Viktoria Palermo Ciccp's primary email address is ****************@dunham.com. To view the full verified email and additional contact details, sign up for free with Muraena.

Where Crcp Viktoria Palermo Ciccp graduated from?

Crcp Viktoria Palermo Ciccp holds a degree in International Hospitality Management from EHL - Ecole Hoteliere de Lausanne, Lausanne Switzerland.

How can I directly contact Crcp Viktoria Palermo Ciccp?

To contact Crcp Viktoria Palermo Ciccp directly, you can use the email address ****************@dunham.com. Complete contact information is available upon registration with Muraena.

Who is Crcp Viktoria Palermo Ciccp?

Viktoria Palermo is a seasoned Chief Compliance Officer at Dunham & Associates Investment Counsel, Inc., with extensive experience in regulatory compliance and risk management within the financial services sector. With a strong background in alternative investments and compliance management, she has successfully navigated complex regulatory environments and developed robust compliance programs. Her career spans multiple leadership roles in both broker-dealer and investment advisory firms, showcasing her adaptability and in-depth knowledge of industry regulations. Viktoria has a proven track record of enhancing operational efficiency and compliance through strategic oversight and team management. She holds a Bachelor of Science in International Hospitality Management from EHL, which adds a unique perspective to her approach in the financial industry. Her analytical skills and attention to detail are complemented by her interpersonal abilities, making her a valuable asset in any organization. Outside of her professional life, she is passionate about fostering ethical practices in finance and mentoring upcoming compliance professionals.

Crcp`s contact details

mail

****************@dunham.com

********@firstallied.com

********@luciacap.com

***************@att.net

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