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Crcp Viktoria Palermo Ciccp
Crcp Viktoria Palermo Ciccp
Chief Compliance Officer
United States
Crcp Viktoria Palermo Ciccp
Summary
Viktoria Palermo is a seasoned Chief Compliance Officer at Dunham & Associates Investment Counsel, Inc., with extensive experience in regulatory compliance and risk management within the financial services sector. With a strong background in alternative investments and compliance management, she has successfully navigated complex regulatory environments and developed robust compliance programs. Her career spans multiple leadership roles in both broker-dealer and investment advisory firms, showcasing her adaptability and in-depth knowledge of industry regulations. Viktoria has a proven track record of enhancing operational efficiency and compliance through strategic oversight and team management. She holds a Bachelor of Science in International Hospitality Management from EHL, which adds a unique perspective to her approach in the financial industry. Her analytical skills and attention to detail are complemented by her interpersonal abilities, making her a valuable asset in any organization. Outside of her professional life, she is passionate about fostering ethical practices in finance and mentoring upcoming compliance professionals.
Crcp Viktoria Palermo Ciccp
Work Experience
Chief Compliance Officer at
Dunham & Associates Investment Counsel, Inc.
September 2021 - Present
Operations Manager at
Lucia Capital Group
September 2020 - September 2021
Chief Compliance Officer | AML Officer at
Lucia Securities, Llc
February 2017 - January 2021
Chief Compliance Officer | AML Officer at
Lucia Capital Group
March 2018 - December 2020
Associate Compliance Officer | Operations Manager | AML Officer at
Lucia Securities, Llc
July 2015 - February 2017
Principal Support Associate at
Lucia Securities, Llc
May 2014 - July 2015
Associate Vice President, Supervision, West Coast Region at
First Allied Securities, Inc.
September 2009 - November 2012
Senior Analyst, Advisory Compliance at
LPL Financial
March 2007 - September 2009
Registration Coordinator at
LPL Financial
February 2005 - February 2007
Assistant Head Equity Trader at
Sprott Global Resources Investments
February 2004 - February 2005
Assistant to Chief Compliance Officer at
Sprott Global Resources Investments
February 2003 - February 2004
Crcp Viktoria Palermo Ciccp
Education
EHL - Ecole Hoteliere de Lausanne, Lausanne Switzerland, Bachelor Of Science
January 1999 - January 2002
Frequently Asked Questions about Crcp Viktoria Palermo Ciccp
What is Crcp Viktoria Palermo Ciccp email address?
Crcp Viktoria Palermo Ciccp's primary email address is ****************@dunham.com. To view the full verified email and additional contact details, sign up for free with Muraena.
Where Crcp Viktoria Palermo Ciccp graduated from?
Crcp Viktoria Palermo Ciccp holds a degree in International Hospitality Management from EHL - Ecole Hoteliere de Lausanne, Lausanne Switzerland.
How can I directly contact Crcp Viktoria Palermo Ciccp?
To contact Crcp Viktoria Palermo Ciccp directly, you can use the email address ****************@dunham.com. Complete contact information is available upon registration with Muraena.
Who is Crcp Viktoria Palermo Ciccp?
Viktoria Palermo is a seasoned Chief Compliance Officer at Dunham & Associates Investment Counsel, Inc., with extensive experience in regulatory compliance and risk management within the financial services sector. With a strong background in alternative investments and compliance management, she has successfully navigated complex regulatory environments and developed robust compliance programs. Her career spans multiple leadership roles in both broker-dealer and investment advisory firms, showcasing her adaptability and in-depth knowledge of industry regulations. Viktoria has a proven track record of enhancing operational efficiency and compliance through strategic oversight and team management. She holds a Bachelor of Science in International Hospitality Management from EHL, which adds a unique perspective to her approach in the financial industry. Her analytical skills and attention to detail are complemented by her interpersonal abilities, making her a valuable asset in any organization. Outside of her professional life, she is passionate about fostering ethical practices in finance and mentoring upcoming compliance professionals.
Crcp`s contact details
****************@dunham.com
********@firstallied.com
********@luciacap.com
***************@att.net