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Dan Bucsa

Dan Bucsa

Head of Swap Dealer, Volcker, and IB Bank Branch Compliance

Rockville, Maryland, United States

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Dan Bucsa

Summary

Dan Bucsa is an accomplished Chief Compliance Officer at Morgan Stanley with extensive experience in financial services and capital markets. He has held various leadership roles within regulatory bodies and investment firms, specializing in compliance for swap dealers and security-based swap dealers. His career spans over two decades, marked by a strong focus on regulatory policy, data management, and relationship management. Dan's educational background includes an MBA from NYU Stern and studies at the Harvard Kennedy School, emphasizing his commitment to continuous learning and leadership development. He has a proven track record in navigating complex regulatory environments and driving compliance initiatives in high-stakes settings. Outside of his professional life, Dan is passionate about mentoring emerging leaders in the finance sector, showcasing his dedication to fostering talent and innovation.

General

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Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Government Experience

Dan Bucsa

Work Experience

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Head of Swap Dealer, Volcker, and IB Bank Branch Compliance at

UBS Group AG

August 2024 - Present

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Chief Compliance Officer, Global Head of Swap Dealer & Security-Based Swap Dealer Compliance at

MORGAN STANLEY ADMINISTRADORA DE CARTEIRAS S/A

July 2023 - August 2024

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Executive Director, Head of Swap Dealer & Security Based Swap Dealer Compliance at

MORGAN STANLEY ADMINISTRADORA DE CARTEIRAS S/A

July 2021 - July 2023

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Deputy Director, Division of Data at

U.S. Commodity Futures Trading Commission

November 2020 - July 2021

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Chief of Staff & Senior Policy Advisor to Commissioner Dawn D. Stump at

U.S. Commodity Futures Trading Commission

October 2018 - November 2020

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Deputy Director - Division of Market Oversight at

COMMODITY FUTURES TRADING COMMISSION

August 2014 - October 2018

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Associate Director - Division of Market Oversight at

COMMODITY FUTURES TRADING COMMISSION

November 2012 - August 2014

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Alpha Capture - Macro Trading at

Two Sigma Investments, LP

October 2010 - November 2012

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Relationship Management - Hedge Funds at

SOCIETE GENERALE S.A.

January 2008 - November 2010

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Institutional Fixed Income Sales & Trading - Mortgage Bonds & Structured Products at

Merrill Lynch/Wfc/L. Inc.

January 2004 - January 2008

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Relationship Management - Global Markets & Investment Banking at

Merrill Lynch/Wfc/L. Inc.

July 2001 - January 2004

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Dan Bucsa

Education

New York University Stern School of Business, Mba

January 2008 - January 2010

Georgetown University, Bs

January 1997 - January 2001

New Trier High School

January 1993 - January 1997

Frequently Asked Questions about Dan Bucsa

What is Dan Bucsa email address?

Dan Bucsa's primary email address is *********@morganstanley.com. To view the full verified email and additional contact details, sign up for free with Muraena.

Where Dan Bucsa graduated from?

Dan Bucsa holds a degree in Financial Instruments & Markets And Management/Strategy from New York University Stern School of Business.

How can I directly contact Dan Bucsa?

To contact Dan Bucsa directly, you can use the email address *********@morganstanley.com. Complete contact information is available upon registration with Muraena.

Who is Dan Bucsa?

Dan Bucsa is an accomplished Chief Compliance Officer at Morgan Stanley with extensive experience in financial services and capital markets. He has held various leadership roles within regulatory bodies and investment firms, specializing in compliance for swap dealers and security-based swap dealers. His career spans over two decades, marked by a strong focus on regulatory policy, data management, and relationship management. Dan's educational background includes an MBA from NYU Stern and studies at the Harvard Kennedy School, emphasizing his commitment to continuous learning and leadership development. He has a proven track record in navigating complex regulatory environments and driving compliance initiatives in high-stakes settings. Outside of his professional life, Dan is passionate about mentoring emerging leaders in the finance sector, showcasing his dedication to fostering talent and innovation.

Dan`s contact details

mail

*********@morganstanley.com

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