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David Pepper

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David Pepper

General Counsel & Chief Compliance Officer | Derivative Path

Houston, Texas, United States

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David Pepper

Summary

David Pepper is an accomplished legal professional currently serving as the General Counsel and Chief Compliance Officer at Derivative Path. With a strong background in financial markets and compliance, he has extensive experience in arbitration, commercial litigation, and corporate governance. David has worked with notable organizations including Wells Fargo and the U.S. Commodity Futures Trading Commission, where he provided legal counsel on complex regulatory issues. He holds a Juris Doctor from New York Law School and a Bachelor's degree in Economics and International Studies from Northwestern University. David's career reflects a commitment to excellence in legal practice, evidenced by receiving the Chairman’s Award For Staff Excellence. He is passionate about navigating the intricate legal landscape of financial services, ensuring compliance while fostering innovation in the industry.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Government Experience

David Pepper

Work Experience

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General Counsel & Chief Compliance Officer at

Derivative Path

February 2023 - Present

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Director, Commodities and Swap Dealer Compliance at

Wells Fargo & Company

January 2018 - February 2023

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Special Counsel, Office of the Chief Counsel, Division of Market Oversight at

U.S. Commodity Futures Trading Commission

November 2012 - December 2017

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Associate at

MILBERG PTY LTD

August 2011 - November 2012

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Financial Analyst at

MILBERG PTY LTD

January 2005 - August 2011

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Equities Trader/Market-Maker - NASDAQ Division at

Advest, Inc.

January 2000 - January 2004

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U.S. Equities Global Sales & Trading at

ABN AMRO Bank N.V.

January 1998 - January 2000

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David Pepper

Education

New York Law School, Jd

January 2007 - January 2011

Northwestern University, Ba

January 1994 - January 1998

Frequently Asked Questions about David Pepper

What is David Pepper email address?

David Pepper's primary email address is ************@wellsfargo.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does David Pepper work for?

David Pepper is a General Counsel & Chief Compliance Officer at Derivative Path, a company specializing in Other Financial Investment Activities.

Where David Pepper graduated from?

David Pepper holds a degree in Law from New York Law School.

How can I directly contact David Pepper?

To contact David Pepper directly, you can use the email address ************@wellsfargo.com. Complete contact information is available upon registration with Muraena.

Who is David Pepper?

David Pepper is an accomplished legal professional currently serving as the General Counsel and Chief Compliance Officer at Derivative Path. With a strong background in financial markets and compliance, he has extensive experience in arbitration, commercial litigation, and corporate governance. David has worked with notable organizations including Wells Fargo and the U.S. Commodity Futures Trading Commission, where he provided legal counsel on complex regulatory issues. He holds a Juris Doctor from New York Law School and a Bachelor's degree in Economics and International Studies from Northwestern University. David's career reflects a commitment to excellence in legal practice, evidenced by receiving the Chairman’s Award For Staff Excellence. He is passionate about navigating the intricate legal landscape of financial services, ensuring compliance while fostering innovation in the industry.

David`s contact details

mail

************@wellsfargo.com

*******@derivativepath.com

Colleagues

Pradeep Bhatia

Co-Founder and CEO

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Frank Fiorilli

Managing Director

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Brent Fierro

Board Member

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Steve Hawk

Co-founder & Investor

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Ciccy Yang

Managing Director

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Brad Jolicoeur

Managing Director, Application Platform

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Kurt Boehringer

Chief Financial Officer

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Maggie Ho

Managing Director, Product Management

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