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Dawn Thomason

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Dawn Thomason

Chief Compliance Officer | USA Financial

Valparaiso, Indiana, United States

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Dawn Thomason

Summary

Dawn Thomason is a seasoned Chief Compliance Officer at USA Financial, specializing in broker-dealer compliance and operations. With a strong background in compliance management and regulatory adherence, she has successfully supervised corporate advertising across various Registered Investment Advisors (RIAs) and broker-dealers. A graduate of Purdue University, Dawn combines her academic foundation with extensive industry experience, making her a valuable asset in the financial sector. Her proficiency in managing compliance regulations and marketing strategies is complemented by her leadership experience in C-level roles. Dawn's expertise extends to social media communications, showcasing her ability to navigate modern marketing channels while ensuring adherence to financial regulations. She is committed to fostering a culture of compliance within her organization and the broader financial community.

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Leadership Experience

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Dawn Thomason

Work Experience

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Chief Compliance Officer at

USA Financial

August 2022 - Present

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Managing Principal - Advertising and Marketing at

USA Financial Securities Corporation

March 2008 - September 2022

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Director of Advertising Compliance at

USA Financial

August 2018 - September 2022

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Dawn Thomason

Education

Frequently Asked Questions about Dawn Thomason

What is Dawn Thomason email address?

Dawn Thomason's primary email address is *********@usafinancial.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Dawn Thomason work for?

Dawn Thomason is a Chief Compliance Officer at USA Financial, a company specializing in Functions related to depository banking.

Where Dawn Thomason graduated from?

Dawn Thomason holds a degree in from Purdue University.

How can I directly contact Dawn Thomason?

To contact Dawn Thomason directly, you can use the email address *********@usafinancial.com. Complete contact information is available upon registration with Muraena.

Who is Dawn Thomason?

Dawn Thomason is a seasoned Chief Compliance Officer at USA Financial, specializing in broker-dealer compliance and operations. With a strong background in compliance management and regulatory adherence, she has successfully supervised corporate advertising across various Registered Investment Advisors (RIAs) and broker-dealers. A graduate of Purdue University, Dawn combines her academic foundation with extensive industry experience, making her a valuable asset in the financial sector. Her proficiency in managing compliance regulations and marketing strategies is complemented by her leadership experience in C-level roles. Dawn's expertise extends to social media communications, showcasing her ability to navigate modern marketing channels while ensuring adherence to financial regulations. She is committed to fostering a culture of compliance within her organization and the broader financial community.

Dawn`s contact details

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*********@usafinancial.com

Colleagues

Alan Meyers

Chief Executive Officer

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Allan Oehrlein

Business Development Vice President

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Steven Liverance

Chief Human Capital Officier

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David Radde

Vice President of Advisor Transitions and Marketing

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Bruce Wisler

Business Development Vice President

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Ricp Mike Frantz

Director of Advanced Planning

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Mark Mersman

Chief Marketing Officer

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