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Dawn Thomason
Dawn Thomason
Chief Compliance Officer | USA Financial
Valparaiso, Indiana, United States
Dawn Thomason
Summary
Dawn Thomason is a seasoned Chief Compliance Officer at USA Financial, specializing in broker-dealer compliance and operations. With a strong background in compliance management and regulatory adherence, she has successfully supervised corporate advertising across various Registered Investment Advisors (RIAs) and broker-dealers. A graduate of Purdue University, Dawn combines her academic foundation with extensive industry experience, making her a valuable asset in the financial sector. Her proficiency in managing compliance regulations and marketing strategies is complemented by her leadership experience in C-level roles. Dawn's expertise extends to social media communications, showcasing her ability to navigate modern marketing channels while ensuring adherence to financial regulations. She is committed to fostering a culture of compliance within her organization and the broader financial community.
Dawn Thomason
Work Experience
Chief Compliance Officer at
USA Financial
August 2022 - Present
Managing Principal - Advertising and Marketing at
USA Financial Securities Corporation
March 2008 - September 2022
Director of Advertising Compliance at
USA Financial
August 2018 - September 2022
Dawn Thomason
Education
Frequently Asked Questions about Dawn Thomason
What is Dawn Thomason email address?
Dawn Thomason's primary email address is *********@usafinancial.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Dawn Thomason work for?
Dawn Thomason is a Chief Compliance Officer at USA Financial, a company specializing in Functions related to depository banking.
Where Dawn Thomason graduated from?
Dawn Thomason holds a degree in from Purdue University.
How can I directly contact Dawn Thomason?
To contact Dawn Thomason directly, you can use the email address *********@usafinancial.com. Complete contact information is available upon registration with Muraena.
Who is Dawn Thomason?
Dawn Thomason is a seasoned Chief Compliance Officer at USA Financial, specializing in broker-dealer compliance and operations. With a strong background in compliance management and regulatory adherence, she has successfully supervised corporate advertising across various Registered Investment Advisors (RIAs) and broker-dealers. A graduate of Purdue University, Dawn combines her academic foundation with extensive industry experience, making her a valuable asset in the financial sector. Her proficiency in managing compliance regulations and marketing strategies is complemented by her leadership experience in C-level roles. Dawn's expertise extends to social media communications, showcasing her ability to navigate modern marketing channels while ensuring adherence to financial regulations. She is committed to fostering a culture of compliance within her organization and the broader financial community.
Dawn`s contact details
*********@usafinancial.com
Colleagues
Chief Executive Officer
Business Development Vice President
Chief Human Capital Officier
CEO
Vice President of Advisor Transitions and Marketing
Business Development Vice President
CFO
Director of Advanced Planning
Chief Marketing Officer