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Elaine Zane
Elaine Zane
SVP, Chief Compliance Officer & Counsel | Research Affiliates
United States
Elaine Zane
Summary
Elaine Zane is an accomplished professional with over a decade of experience in compliance and corporate governance within the investment management sector. As the SVP and Chief Compliance Officer at Research Affiliates, she brings a wealth of expertise in federal securities laws and compliance programs. Elaine's background includes a strong foundation in various investment vehicles, including hedge funds and private equity, and she is well-versed in drafting and negotiating complex legal agreements. Her unique skill set is complemented by her fluency in Mandarin Chinese, allowing her to navigate diverse legal landscapes effectively. An advocate for regulatory compliance, she has successfully managed anti-financial crimes compliance initiatives and information barriers. Elaine's career trajectory showcases a blend of legal acumen and strategic oversight, making her a vital asset in her field. She is passionate about fostering an environment of accountability and transparency in financial services, and her commitment to professional development is evident in her continuous engagement with emerging industry trends.
Elaine Zane
Work Experience
SVP, Chief Compliance Officer & Counsel at
Research Affiliates
January 2023 - Present
Vice President, Associate Counsel at
Research Affiliates
October 2019 - January 2023
Attorney Consultant - Investment Management (PIMCO) at
RGP
June 2015 - October 2019
Associate Compliance Counsel at
Canyon Partners, LLC
August 2013 - June 2015
J.D. at
Loyola Law School
August 2010 - May 2013
Law Clerk - Employment Litigation at
Law Office of Kelly Y. Chen
April 2012 - January 2013
Legal Assistant - Trading Documentation at
Canyon Partners, LLC
September 2007 - June 2010
Elaine Zane
Education
Loyola Law School, Los Angeles, J.D.
January 2010 - January 2013
University of California, Los Angeles, B.A.
January 2003 - January 2007
Frequently Asked Questions about Elaine Zane
What company does Elaine Zane work for?
Elaine Zane is a SVP, Chief Compliance Officer & Counsel at Research Affiliates, a company specializing in Investment advice.
Where Elaine Zane graduated from?
Elaine Zane holds a degree in Law from Loyola Law School, Los Angeles.
Who is Elaine Zane?
Elaine Zane is an accomplished professional with over a decade of experience in compliance and corporate governance within the investment management sector. As the SVP and Chief Compliance Officer at Research Affiliates, she brings a wealth of expertise in federal securities laws and compliance programs. Elaine's background includes a strong foundation in various investment vehicles, including hedge funds and private equity, and she is well-versed in drafting and negotiating complex legal agreements. Her unique skill set is complemented by her fluency in Mandarin Chinese, allowing her to navigate diverse legal landscapes effectively. An advocate for regulatory compliance, she has successfully managed anti-financial crimes compliance initiatives and information barriers. Elaine's career trajectory showcases a blend of legal acumen and strategic oversight, making her a vital asset in her field. She is passionate about fostering an environment of accountability and transparency in financial services, and her commitment to professional development is evident in her continuous engagement with emerging industry trends.
Elaine`s contact details
Colleagues
Vice President, Data
Senior Vice President, Head of Marketing
Chief Financial Officer
Senior Vice President; Investment Systems
Senior Vice President, Enterprise Systems
Vice President, Finance