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Elaine Zane

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Elaine Zane

SVP, Chief Compliance Officer & Counsel | Research Affiliates

United States

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Elaine Zane

Summary

Elaine Zane is an accomplished professional with over a decade of experience in compliance and corporate governance within the investment management sector. As the SVP and Chief Compliance Officer at Research Affiliates, she brings a wealth of expertise in federal securities laws and compliance programs. Elaine's background includes a strong foundation in various investment vehicles, including hedge funds and private equity, and she is well-versed in drafting and negotiating complex legal agreements. Her unique skill set is complemented by her fluency in Mandarin Chinese, allowing her to navigate diverse legal landscapes effectively. An advocate for regulatory compliance, she has successfully managed anti-financial crimes compliance initiatives and information barriers. Elaine's career trajectory showcases a blend of legal acumen and strategic oversight, making her a vital asset in her field. She is passionate about fostering an environment of accountability and transparency in financial services, and her commitment to professional development is evident in her continuous engagement with emerging industry trends.

General

Generalist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Elaine Zane

Work Experience

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SVP, Chief Compliance Officer & Counsel at

Research Affiliates

January 2023 - Present

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Vice President, Associate Counsel at

Research Affiliates

October 2019 - January 2023

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Attorney Consultant - Investment Management (PIMCO) at

RGP

June 2015 - October 2019

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Associate Compliance Counsel at

Canyon Partners, LLC

August 2013 - June 2015

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J.D. at

Loyola Law School

August 2010 - May 2013

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Law Clerk - Employment Litigation at

Law Office of Kelly Y. Chen

April 2012 - January 2013

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Legal Assistant - Trading Documentation at

Canyon Partners, LLC

September 2007 - June 2010

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Elaine Zane

Education

Loyola Law School, Los Angeles, J.D.

January 2010 - January 2013

University of California, Los Angeles, B.A.

January 2003 - January 2007

Frequently Asked Questions about Elaine Zane

What company does Elaine Zane work for?

Elaine Zane is a SVP, Chief Compliance Officer & Counsel at Research Affiliates, a company specializing in Investment advice.

Where Elaine Zane graduated from?

Elaine Zane holds a degree in Law from Loyola Law School, Los Angeles.

Who is Elaine Zane?

Elaine Zane is an accomplished professional with over a decade of experience in compliance and corporate governance within the investment management sector. As the SVP and Chief Compliance Officer at Research Affiliates, she brings a wealth of expertise in federal securities laws and compliance programs. Elaine's background includes a strong foundation in various investment vehicles, including hedge funds and private equity, and she is well-versed in drafting and negotiating complex legal agreements. Her unique skill set is complemented by her fluency in Mandarin Chinese, allowing her to navigate diverse legal landscapes effectively. An advocate for regulatory compliance, she has successfully managed anti-financial crimes compliance initiatives and information barriers. Elaine's career trajectory showcases a blend of legal acumen and strategic oversight, making her a vital asset in her field. She is passionate about fostering an environment of accountability and transparency in financial services, and her commitment to professional development is evident in her continuous engagement with emerging industry trends.

Elaine`s contact details

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Andrew Baker

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