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Eric Holt

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Eric Holt

Chief Compliance Officer | NexPoint

Dallas, Texas, United States

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Eric Holt

Summary

Eric Holt is a seasoned Chief Compliance Officer with extensive experience in the financial services sector, particularly in compliance and regulatory affairs. He has been instrumental in leading compliance teams and overseeing regulatory frameworks in various organizations, including NexPoint Securities and Nexbank Securities. With a robust background in alternative investments and asset management, Eric has a proven track record of implementing compliance programs that adhere to FINRA and SEC regulations. He is known for his strategic approach to risk management and corporate governance. In addition to his compliance expertise, he has a strong foundation in finance and trading, having worked with a range of financial products including equities and hedge funds. Eric holds a BBA in Marketing from Baylor University and has been active in the compliance field since 1997, showcasing his commitment to the industry. His leadership style fosters collaboration and innovation among teams, enabling organizations to navigate complex regulatory landscapes effectively.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Sustainability

Organisational experience

Corporate Experience

Consulting Experience

Eric Holt

Work Experience

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Chief Compliance Officer at

NexBank Securities

October 2014 - Present

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Chief Compliance Officer - NexPoint Securities, Inc. at

NexPoint

October 2014 - Present

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Managing Member at

Rgh Compliance Solutions

May 2013 - October 2014

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Chief Compliance Officer at

Hilltop Securities Inc.

February 2011 - February 2013

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Chief Compliance Officer at

CAPIS

August 2001 - April 2011

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Compliance Examiner at

Hilltop Securities Inc.

November 1999 - August 2001

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Compliance Examiner at

Charles Schaetzle Cfp

November 1997 - December 1999

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Eric Holt

Education

Baylor University - Hankamer School of Business, Bba

January 1987 - January 1991

Frequently Asked Questions about Eric Holt

What is Eric Holt email address?

Eric Holt's primary email address is *****@nexpointadvisors.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Eric Holt work for?

Eric Holt is a Chief Compliance Officer at NexPoint, a company specializing in Monetary Authorities-Central Bank.

Where Eric Holt graduated from?

Eric Holt holds a degree in Marketing from Baylor University - Hankamer School of Business.

How can I directly contact Eric Holt?

To contact Eric Holt directly, you can use the email address *****@nexpointadvisors.com. Complete contact information is available upon registration with Muraena.

Who is Eric Holt?

Eric Holt is a seasoned Chief Compliance Officer with extensive experience in the financial services sector, particularly in compliance and regulatory affairs. He has been instrumental in leading compliance teams and overseeing regulatory frameworks in various organizations, including NexPoint Securities and Nexbank Securities. With a robust background in alternative investments and asset management, Eric has a proven track record of implementing compliance programs that adhere to FINRA and SEC regulations. He is known for his strategic approach to risk management and corporate governance. In addition to his compliance expertise, he has a strong foundation in finance and trading, having worked with a range of financial products including equities and hedge funds. Eric holds a BBA in Marketing from Baylor University and has been active in the compliance field since 1997, showcasing his commitment to the industry. His leadership style fosters collaboration and innovation among teams, enabling organizations to navigate complex regulatory landscapes effectively.

Eric`s contact details

mail

*****@nexpointadvisors.com

********@ymail.com

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