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Eric Spichiger
Eric Spichiger
Chief Compliance Officer | BCP Securities Inc
Stamford, Connecticut, United States
Eric Spichiger
Summary
Eric Spichiger is a seasoned financial executive with a robust background in regulatory compliance within the securities industry. As the Chief Compliance Officer at BCP Securities, he leverages extensive experience in equity and fixed income trading to navigate complex legal and regulatory landscapes. Eric is adept at fostering collaborative relationships across diverse teams, from traders to legal experts, ensuring compliance and operational integrity. His dual licensure in the US and Canada underscores his commitment to maintaining high standards in compliance practices. With a strong focus on anti-money laundering (AML) procedures, he has successfully developed training programs and policies that enhance organizational compliance. Eric's academic background includes a double major in Economics and English from Rutgers University and an MBA specializing in International Business and Finance from Pace University. He has held various leadership roles throughout his career, consistently demonstrating his capacity to manage compliance risks effectively.
Eric Spichiger
Work Experience
Chief Compliance Officer at
BCP Securities Inc
September 2013 - Present
Managing Director, Chief Compliance Officer at
R.W. Pressprich & Co.
November 2009 - September 2013
Principal at
Christina Spichiger
January 2008 - January 2009
Executive Director Regulatory/Compliance Officer at
UBS Group AG
January 1998 - January 2008
Vice President Sr Compliance Officer at
NatWest Securities Limited
January 1995 - January 1997
Sr Compliance Officer at
SALOMON BROTHERS SA
January 1991 - January 1995
Compliance officer at
PRUDENTIAL SECURITIES PTY. LTD.
January 1989 - January 1990
Staff Accountant at
Josephthal
January 1986 - January 1989
Eric Spichiger
Education
Rutgers University, Bachelor Of Arts (Ba)
Pace University, Mba
Frequently Asked Questions about Eric Spichiger
What is Eric Spichiger email address?
Eric Spichiger's primary email address is **********@bcpsecurities.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Eric Spichiger work for?
Eric Spichiger is a Chief Compliance Officer at BCP Securities Inc, a company specializing in Monetary Authorities-Central Bank.
Where Eric Spichiger graduated from?
Eric Spichiger holds a degree in Double Major: Economics & English from Rutgers University.
How can I directly contact Eric Spichiger?
To contact Eric Spichiger directly, you can use the email address **********@bcpsecurities.com. Complete contact information is available upon registration with Muraena.
Who is Eric Spichiger?
Eric Spichiger is a seasoned financial executive with a robust background in regulatory compliance within the securities industry. As the Chief Compliance Officer at BCP Securities, he leverages extensive experience in equity and fixed income trading to navigate complex legal and regulatory landscapes. Eric is adept at fostering collaborative relationships across diverse teams, from traders to legal experts, ensuring compliance and operational integrity. His dual licensure in the US and Canada underscores his commitment to maintaining high standards in compliance practices. With a strong focus on anti-money laundering (AML) procedures, he has successfully developed training programs and policies that enhance organizational compliance. Eric's academic background includes a double major in Economics and English from Rutgers University and an MBA specializing in International Business and Finance from Pace University. He has held various leadership roles throughout his career, consistently demonstrating his capacity to manage compliance risks effectively.
Eric`s contact details
**********@bcpsecurities.com
**********@pressprich.com
Colleagues
Managing Director, Trading
Senior Managing Director
Sr Managing Director
Managing Partner, Head of BCP Securities Asia
President
Managing Partner
Managing Partner
Managing Partner
managing director
Managing Director