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Eric Spichiger

Eric Spichiger

Chief Compliance Officer | BCP Securities Inc

Stamford, Connecticut, United States

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Eric Spichiger

Summary

Eric Spichiger is a seasoned financial executive with a robust background in regulatory compliance within the securities industry. As the Chief Compliance Officer at BCP Securities, he leverages extensive experience in equity and fixed income trading to navigate complex legal and regulatory landscapes. Eric is adept at fostering collaborative relationships across diverse teams, from traders to legal experts, ensuring compliance and operational integrity. His dual licensure in the US and Canada underscores his commitment to maintaining high standards in compliance practices. With a strong focus on anti-money laundering (AML) procedures, he has successfully developed training programs and policies that enhance organizational compliance. Eric's academic background includes a double major in Economics and English from Rutgers University and an MBA specializing in International Business and Finance from Pace University. He has held various leadership roles throughout his career, consistently demonstrating his capacity to manage compliance risks effectively.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Consulting Experience

Eric Spichiger

Work Experience

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Chief Compliance Officer at

BCP Securities Inc

September 2013 - Present

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Managing Director, Chief Compliance Officer at

R.W. Pressprich & Co.

November 2009 - September 2013

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Principal at

Christina Spichiger

January 2008 - January 2009

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Executive Director Regulatory/Compliance Officer at

UBS Group AG

January 1998 - January 2008

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Vice President Sr Compliance Officer at

NatWest Securities Limited

January 1995 - January 1997

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Sr Compliance Officer at

SALOMON BROTHERS SA

January 1991 - January 1995

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Compliance officer at

PRUDENTIAL SECURITIES PTY. LTD.

January 1989 - January 1990

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Staff Accountant at

Josephthal

January 1986 - January 1989

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Eric Spichiger

Education

Rutgers University, Bachelor Of Arts (Ba)

Frequently Asked Questions about Eric Spichiger

What is Eric Spichiger email address?

Eric Spichiger's primary email address is **********@bcpsecurities.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Eric Spichiger work for?

Eric Spichiger is a Chief Compliance Officer at BCP Securities Inc, a company specializing in Monetary Authorities-Central Bank.

Where Eric Spichiger graduated from?

Eric Spichiger holds a degree in Double Major: Economics & English from Rutgers University.

How can I directly contact Eric Spichiger?

To contact Eric Spichiger directly, you can use the email address **********@bcpsecurities.com. Complete contact information is available upon registration with Muraena.

Who is Eric Spichiger?

Eric Spichiger is a seasoned financial executive with a robust background in regulatory compliance within the securities industry. As the Chief Compliance Officer at BCP Securities, he leverages extensive experience in equity and fixed income trading to navigate complex legal and regulatory landscapes. Eric is adept at fostering collaborative relationships across diverse teams, from traders to legal experts, ensuring compliance and operational integrity. His dual licensure in the US and Canada underscores his commitment to maintaining high standards in compliance practices. With a strong focus on anti-money laundering (AML) procedures, he has successfully developed training programs and policies that enhance organizational compliance. Eric's academic background includes a double major in Economics and English from Rutgers University and an MBA specializing in International Business and Finance from Pace University. He has held various leadership roles throughout his career, consistently demonstrating his capacity to manage compliance risks effectively.

Eric`s contact details

mail

**********@bcpsecurities.com

**********@pressprich.com

Colleagues

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Noah Bogan

Managing Director, Trading

Scott Dillinger

Senior Managing Director

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Scott Dillinger

Sr Managing Director

Omar Bilal Cfa

Managing Partner, Head of BCP Securities Asia

Randy Pike

President

Steve Owens

Managing Partner

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Rene Daellenbach

Managing Partner

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Rene Daellenbach

Managing Partner

Lincoln Rathnam

managing director

Stephen Cunningham

Managing Director

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