Directory
>
Erin Preston
Erin Preston
Chief Compliance Officer
New York, New York, United States
Erin Preston
Summary
Erin Preston is a seasoned legal and regulatory executive with a robust background in compliance, particularly within the financial services sector. As the Chief Compliance Officer at Wedbush Securities, she leads a team of compliance professionals, ensuring adherence to complex regulations and fostering a culture of compliance across the organization. Erin's experience spans various roles where she has successfully designed and implemented compliance programs in dynamic environments, showcasing her adaptability and leadership skills. Recognized as a Rising Star in 2016, she actively contributes to industry discussions through publications and board memberships. With a strong educational foundation in law and international relations, Erin combines legal acumen with strategic oversight to navigate the regulatory landscape effectively. Her commitment to compliance best practices positions her as a key player in promoting ethical standards in financial operations.
Erin Preston
Work Experience
Chief Compliance Officer at
Wesbush
February 2021 - Present
Chief Compliance Officer & Acting AML Compliance Officer at
Wesbush
February 2021 - May 2022
Deputy Chief Compliance Officer at
Wesbush
November 2020 - February 2021
Chief Compliance Officer at
Nabsecurities, LLC
January 2019 - January 2020
Chief Compliance Officer/AML Compliance Officer/Associate General Counsel at
DASH Financial Technologies
January 2015 - January 2019
Director of Compliance at
Verition Fund Management LLC
January 2012 - January 2015
Compliance Analyst at
Interactive Brokers
January 2006 - January 2012
Erin Preston
Education
Pace University School of Law, J.D. (Evening Division)
January 2009 - January 2013
New York University, Certificate
January 2007 - January 2008
The Ohio State University, Bachelor Of Arts - Ba
January 2002 - January 2005
The Ohio State University, B.A., Graduated With Honors
January 2002 - January 2005
The Ohio State University, Bachelor Of Arts - Ba
Frequently Asked Questions about Erin Preston
What is Erin Preston email address?
Erin Preston's primary email address is ************@wedbush.com. To view the full verified email and additional contact details, sign up for free with Muraena.
Where Erin Preston graduated from?
Erin Preston holds a degree in Law from Pace University School of Law.
How can I directly contact Erin Preston?
To contact Erin Preston directly, you can use the email address ************@wedbush.com. Complete contact information is available upon registration with Muraena.
Who is Erin Preston?
Erin Preston is a seasoned legal and regulatory executive with a robust background in compliance, particularly within the financial services sector. As the Chief Compliance Officer at Wedbush Securities, she leads a team of compliance professionals, ensuring adherence to complex regulations and fostering a culture of compliance across the organization. Erin's experience spans various roles where she has successfully designed and implemented compliance programs in dynamic environments, showcasing her adaptability and leadership skills. Recognized as a Rising Star in 2016, she actively contributes to industry discussions through publications and board memberships. With a strong educational foundation in law and international relations, Erin combines legal acumen with strategic oversight to navigate the regulatory landscape effectively. Her commitment to compliance best practices positions her as a key player in promoting ethical standards in financial operations.
Erin`s contact details
************@wedbush.com
********@dashfinancial.com