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Garth O'leary
Garth O'leary
VP, Chief Compliance Officer at RT Investment Services | Rockland Trust
Massachusetts, United States
Garth O'leary
Summary
Garth O'leary is a seasoned compliance professional with extensive experience in the financial services industry, particularly in banking and investment compliance. As the FVP and IMG Director of Compliance & Operations at Rockland Trust, he has honed his skills in regulatory reporting, compliance operations, and financial reporting. His academic background in Business Management from Curry College complements his practical expertise, which includes a strong command of various compliance-related processes and regulations. Garth's career spans over two decades, with significant roles in firms like Morgan Stanley and Putnam Investments, where he developed a keen understanding of the complexities of securities and compliance. He is particularly adept at developing policies and procedures that enhance operational efficiency while ensuring adherence to industry regulations. Garth's commitment to excellence in compliance is evident in his proactive approach to risk management and audit preparation. He continues to seek ways to innovate within the compliance space, demonstrating a blend of leadership and technical acumen.
Garth O'leary
Work Experience
VP, Chief Compliance Officer at RT Investment Services at
Rt Investment Services
March 2017 - Present
VP, IMG Director of of Compliance & Operations at
Rockland Trust
April 2011 - Present
AVP Compliance and Operations at
Rockland Trust Financial Services
April 2011 - Present
Assistant Vice President at
Morgan Stanley
October 2006 - March 2011
Account Transfer Manager at
Brownco
May 1999 - June 2006
Customer Service Representative at
Brown
June 1999 - May 2006
Retirement Specialist at
Putnam Investments
June 1997 - May 1999
Garth O'leary
Education
Cannon financial
January 2015 - January 2016
Curry College, Bachelor Of Arts (B.A.)
January 1993 - January 1997
Braintree
Braintree
Cannon financial
Cannon financial
Frequently Asked Questions about Garth O'leary
What is Garth O'leary email address?
Garth O'leary's primary email address is ************@rocklandtrust.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Garth O'leary work for?
Garth O'leary is a VP, Chief Compliance Officer at RT Investment Services at Rockland Trust, a company specializing in National commercial banks.
Where Garth O'leary graduated from?
Garth O'leary holds a degree in from Cannon financial.
How can I directly contact Garth O'leary?
To contact Garth O'leary directly, you can use the email address ************@rocklandtrust.com. Complete contact information is available upon registration with Muraena.
Who is Garth O'leary?
Garth O'leary is a seasoned compliance professional with extensive experience in the financial services industry, particularly in banking and investment compliance. As the FVP and IMG Director of Compliance & Operations at Rockland Trust, he has honed his skills in regulatory reporting, compliance operations, and financial reporting. His academic background in Business Management from Curry College complements his practical expertise, which includes a strong command of various compliance-related processes and regulations. Garth's career spans over two decades, with significant roles in firms like Morgan Stanley and Putnam Investments, where he developed a keen understanding of the complexities of securities and compliance. He is particularly adept at developing policies and procedures that enhance operational efficiency while ensuring adherence to industry regulations. Garth's commitment to excellence in compliance is evident in his proactive approach to risk management and audit preparation. He continues to seek ways to innovate within the compliance space, demonstrating a blend of leadership and technical acumen.
Garth`s contact details
************@rocklandtrust.com
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