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Garth O'leary

Garth O'leary

VP, Chief Compliance Officer at RT Investment Services | Rockland Trust

Massachusetts, United States

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Garth O'leary

Summary

Garth O'leary is a seasoned compliance professional with extensive experience in the financial services industry, particularly in banking and investment compliance. As the FVP and IMG Director of Compliance & Operations at Rockland Trust, he has honed his skills in regulatory reporting, compliance operations, and financial reporting. His academic background in Business Management from Curry College complements his practical expertise, which includes a strong command of various compliance-related processes and regulations. Garth's career spans over two decades, with significant roles in firms like Morgan Stanley and Putnam Investments, where he developed a keen understanding of the complexities of securities and compliance. He is particularly adept at developing policies and procedures that enhance operational efficiency while ensuring adherence to industry regulations. Garth's commitment to excellence in compliance is evident in his proactive approach to risk management and audit preparation. He continues to seek ways to innovate within the compliance space, demonstrating a blend of leadership and technical acumen.

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Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Consulting Experience

Garth O'leary

Work Experience

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VP, Chief Compliance Officer at RT Investment Services at

Rt Investment Services

March 2017 - Present

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VP, IMG Director of of Compliance & Operations at

Rockland Trust

April 2011 - Present

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AVP Compliance and Operations at

Rockland Trust Financial Services

April 2011 - Present

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Assistant Vice President at

Morgan Stanley

October 2006 - March 2011

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Account Transfer Manager at

Brownco

May 1999 - June 2006

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Customer Service Representative at

Brown

June 1999 - May 2006

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Retirement Specialist at

Putnam Investments

June 1997 - May 1999

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Garth O'leary

Education

Cannon financial

January 2015 - January 2016

Curry College, Bachelor Of Arts (B.A.)

January 1993 - January 1997

Braintree

Braintree

Cannon financial

Cannon financial

Frequently Asked Questions about Garth O'leary

What is Garth O'leary email address?

Garth O'leary's primary email address is ************@rocklandtrust.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Garth O'leary work for?

Garth O'leary is a VP, Chief Compliance Officer at RT Investment Services at Rockland Trust, a company specializing in National commercial banks.

Where Garth O'leary graduated from?

Garth O'leary holds a degree in from Cannon financial.

How can I directly contact Garth O'leary?

To contact Garth O'leary directly, you can use the email address ************@rocklandtrust.com. Complete contact information is available upon registration with Muraena.

Who is Garth O'leary?

Garth O'leary is a seasoned compliance professional with extensive experience in the financial services industry, particularly in banking and investment compliance. As the FVP and IMG Director of Compliance & Operations at Rockland Trust, he has honed his skills in regulatory reporting, compliance operations, and financial reporting. His academic background in Business Management from Curry College complements his practical expertise, which includes a strong command of various compliance-related processes and regulations. Garth's career spans over two decades, with significant roles in firms like Morgan Stanley and Putnam Investments, where he developed a keen understanding of the complexities of securities and compliance. He is particularly adept at developing policies and procedures that enhance operational efficiency while ensuring adherence to industry regulations. Garth's commitment to excellence in compliance is evident in his proactive approach to risk management and audit preparation. He continues to seek ways to innovate within the compliance space, demonstrating a blend of leadership and technical acumen.

Garth`s contact details

mail

************@rocklandtrust.com

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