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Gary Lober

Gary Lober

n/a | None

United States

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Gary Lober

Summary

Gary Lober is a seasoned Securities Compliance professional with over 20 years of experience in the financial services industry. He has held prominent roles as Chief Compliance Officer (CCO) for various organizations, demonstrating a strong command over compliance programs in broker-dealers, investment advisors, and municipal dealers. Gary's expertise spans multiple facets of asset management, including fixed income, equities, and risk management. He is currently semi-retired, allowing him to leverage his extensive background in a consultancy capacity. Gary's academic foundation in psychology from Louisiana State University contributes to his understanding of regulatory behavior and compliance culture. His career reflects a commitment to upholding integrity within financial markets while fostering compliance awareness. Gary is well-versed in navigating complex legal frameworks and is recognized for his leadership in compliance initiatives. He continues to engage with the industry through consultancy, sharing insights gained from his diverse experiences.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Leadership Development

Organisational experience

Corporate Experience

Consulting Experience

Gary Lober

Work Experience

company logo

n/a at

Semi-Retired

April 2019 - Present

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Semi Retired at

None

January 2019 - Present

💼

VP Compliance Officer Fixed Income Capital Markets at

Spb Limited Partnership

December 2016 - Present

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Financial Industry Consultant at

U S Department of Justice

February 2016 - December 2016

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Consulting/personal travel at

Various

April 2015 - February 2016

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SVP/CCO at

Siebert Williams Shank

July 2011 - March 2015

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SVP/CCO at

Siebert Financial

January 2013 - January 2015

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Gary Lober

Education

Louisiana State University, Bachelor Of Arts (B.A.)

January 1990 - January 1994

Frequently Asked Questions about Gary Lober

What is Gary Lober email address?

Gary Lober's primary email address is *********@dadavidson.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Gary Lober work for?

Gary Lober is a n/a at None.

Where Gary Lober graduated from?

Gary Lober holds a degree in Psychology from Louisiana State University.

How can I directly contact Gary Lober?

To contact Gary Lober directly, you can use the email address *********@dadavidson.com. Complete contact information is available upon registration with Muraena.

Who is Gary Lober?

Gary Lober is a seasoned Securities Compliance professional with over 20 years of experience in the financial services industry. He has held prominent roles as Chief Compliance Officer (CCO) for various organizations, demonstrating a strong command over compliance programs in broker-dealers, investment advisors, and municipal dealers. Gary's expertise spans multiple facets of asset management, including fixed income, equities, and risk management. He is currently semi-retired, allowing him to leverage his extensive background in a consultancy capacity. Gary's academic foundation in psychology from Louisiana State University contributes to his understanding of regulatory behavior and compliance culture. His career reflects a commitment to upholding integrity within financial markets while fostering compliance awareness. Gary is well-versed in navigating complex legal frameworks and is recognized for his leadership in compliance initiatives. He continues to engage with the industry through consultancy, sharing insights gained from his diverse experiences.

Gary`s contact details

mail

*********@dadavidson.com

**********@jeinet.com

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