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Gary Lober
Gary Lober
n/a | None
United States
Gary Lober
Summary
Gary Lober is a seasoned Securities Compliance professional with over 20 years of experience in the financial services industry. He has held prominent roles as Chief Compliance Officer (CCO) for various organizations, demonstrating a strong command over compliance programs in broker-dealers, investment advisors, and municipal dealers. Gary's expertise spans multiple facets of asset management, including fixed income, equities, and risk management. He is currently semi-retired, allowing him to leverage his extensive background in a consultancy capacity. Gary's academic foundation in psychology from Louisiana State University contributes to his understanding of regulatory behavior and compliance culture. His career reflects a commitment to upholding integrity within financial markets while fostering compliance awareness. Gary is well-versed in navigating complex legal frameworks and is recognized for his leadership in compliance initiatives. He continues to engage with the industry through consultancy, sharing insights gained from his diverse experiences.
Gary Lober
Work Experience
n/a at
Semi-Retired
April 2019 - Present
Semi Retired at
None
January 2019 - Present
VP Compliance Officer Fixed Income Capital Markets at
Spb Limited Partnership
December 2016 - Present
Financial Industry Consultant at
U S Department of Justice
February 2016 - December 2016
Consulting/personal travel at
Various
April 2015 - February 2016
SVP/CCO at
Siebert Williams Shank
July 2011 - March 2015
SVP/CCO at
Siebert Financial
January 2013 - January 2015
Gary Lober
Education
Louisiana State University, Bachelor Of Arts (B.A.)
January 1990 - January 1994
Frequently Asked Questions about Gary Lober
What is Gary Lober email address?
Gary Lober's primary email address is *********@dadavidson.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Gary Lober work for?
Gary Lober is a n/a at None.
Where Gary Lober graduated from?
Gary Lober holds a degree in Psychology from Louisiana State University.
How can I directly contact Gary Lober?
To contact Gary Lober directly, you can use the email address *********@dadavidson.com. Complete contact information is available upon registration with Muraena.
Who is Gary Lober?
Gary Lober is a seasoned Securities Compliance professional with over 20 years of experience in the financial services industry. He has held prominent roles as Chief Compliance Officer (CCO) for various organizations, demonstrating a strong command over compliance programs in broker-dealers, investment advisors, and municipal dealers. Gary's expertise spans multiple facets of asset management, including fixed income, equities, and risk management. He is currently semi-retired, allowing him to leverage his extensive background in a consultancy capacity. Gary's academic foundation in psychology from Louisiana State University contributes to his understanding of regulatory behavior and compliance culture. His career reflects a commitment to upholding integrity within financial markets while fostering compliance awareness. Gary is well-versed in navigating complex legal frameworks and is recognized for his leadership in compliance initiatives. He continues to engage with the industry through consultancy, sharing insights gained from his diverse experiences.
Gary`s contact details
*********@dadavidson.com
**********@jeinet.com
Colleagues
retiree
Retired Oil Industry Consultant
VP of Global Operations - Retired
Retired
Retired!!!
AVR
Active Retirement
Retired
Semi Retired Association Executive