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Heath Morris

Heath Morris

Principal Board Member | SBA Investment Company Risk & Policy Board | U.S. Small Business Administration

Washington, District of Columbia, United States

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Heath Morris

Summary

Heath Morris is a seasoned professional currently serving as the Chief Compliance Officer and Managing Director at the U.S. Small Business Administration, where he oversees the enforcement of federal laws and regulations for registered investment companies. With a robust background in asset management and banking law, he has developed a strong leadership presence and is known for his exceptional negotiation skills. His career spans both public and private sectors, providing him with a unique perspective on compliance and regulatory affairs. Heath's commitment to mentoring young professionals in the investment banking and legal fields highlights his dedication to fostering the next generation of leaders. His extensive experience includes roles at Goldman Sachs and the U.S. Securities and Exchange Commission, where he honed his expertise in risk management and securities regulation. Heath's ability to simplify complex issues makes him a valuable asset in any discussion on financial compliance and operational strategy.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Government Experience

Heath Morris

Work Experience

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Principal Board Member | SBA Investment Company Risk & Policy Board at

U.S. Small Business Administration

June 2023 - Present

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Advisory Board Member | Agency Fraud Risk Management Board at

U.S. Small Business Administration

May 2022 - Present

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Advisory Board Member | Agency Enterprise Risk Management Board at

U.S. Small Business Administration

March 2022 - Present

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Chief Compliance Officer (CCO) | Office of Investment & Innovation (OII) at

U.S. Small Business Administration

June 2021 - Present

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Principal Board Member | SBA Investment Company Licensing Board at

U.S. Small Business Administration

June 2021 - Present

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Managing Director | Office of Investment Company Examinations & Enforcement at

U.S. Small Business Administration

June 2020 - Present

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Acting Deputy Associate Administrator SES | Office of Investment & Innovation at

U.S. Small Business Administration

April 2024 - July 2024

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Asset & Wealth Management | Investment Risk and Control at

JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED

June 2020 - June 2020

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Management & Strategy | Investment Risk and Supervisory Control | Securities Division at

Goldman Sachs

May 2019 - June 2020

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Regulatory Securities | FX, FICC & Equities | Securities Division at

Goldman Sachs

June 2018 - May 2019

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Honors Attorney | Insider Trading | Division of Enforcement at

US Securities Exchange

January 2018 - June 2018

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Private Wealth Management | Head of Portfolio Risk & Strategy at

Fmr Capital Subsidiary Of Fidelity Investments

December 2016 - December 2017

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SVP | Advisory Board Member | Asset Management | Corporate Client M&A at

Fmr Capital Subsidiary Of Fidelity Investments

August 2014 - December 2016

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Judicial Law Clerk at

United States Courts

May 2015 - July 2015

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Vice President | Investment Portfolio Risk & Strategy | M&A at

FMR CAPITAL

July 2012 - August 2014

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Intern then Analyst - Corporate Client Portfolio Mergers & Acquisitions at

FMR CAPITAL

July 2010 - July 2012

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Heath Morris

Education

Frequently Asked Questions about Heath Morris

What is Heath Morris email address?

Heath Morris's primary email address is ************@sba.gov. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Heath Morris work for?

Heath Morris is a Principal Board Member | SBA Investment Company Risk & Policy Board at U.S. Small Business Administration, a company specializing in Justice, Public Order, & Safety Activities .

Where Heath Morris graduated from?

Heath Morris holds a degree in from Georgetown University Law Center.

How can I directly contact Heath Morris?

To contact Heath Morris directly, you can use the email address ************@sba.gov. Complete contact information is available upon registration with Muraena.

Who is Heath Morris?

Heath Morris is a seasoned professional currently serving as the Chief Compliance Officer and Managing Director at the U.S. Small Business Administration, where he oversees the enforcement of federal laws and regulations for registered investment companies. With a robust background in asset management and banking law, he has developed a strong leadership presence and is known for his exceptional negotiation skills. His career spans both public and private sectors, providing him with a unique perspective on compliance and regulatory affairs. Heath's commitment to mentoring young professionals in the investment banking and legal fields highlights his dedication to fostering the next generation of leaders. His extensive experience includes roles at Goldman Sachs and the U.S. Securities and Exchange Commission, where he honed his expertise in risk management and securities regulation. Heath's ability to simplify complex issues makes him a valuable asset in any discussion on financial compliance and operational strategy.

Heath`s contact details

mail

************@sba.gov

Colleagues

Patrick Tunison

Chief International Lending Officer

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Steve Murray

Managing Director

Andrew Mccandless

Member of Invention, Innovation, and Entrepreneurship Advisory Committee

Gail Green

Chief, Account Resolution

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Bob Esquivel

Lender Relations Chief

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Ginger Allen

Chief, 7(a) Loan Policy Division

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Brown Edward

Chief of Finance

Sally Murrell

Chief of Operations/Ofc of Intn'l Trade

Steve Knott

Area Chief

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