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Heather Mudgett

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Heather Mudgett

Registered Sales Assistant | Wells Fargo Advisors

California, San Diego, United States

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Heather Mudgett

Summary

Heather Mudgett is a seasoned financial services professional with over three decades of expertise in brokerage risk management and compliance supervision. Currently serving as the CRG Divisional Governance Manager and Vice President at Wells Fargo Advisors, she has cultivated a strong reputation for her analytical thinking and implementation skills. Her career is marked by a commitment to policy review and client sustainability, ensuring adherence to evolving industry regulations. Heather has a proven track record in surveillance and risk management, making her a valuable asset in the financial sector. Beyond her professional achievements, she is known for her dedication to mentoring others in the industry. Heather's experience spans various roles, showcasing her ability to adapt and thrive in dynamic environments. She holds a California Insurance Producer License and is actively involved in compliance and governance discussions. Outside of work, she enjoys exploring new trends in financial technology and sustainability.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Sustainability

Emerging Technologies

Organisational experience

Corporate Experience

Heather Mudgett

Work Experience

💼

Registered Sales Assistant at

Lehman Brothers

January 1990 - January 1993

💼

Senior Registered Client Associate at

A.G. Edwards & Sons, Inc.

January 1993 - January 1996

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Field Support Governance Manager, Vice President at

Wells Fargo Advisors

September 1996 - Present

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Frequently Asked Questions about Heather Mudgett

What is Heather Mudgett email address?

Heather Mudgett's primary email address is ***************@wellsfargoadvisors.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Heather Mudgett work for?

Heather Mudgett is a Registered Sales Assistant at Wells Fargo Advisors.

How can I directly contact Heather Mudgett?

To contact Heather Mudgett directly, you can use the email address ***************@wellsfargoadvisors.com. Complete contact information is available upon registration with Muraena.

Who is Heather Mudgett?

Heather Mudgett is a seasoned financial services professional with over three decades of expertise in brokerage risk management and compliance supervision. Currently serving as the CRG Divisional Governance Manager and Vice President at Wells Fargo Advisors, she has cultivated a strong reputation for her analytical thinking and implementation skills. Her career is marked by a commitment to policy review and client sustainability, ensuring adherence to evolving industry regulations. Heather has a proven track record in surveillance and risk management, making her a valuable asset in the financial sector. Beyond her professional achievements, she is known for her dedication to mentoring others in the industry. Heather's experience spans various roles, showcasing her ability to adapt and thrive in dynamic environments. She holds a California Insurance Producer License and is actively involved in compliance and governance discussions. Outside of work, she enjoys exploring new trends in financial technology and sustainability.

Heather`s contact details

mail

***************@wellsfargoadvisors.com

***************@wellsfargo.com

Colleagues

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Mark R Waltersheide

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Mark Schaaf

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Mark Schlig

Vice Presidents, Investments

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Mark Serby

District Director/Senior Vice President

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