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Jeff Smith
Jeff Smith
Chief Compliance Officer | Velocity Capital, LLC
New York, New York, United States
Jeff Smith
Summary
Jeff Smith is a seasoned Chief Compliance Officer with over twenty-five years of experience in compliance management across various financial sectors. He has a proven track record of developing and implementing successful compliance programs that not only meet regulatory requirements but also enhance organizational integrity. Jeff's strategic mindset and ability to foster relationships have positioned him as a respected leader in the investment industry. He is known for his commitment to ethics and compliance, ensuring that his organizations maintain a competitive edge while adhering to legal standards. His extensive expertise includes anti-money laundering, risk management, and client relations, which he leverages to drive business development. Jeff is also adept at navigating complex regulatory environments, making him a valuable asset to any organization. In addition to his compliance expertise, he has held various leadership roles, demonstrating his ability to adapt and thrive in dynamic environments.
Jeff Smith
Work Experience
Chief Compliance Officer at
Velocity Capital, LLC
February 2020 - Present
Chief Compliance Officer at
The Benchmark Company, LLC.
August 2017 - February 2020
Chief Compliance Officer at
Quasar Trading
August 2015 - May 2017
Senior Risk Analyst at
LPL Financial
September 2014 - July 2015
Chief Compliance Officer at
Quasar Trading
June 2010 - September 2014
Assistant Director - Compliance at
E1 Asset Management
July 2009 - March 2010
Assistant Vice President, Account Management at
New Colony Homes Inc
September 2007 - November 2008
Vice President of Trading at
Hold Brothers Capital, LLC
May 2004 - September 2007
Assistant Relationship Manager at
Fidelity Investments
January 1996 - January 1998
Financial Advisor at
Morgan Stanley
January 1995 - January 1996
Jeff Smith
Education
January 1989 - January 1993
Frequently Asked Questions about Jeff Smith
What is Jeff Smith email address?
Jeff Smith's primary email address is ******@velocitycapitalllc.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Jeff Smith work for?
Jeff Smith is a Chief Compliance Officer at Velocity Capital, LLC, a company specializing in Functions related to depository banking.
Where Jeff Smith graduated from?
Jeff Smith holds a degree in from Le Moyne College.
How can I directly contact Jeff Smith?
To contact Jeff Smith directly, you can use the email address ******@velocitycapitalllc.com. Complete contact information is available upon registration with Muraena.
Who is Jeff Smith?
Jeff Smith is a seasoned Chief Compliance Officer with over twenty-five years of experience in compliance management across various financial sectors. He has a proven track record of developing and implementing successful compliance programs that not only meet regulatory requirements but also enhance organizational integrity. Jeff's strategic mindset and ability to foster relationships have positioned him as a respected leader in the investment industry. He is known for his commitment to ethics and compliance, ensuring that his organizations maintain a competitive edge while adhering to legal standards. His extensive expertise includes anti-money laundering, risk management, and client relations, which he leverages to drive business development. Jeff is also adept at navigating complex regulatory environments, making him a valuable asset to any organization. In addition to his compliance expertise, he has held various leadership roles, demonstrating his ability to adapt and thrive in dynamic environments.
Jeff`s contact details
******@velocitycapitalllc.com
**********@morganstanley.com
******@pershing.com
Colleagues