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Jeff Smith

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Jeff Smith

Chief Compliance Officer | Velocity Capital, LLC

New York, New York, United States

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Jeff Smith

Summary

Jeff Smith is a seasoned Chief Compliance Officer with over twenty-five years of experience in compliance management across various financial sectors. He has a proven track record of developing and implementing successful compliance programs that not only meet regulatory requirements but also enhance organizational integrity. Jeff's strategic mindset and ability to foster relationships have positioned him as a respected leader in the investment industry. He is known for his commitment to ethics and compliance, ensuring that his organizations maintain a competitive edge while adhering to legal standards. His extensive expertise includes anti-money laundering, risk management, and client relations, which he leverages to drive business development. Jeff is also adept at navigating complex regulatory environments, making him a valuable asset to any organization. In addition to his compliance expertise, he has held various leadership roles, demonstrating his ability to adapt and thrive in dynamic environments.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Jeff Smith

Work Experience

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Chief Compliance Officer at

Velocity Capital, LLC

February 2020 - Present

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Chief Compliance Officer at

The Benchmark Company, LLC.

August 2017 - February 2020

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Chief Compliance Officer at

Quasar Trading

August 2015 - May 2017

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Senior Risk Analyst at

LPL Financial

September 2014 - July 2015

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Chief Compliance Officer at

Quasar Trading

June 2010 - September 2014

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Assistant Director - Compliance at

E1 Asset Management

July 2009 - March 2010

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Assistant Vice President, Account Management at

New Colony Homes Inc

September 2007 - November 2008

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Vice President of Trading at

Hold Brothers Capital, LLC

May 2004 - September 2007

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Assistant Relationship Manager at

Fidelity Investments

January 1996 - January 1998

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Financial Advisor at

Morgan Stanley

January 1995 - January 1996

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Jeff Smith

Education

Le Moyne College

January 1989 - January 1993

Frequently Asked Questions about Jeff Smith

What is Jeff Smith email address?

Jeff Smith's primary email address is ******@velocitycapitalllc.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Jeff Smith work for?

Jeff Smith is a Chief Compliance Officer at Velocity Capital, LLC, a company specializing in Functions related to depository banking.

Where Jeff Smith graduated from?

Jeff Smith holds a degree in from Le Moyne College.

How can I directly contact Jeff Smith?

To contact Jeff Smith directly, you can use the email address ******@velocitycapitalllc.com. Complete contact information is available upon registration with Muraena.

Who is Jeff Smith?

Jeff Smith is a seasoned Chief Compliance Officer with over twenty-five years of experience in compliance management across various financial sectors. He has a proven track record of developing and implementing successful compliance programs that not only meet regulatory requirements but also enhance organizational integrity. Jeff's strategic mindset and ability to foster relationships have positioned him as a respected leader in the investment industry. He is known for his commitment to ethics and compliance, ensuring that his organizations maintain a competitive edge while adhering to legal standards. His extensive expertise includes anti-money laundering, risk management, and client relations, which he leverages to drive business development. Jeff is also adept at navigating complex regulatory environments, making him a valuable asset to any organization. In addition to his compliance expertise, he has held various leadership roles, demonstrating his ability to adapt and thrive in dynamic environments.

Jeff`s contact details

mail

******@velocitycapitalllc.com

**********@morganstanley.com

******@pershing.com

Colleagues

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Patrick Curry

Managing Director

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John Carriero

Managing Director

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Matteo Amato

Chief Financial Officer

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