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Jessica Polo Basha

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Jessica Polo Basha

Senior Vice President- Chief Compliance Officer | Roosevelt & Cross Incorporated

Short Hills, New Jersey, United States

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Jessica Polo Basha

Summary

Jessica Polo Basha is a seasoned Compliance Officer with extensive experience in the financial services sector, currently serving as the Senior Vice President and Chief Compliance Officer at Roosevelt & Cross Incorporated. With a strong background in compliance regulations, trade compliance, and proprietary trading, she has demonstrated her ability to navigate complex regulatory environments. Jessica's expertise spans across various financial instruments including equities, derivatives, and hedge funds. She is known for her exceptional communication skills and her capacity to manage change initiatives within organizations. Her academic foundation in International Business and Finance from Immaculata University complements her professional journey. Jessica is passionate about fostering compliance culture and ensuring robust operational frameworks in the organizations she serves. Her diverse experience across leading financial firms like Goldman Sachs and JP Morgan has equipped her with a unique perspective on industry best practices. Outside of her professional endeavors, she is likely to have interests in languages and cross-cultural communication, given her educational background.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Leadership Development

Innovation

Organisational experience

Corporate Experience

Jessica Polo Basha

Work Experience

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Senior Vice President- Chief Compliance Officer at

Roosevelt & Cross Incorporated

January 2024 - Present

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Senior Vice President- Compliance at

Roosevelt & Cross Incorporated

October 2023 - January 2024

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Compliance Officer at

Flow Traders

February 2013 - May 2022

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Mid Office and Compliance Manager at

Flow Traders

October 2009 - January 2013

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Senior Analyst at

Goldman Sachs

July 2006 - December 2008

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Associate at

J.P. Morgan

January 2004 - January 2006

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Registered Sales Assistant at

Morgan Stanley

January 2002 - January 2004

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Jessica Polo Basha

Education

Immaculata University, International Business With A Forein Language (French) With Finance As A Minor

January 1997 - January 2001

English college

Frequently Asked Questions about Jessica Polo Basha

What is Jessica Polo Basha email address?

Jessica Polo Basha's primary email address is *************@flowtraders.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Jessica Polo Basha work for?

Jessica Polo Basha is a Senior Vice President- Chief Compliance Officer at Roosevelt & Cross Incorporated, a company specializing in Monetary Authorities-Central Bank.

Where Jessica Polo Basha graduated from?

Jessica Polo Basha holds a degree in International Business/ Economics from Immaculata University.

How can I directly contact Jessica Polo Basha?

To contact Jessica Polo Basha directly, you can use the email address *************@flowtraders.com. Complete contact information is available upon registration with Muraena.

Who is Jessica Polo Basha?

Jessica Polo Basha is a seasoned Compliance Officer with extensive experience in the financial services sector, currently serving as the Senior Vice President and Chief Compliance Officer at Roosevelt & Cross Incorporated. With a strong background in compliance regulations, trade compliance, and proprietary trading, she has demonstrated her ability to navigate complex regulatory environments. Jessica's expertise spans across various financial instruments including equities, derivatives, and hedge funds. She is known for her exceptional communication skills and her capacity to manage change initiatives within organizations. Her academic foundation in International Business and Finance from Immaculata University complements her professional journey. Jessica is passionate about fostering compliance culture and ensuring robust operational frameworks in the organizations she serves. Her diverse experience across leading financial firms like Goldman Sachs and JP Morgan has equipped her with a unique perspective on industry best practices. Outside of her professional endeavors, she is likely to have interests in languages and cross-cultural communication, given her educational background.

Jessica`s contact details

mail

*************@flowtraders.com

******@roosevelt-cross.com

Colleagues

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Susannah Page

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Elaine Brennan

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Brendan Collins

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David Wagner

Executive Vice President

Will Pryor

Vice President

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