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John Klocek

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John Klocek

Floor Services Team Lead/Market Surveillance | Loomis, Sayles & Company

Massachusetts, Boston, United States

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John Klocek

Summary

John Klocek is a seasoned Chief Compliance Officer with a wealth of experience in regulatory compliance and risk management. He has a proven track record of developing effective compliance processes that balance regulatory requirements with business objectives. His expertise spans across compliance, design, surveillance, and sales within the financial services sector, particularly with broker-dealers and investment advisors. John is adept at navigating complex regulatory landscapes, including FINRA rules and SEC laws. He holds a Bachelor of Business Administration from the University of Massachusetts Amherst, which laid the foundation for his career in compliance. Known for his solutions-oriented approach, he is dedicated to fostering a culture of compliance within organizations. John is currently leading compliance efforts at Loomis Sayles Distributors, L.P., where he continues to influence the industry. His commitment to professional growth and adaptation makes him a valuable asset in the ever-evolving financial landscape.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

John Klocek

Work Experience

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Chief Compliance Officer at

Loomis, Sayles & Company

May 2023 - Present

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John Klocek

Education

University of Massachusetts Amherst, Bachelor of Business Administration (BBA)

Frequently Asked Questions about John Klocek

What is John Klocek email address?

John Klocek's primary email address is ********@wellington.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does John Klocek work for?

John Klocek is a Floor Services Team Lead/Market Surveillance at Loomis, Sayles & Company.

Where John Klocek graduated from?

John Klocek holds a degree in null from University of Massachusetts Amherst.

How can I directly contact John Klocek?

To contact John Klocek directly, you can use the email address ********@wellington.com. Complete contact information is available upon registration with Muraena.

Who is John Klocek?

John Klocek is a seasoned Chief Compliance Officer with a wealth of experience in regulatory compliance and risk management. He has a proven track record of developing effective compliance processes that balance regulatory requirements with business objectives. His expertise spans across compliance, design, surveillance, and sales within the financial services sector, particularly with broker-dealers and investment advisors. John is adept at navigating complex regulatory landscapes, including FINRA rules and SEC laws. He holds a Bachelor of Business Administration from the University of Massachusetts Amherst, which laid the foundation for his career in compliance. Known for his solutions-oriented approach, he is dedicated to fostering a culture of compliance within organizations. John is currently leading compliance efforts at Loomis Sayles Distributors, L.P., where he continues to influence the industry. His commitment to professional growth and adaptation makes him a valuable asset in the ever-evolving financial landscape.

John`s contact details

mail

********@wellington.com

*******@loomissayles.com

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Peter Guzzi

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