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Joseph Hartswell Cfa
Joseph Hartswell Cfa
Chief Compliance Officer and Managing Director | New Mountain Capital
New York, New York, United States
Joseph Hartswell Cfa
Summary
Joseph Hartswell is a seasoned Chief Compliance Officer and Managing Director at New Mountain Capital, where he has been instrumental in navigating the complexities of compliance in the financial sector since 2015. With a career spanning over two decades, he brings a wealth of experience from previous roles at Mount Kellett Capital Management and PricewaterhouseCoopers, where he led regulatory advisory practices. Joseph's expertise lies in ensuring adherence to financial regulations, making him a pivotal figure in the investment management landscape. His background includes significant stints with the U.S. Securities and Exchange Commission, where he honed his skills in securities compliance. Based in New York, he is well-versed in the intricacies of security and commodity exchanges. Joseph’s professional journey reflects his commitment to upholding the highest standards of compliance while fostering a culture of integrity within organizations. He is continuously interested in the evolving regulatory environment and its implications for investment strategies.
Joseph Hartswell Cfa
Work Experience
Chief Compliance Officer and Managing Director at
New Mountain Capital
August 2015 - Present
Chief Compliance Officer and Managing Director at
Mount Kellett Capital Management
February 2013 - August 2015
Director at
PwC
January 2010 - February 2013
Vice President Compliance at
Aigpinebridge Investments
September 2005 - January 2010
Securities Compliance Examiner at
US Securities Exchange
July 2000 - September 2005
Frequently Asked Questions about Joseph Hartswell Cfa
What is Joseph Hartswell Cfa email address?
Joseph Hartswell Cfa's primary email address is **********@newmountaincapital.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Joseph Hartswell Cfa work for?
Joseph Hartswell Cfa is a Chief Compliance Officer and Managing Director at New Mountain Capital, a company specializing in Monetary Authorities-Central Bank.
How can I directly contact Joseph Hartswell Cfa?
To contact Joseph Hartswell Cfa directly, you can use the email address **********@newmountaincapital.com. Complete contact information is available upon registration with Muraena.
Who is Joseph Hartswell Cfa?
Joseph Hartswell is a seasoned Chief Compliance Officer and Managing Director at New Mountain Capital, where he has been instrumental in navigating the complexities of compliance in the financial sector since 2015. With a career spanning over two decades, he brings a wealth of experience from previous roles at Mount Kellett Capital Management and PricewaterhouseCoopers, where he led regulatory advisory practices. Joseph's expertise lies in ensuring adherence to financial regulations, making him a pivotal figure in the investment management landscape. His background includes significant stints with the U.S. Securities and Exchange Commission, where he honed his skills in securities compliance. Based in New York, he is well-versed in the intricacies of security and commodity exchanges. Joseph’s professional journey reflects his commitment to upholding the highest standards of compliance while fostering a culture of integrity within organizations. He is continuously interested in the evolving regulatory environment and its implications for investment strategies.
Joseph`s contact details
**********@newmountaincapital.com
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