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Joseph Hartswell Cfa

Joseph Hartswell Cfa

Chief Compliance Officer and Managing Director | New Mountain Capital

New York, New York, United States

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Joseph Hartswell Cfa

Summary

Joseph Hartswell is a seasoned Chief Compliance Officer and Managing Director at New Mountain Capital, where he has been instrumental in navigating the complexities of compliance in the financial sector since 2015. With a career spanning over two decades, he brings a wealth of experience from previous roles at Mount Kellett Capital Management and PricewaterhouseCoopers, where he led regulatory advisory practices. Joseph's expertise lies in ensuring adherence to financial regulations, making him a pivotal figure in the investment management landscape. His background includes significant stints with the U.S. Securities and Exchange Commission, where he honed his skills in securities compliance. Based in New York, he is well-versed in the intricacies of security and commodity exchanges. Joseph’s professional journey reflects his commitment to upholding the highest standards of compliance while fostering a culture of integrity within organizations. He is continuously interested in the evolving regulatory environment and its implications for investment strategies.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Leadership Development

Organisational experience

Corporate Experience

Joseph Hartswell Cfa

Work Experience

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Chief Compliance Officer and Managing Director at

New Mountain Capital

August 2015 - Present

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Chief Compliance Officer and Managing Director at

Mount Kellett Capital Management

February 2013 - August 2015

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Director at

PwC

January 2010 - February 2013

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Vice President Compliance at

Aigpinebridge Investments

September 2005 - January 2010

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Securities Compliance Examiner at

US Securities Exchange

July 2000 - September 2005

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Frequently Asked Questions about Joseph Hartswell Cfa

What is Joseph Hartswell Cfa email address?

Joseph Hartswell Cfa's primary email address is **********@newmountaincapital.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Joseph Hartswell Cfa work for?

Joseph Hartswell Cfa is a Chief Compliance Officer and Managing Director at New Mountain Capital, a company specializing in Monetary Authorities-Central Bank.

How can I directly contact Joseph Hartswell Cfa?

To contact Joseph Hartswell Cfa directly, you can use the email address **********@newmountaincapital.com. Complete contact information is available upon registration with Muraena.

Who is Joseph Hartswell Cfa?

Joseph Hartswell is a seasoned Chief Compliance Officer and Managing Director at New Mountain Capital, where he has been instrumental in navigating the complexities of compliance in the financial sector since 2015. With a career spanning over two decades, he brings a wealth of experience from previous roles at Mount Kellett Capital Management and PricewaterhouseCoopers, where he led regulatory advisory practices. Joseph's expertise lies in ensuring adherence to financial regulations, making him a pivotal figure in the investment management landscape. His background includes significant stints with the U.S. Securities and Exchange Commission, where he honed his skills in securities compliance. Based in New York, he is well-versed in the intricacies of security and commodity exchanges. Joseph’s professional journey reflects his commitment to upholding the highest standards of compliance while fostering a culture of integrity within organizations. He is continuously interested in the evolving regulatory environment and its implications for investment strategies.

Joseph`s contact details

mail

**********@newmountaincapital.com

Colleagues

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Sara Mcnaughton

Vice President

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Peter Savarese

Vice President

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Andrea Ruocco

Managing Director

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Steven Ferry

Vice President - Operating Partner

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Frank Bruni

Vice President

Arthur Cardillo Cpa

Managing Director, Business Development and Finance

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Bruce Chesebrough

Operating Partner and Managing Director

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Stephen Tully Cfa

Vice President

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