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Joseph Shea

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Joseph Shea

Chief Compliance Officer | Pinnacle Associates, Ltd.

New York, United States

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Joseph Shea

Summary

Joseph Shea is an accomplished Chief Compliance Officer at Pinnacle Associates, bringing a wealth of experience in the investment management industry. With a robust educational background, including an MBA in Quantitative Finance from New York University, he has honed his skills in financial analysis, trading strategies, and compliance. Joseph has a proven track record in various compliance roles, demonstrating a strong commitment to regulatory adherence and risk management. His expertise spans across derivatives, equity trading, and quantitative finance, making him a valuable asset in the financial services sector. Outside of his professional achievements, Joseph is passionate about leveraging technology to enhance compliance processes. He is known for his analytical mindset and ability to navigate complex financial landscapes, ensuring the integrity of investment operations. His leadership experience and strategic approach have driven significant improvements in compliance frameworks within his organizations. Joseph is dedicated to continuous learning and professional development, staying abreast of emerging trends in finance and compliance.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Joseph Shea

Work Experience

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Chief Compliance Officer at

Pinnacle Associates, Ltd.

January 2020 - Present

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Senior Compliance Officer at

Pinnacle Associates, Ltd.

April 2018 - January 2020

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Compliance Officer at

Inverness Counsel

February 2014 - April 2018

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Compliance Officer at

Jd Nicholas And Associates

June 2010 - February 2014

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Joseph Shea

Education

New York University, Stern School of Business, Master Of Business Administration (M.B.A.)

January 2012 - January 2014

Stonehill College, Bachelor Of Science (B.S.)

January 2006 - January 2010

Frequently Asked Questions about Joseph Shea

What is Joseph Shea email address?

Joseph Shea's primary email address is *****@pinnacle-ny.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Joseph Shea work for?

Joseph Shea is a Chief Compliance Officer at Pinnacle Associates, Ltd., a company specializing in Security brokers & dealers.

Where Joseph Shea graduated from?

Joseph Shea holds a degree in Quantitative Finance & Financial Markets, Analytics & Systems from New York University, Stern School of Business.

How can I directly contact Joseph Shea?

To contact Joseph Shea directly, you can use the email address *****@pinnacle-ny.com. Complete contact information is available upon registration with Muraena.

Who is Joseph Shea?

Joseph Shea is an accomplished Chief Compliance Officer at Pinnacle Associates, bringing a wealth of experience in the investment management industry. With a robust educational background, including an MBA in Quantitative Finance from New York University, he has honed his skills in financial analysis, trading strategies, and compliance. Joseph has a proven track record in various compliance roles, demonstrating a strong commitment to regulatory adherence and risk management. His expertise spans across derivatives, equity trading, and quantitative finance, making him a valuable asset in the financial services sector. Outside of his professional achievements, Joseph is passionate about leveraging technology to enhance compliance processes. He is known for his analytical mindset and ability to navigate complex financial landscapes, ensuring the integrity of investment operations. His leadership experience and strategic approach have driven significant improvements in compliance frameworks within his organizations. Joseph is dedicated to continuous learning and professional development, staying abreast of emerging trends in finance and compliance.

Joseph`s contact details

mail

*****@pinnacle-ny.com

*****@pinnacle-associates.com

Colleagues

Esther Regent

Vice President

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Steven Fortgang

Vice President Head Trader

Lilia Arceo

VP, Admin/HR

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Scott Brown

President

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Angel Torres

Senior VP Business Systems/IT

Richard Rosen Cfa

Senior Vice President, Portfolio Manager

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Cfp Carmine D

Principal, CCO, and Investment Advisor

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