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Karl Jones

Karl Jones

Chief Compliance Officer | SpiderRock

United States

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Karl Jones

Summary

Karl Jones is a seasoned Chief Compliance Officer with extensive experience in the financial services sector, particularly in compliance and risk management. He has held pivotal roles in various organizations, demonstrating a strong command over regulatory frameworks and financial operations. With a Bachelor of Science degree from Northeastern Illinois University, Karl has developed a robust technical skill set that includes expertise in capital markets, derivatives, and electronic trading. His career spans over two decades, during which he has contributed to the compliance functions of small to medium-sized firms. Known for his strategic planning abilities, he continuously seeks to enhance operational efficiencies within compliance frameworks. Karl's professional journey reflects a commitment to maintaining high standards of compliance and governance in financial transactions. His leadership in compliance roles highlights his capability to navigate complex regulatory landscapes. Outside of work, he is likely to have interests that align with emerging trends in financial technology and innovation in compliance practices.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Karl Jones

Work Experience

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Chief Compliance Officer at

SpiderRock

June 2018 - Present

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CFO, CCO, FINOP at

G2 Trading

January 2011 - June 2018

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Controller, Compliance Officer, FINOP at

ITG Derivatives LLC

January 2007 - January 2011

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Controller, FINOP at

Redsky Financial

January 2001 - January 2007

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Karl Jones

Education

Northeastern Illinois University, Bachelor Of Science (Bs)

January 1986 - January 1990

Frequently Asked Questions about Karl Jones

What company does Karl Jones work for?

Karl Jones is a Chief Compliance Officer at SpiderRock, a company specializing in Functions related to depository banking.

Where Karl Jones graduated from?

Karl Jones holds a degree in from Northeastern Illinois University.

Who is Karl Jones?

Karl Jones is a seasoned Chief Compliance Officer with extensive experience in the financial services sector, particularly in compliance and risk management. He has held pivotal roles in various organizations, demonstrating a strong command over regulatory frameworks and financial operations. With a Bachelor of Science degree from Northeastern Illinois University, Karl has developed a robust technical skill set that includes expertise in capital markets, derivatives, and electronic trading. His career spans over two decades, during which he has contributed to the compliance functions of small to medium-sized firms. Known for his strategic planning abilities, he continuously seeks to enhance operational efficiencies within compliance frameworks. Karl's professional journey reflects a commitment to maintaining high standards of compliance and governance in financial transactions. His leadership in compliance roles highlights his capability to navigate complex regulatory landscapes. Outside of work, he is likely to have interests that align with emerging trends in financial technology and innovation in compliance practices.

Karl`s contact details

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