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Karl Jones
Karl Jones
Chief Compliance Officer | SpiderRock
United States
Karl Jones
Summary
Karl Jones is a seasoned Chief Compliance Officer with extensive experience in the financial services sector, particularly in compliance and risk management. He has held pivotal roles in various organizations, demonstrating a strong command over regulatory frameworks and financial operations. With a Bachelor of Science degree from Northeastern Illinois University, Karl has developed a robust technical skill set that includes expertise in capital markets, derivatives, and electronic trading. His career spans over two decades, during which he has contributed to the compliance functions of small to medium-sized firms. Known for his strategic planning abilities, he continuously seeks to enhance operational efficiencies within compliance frameworks. Karl's professional journey reflects a commitment to maintaining high standards of compliance and governance in financial transactions. His leadership in compliance roles highlights his capability to navigate complex regulatory landscapes. Outside of work, he is likely to have interests that align with emerging trends in financial technology and innovation in compliance practices.
Karl Jones
Work Experience
Chief Compliance Officer at
SpiderRock
June 2018 - Present
CFO, CCO, FINOP at
G2 Trading
January 2011 - June 2018
Controller, Compliance Officer, FINOP at
ITG Derivatives LLC
January 2007 - January 2011
Controller, FINOP at
Redsky Financial
January 2001 - January 2007
Karl Jones
Education
Northeastern Illinois University, Bachelor Of Science (Bs)
January 1986 - January 1990
Frequently Asked Questions about Karl Jones
What company does Karl Jones work for?
Karl Jones is a Chief Compliance Officer at SpiderRock, a company specializing in Functions related to depository banking.
Where Karl Jones graduated from?
Karl Jones holds a degree in from Northeastern Illinois University.
Who is Karl Jones?
Karl Jones is a seasoned Chief Compliance Officer with extensive experience in the financial services sector, particularly in compliance and risk management. He has held pivotal roles in various organizations, demonstrating a strong command over regulatory frameworks and financial operations. With a Bachelor of Science degree from Northeastern Illinois University, Karl has developed a robust technical skill set that includes expertise in capital markets, derivatives, and electronic trading. His career spans over two decades, during which he has contributed to the compliance functions of small to medium-sized firms. Known for his strategic planning abilities, he continuously seeks to enhance operational efficiencies within compliance frameworks. Karl's professional journey reflects a commitment to maintaining high standards of compliance and governance in financial transactions. His leadership in compliance roles highlights his capability to navigate complex regulatory landscapes. Outside of work, he is likely to have interests that align with emerging trends in financial technology and innovation in compliance practices.
Karl`s contact details
Colleagues
Chief People Officer
Chief Revenue Officer (CRO)
Chief Executive Officer
Chief Operating Officer