Directory

>

Kate Ring

avatar

Kate Ring

Chief Compliance Officer | Stash

Charlotte, North Carolina, United States

View contact details (it's free)

Kate Ring

Summary

Kate Ring is a highly experienced Chief Compliance Officer currently leading compliance efforts at Stash Financial. With a robust background in alternative investments and asset management, she has honed her expertise through various leadership roles in financial services. Kate's career spans over 15 years, during which she has held senior compliance positions at prominent financial institutions, including LPL Financial and Fortigent. She holds a Juris Doctor from DePaul University College of Law and a Bachelor of Arts in Political Science from American University. Her deep understanding of regulatory frameworks and risk management positions her as a key player in navigating the complexities of compliance in the financial sector. An advocate for ethical practices, Kate is passionate about fostering a culture of integrity within organizations. Outside of her professional endeavors, she is committed to mentoring the next generation of compliance professionals.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Sustainability

Organisational experience

Corporate Experience

Kate Ring

Work Experience

company logo

Chief Compliance Officer at

Stash

July 2022 - Present

company logo

Deputy Chief Compliance Officer at

LPL Financial

December 2021 - July 2022

company logo

SVP, Advisory CCO and Head of Product and Platform Compliance at

LPL Financial

October 2018 - July 2022

company logo

Senior Vice President, Associate General Counsel at

LPL Financial

April 2018 - October 2018

company logo

Vice President, Associate Counsel at

LPL Financial

October 2015 - April 2018

company logo

VP, Compliance at

LPL Financial

January 2013 - October 2015

company logo

Chief Compliance Officer at

Fortigent, Llc

September 2010 - January 2013

💼

Compliance Manager at

SPOT Trading B.V.

February 2009 - August 2010

company logo

Chief Compliance Officer/Counsel at

Mutual Trust Life Solutions

February 2005 - February 2009

Logos provided by Logo.dev

Kate Ring

Education

DePaul University College of Law, Juris Doctor

January 2001 - January 2004

American University, Bachelor Of Arts (Ba)

January 1997 - January 2001

Frequently Asked Questions about Kate Ring

What is Kate Ring email address?

Kate Ring's primary email address is *********@stash.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Kate Ring work for?

Kate Ring is a Chief Compliance Officer at Stash, a company specializing in Monetary Authorities-Central Bank.

Where Kate Ring graduated from?

Kate Ring holds a degree in American/U.S. Law/Legal Studies/Jurisprudence from DePaul University College of Law.

How can I directly contact Kate Ring?

To contact Kate Ring directly, you can use the email address *********@stash.com. Complete contact information is available upon registration with Muraena.

Who is Kate Ring?

Kate Ring is a highly experienced Chief Compliance Officer currently leading compliance efforts at Stash Financial. With a robust background in alternative investments and asset management, she has honed her expertise through various leadership roles in financial services. Kate's career spans over 15 years, during which she has held senior compliance positions at prominent financial institutions, including LPL Financial and Fortigent. She holds a Juris Doctor from DePaul University College of Law and a Bachelor of Arts in Political Science from American University. Her deep understanding of regulatory frameworks and risk management positions her as a key player in navigating the complexities of compliance in the financial sector. An advocate for ethical practices, Kate is passionate about fostering a culture of integrity within organizations. Outside of her professional endeavors, she is committed to mentoring the next generation of compliance professionals.

Kate`s contact details

mail

*********@stash.com

*********@lpl.com

Colleagues

avatar
Sarah Spagnolo

Managing Editor, Head of Brand

avatar
Garrett Wright

Chief of Staff

avatar
Kimberley Meehan

Chief Customer Officer - Head of Operations

avatar
Michael Lee

Vice President, Finance

avatar
Lauren Mckenzie

VP, Product Design

avatar
Sarika Doshi

VP, Partnerships & Business Development

avatar
Chien-Liang Chou

Chief Technology Officer

avatar
Codi Stenson

CISO, Vice President of Information Security & IT

avatar
Brandon Krieg

Co-Founder

View Contact details (it's free)
Request Profile Removal