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Kate Ring
Kate Ring
Chief Compliance Officer | Stash
Charlotte, North Carolina, United States
Kate Ring
Summary
Kate Ring is a highly experienced Chief Compliance Officer currently leading compliance efforts at Stash Financial. With a robust background in alternative investments and asset management, she has honed her expertise through various leadership roles in financial services. Kate's career spans over 15 years, during which she has held senior compliance positions at prominent financial institutions, including LPL Financial and Fortigent. She holds a Juris Doctor from DePaul University College of Law and a Bachelor of Arts in Political Science from American University. Her deep understanding of regulatory frameworks and risk management positions her as a key player in navigating the complexities of compliance in the financial sector. An advocate for ethical practices, Kate is passionate about fostering a culture of integrity within organizations. Outside of her professional endeavors, she is committed to mentoring the next generation of compliance professionals.
Kate Ring
Work Experience
Chief Compliance Officer at
Stash
July 2022 - Present
Deputy Chief Compliance Officer at
LPL Financial
December 2021 - July 2022
SVP, Advisory CCO and Head of Product and Platform Compliance at
LPL Financial
October 2018 - July 2022
Senior Vice President, Associate General Counsel at
LPL Financial
April 2018 - October 2018
Vice President, Associate Counsel at
LPL Financial
October 2015 - April 2018
VP, Compliance at
LPL Financial
January 2013 - October 2015
Chief Compliance Officer at
Fortigent, Llc
September 2010 - January 2013
Compliance Manager at
SPOT Trading B.V.
February 2009 - August 2010
Chief Compliance Officer/Counsel at
Mutual Trust Life Solutions
February 2005 - February 2009
Kate Ring
Education
DePaul University College of Law, Juris Doctor
January 2001 - January 2004
American University, Bachelor Of Arts (Ba)
January 1997 - January 2001
Frequently Asked Questions about Kate Ring
What is Kate Ring email address?
Kate Ring's primary email address is *********@stash.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Kate Ring work for?
Kate Ring is a Chief Compliance Officer at Stash, a company specializing in Monetary Authorities-Central Bank.
Where Kate Ring graduated from?
Kate Ring holds a degree in American/U.S. Law/Legal Studies/Jurisprudence from DePaul University College of Law.
How can I directly contact Kate Ring?
To contact Kate Ring directly, you can use the email address *********@stash.com. Complete contact information is available upon registration with Muraena.
Who is Kate Ring?
Kate Ring is a highly experienced Chief Compliance Officer currently leading compliance efforts at Stash Financial. With a robust background in alternative investments and asset management, she has honed her expertise through various leadership roles in financial services. Kate's career spans over 15 years, during which she has held senior compliance positions at prominent financial institutions, including LPL Financial and Fortigent. She holds a Juris Doctor from DePaul University College of Law and a Bachelor of Arts in Political Science from American University. Her deep understanding of regulatory frameworks and risk management positions her as a key player in navigating the complexities of compliance in the financial sector. An advocate for ethical practices, Kate is passionate about fostering a culture of integrity within organizations. Outside of her professional endeavors, she is committed to mentoring the next generation of compliance professionals.
Kate`s contact details
*********@stash.com
*********@lpl.com
Colleagues
Managing Editor, Head of Brand
Chief of Staff
Chief Customer Officer - Head of Operations
Vice President, Finance
VP, Product Design
VP, Partnerships & Business Development
Chief Technology Officer
CISO, Vice President of Information Security & IT
Co-Founder