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Katie Mercer Amy

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Katie Mercer Amy

Partner, Chief Compliance Officer | SignatureFD

Atlanta, Georgia, United States

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Katie Mercer Amy

Summary

Katie Mercer Amy is an accomplished compliance professional, currently serving as the Chief Compliance Officer and Partner at SignatureFD, a financial design and advisory firm in Atlanta, Georgia. With over 15 years of experience in compliance and regulatory oversight, she plays a pivotal role in fostering a culture of compliance within the organization. Katie is not only responsible for implementing the firm's compliance program but also focuses on educating the team about federal and state regulations. Her previous roles include Vice President and Agency Compliance Officer at Peachtree Planning, where she specialized in sales supervision. An alumna of Appalachian State University, she holds multiple FINRA licenses and is committed to empowering clients to achieve their financial goals. Her expertise lies in navigating complex regulatory environments and ensuring operational integrity. Outside of her professional endeavors, Katie is passionate about mentoring aspiring compliance professionals and advocating for ethical practices in the financial industry.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Katie Mercer Amy

Work Experience

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Partner, Chief Compliance Officer at

SignatureFD

January 2022 - Present

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Director Of Compliance at

SignatureFD

October 2018 - October 2020

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Vice President / Agency Compliance Officer at

Peachtree Planning

February 2003 - October 2018

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Katie Mercer Amy

Education

Appalachian State University, Bs

January 1998 - January 2003

Frequently Asked Questions about Katie Mercer Amy

What is Katie Mercer Amy email address?

Katie Mercer Amy's primary email address is *********@signaturefd.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Katie Mercer Amy work for?

Katie Mercer Amy is a Partner, Chief Compliance Officer at SignatureFD, a company specializing in Functions related to depository banking.

Where Katie Mercer Amy graduated from?

Katie Mercer Amy holds a degree in Communications, Public Relations from Appalachian State University.

How can I directly contact Katie Mercer Amy?

To contact Katie Mercer Amy directly, you can use the email address *********@signaturefd.com. Complete contact information is available upon registration with Muraena.

Who is Katie Mercer Amy?

Katie Mercer Amy is an accomplished compliance professional, currently serving as the Chief Compliance Officer and Partner at SignatureFD, a financial design and advisory firm in Atlanta, Georgia. With over 15 years of experience in compliance and regulatory oversight, she plays a pivotal role in fostering a culture of compliance within the organization. Katie is not only responsible for implementing the firm's compliance program but also focuses on educating the team about federal and state regulations. Her previous roles include Vice President and Agency Compliance Officer at Peachtree Planning, where she specialized in sales supervision. An alumna of Appalachian State University, she holds multiple FINRA licenses and is committed to empowering clients to achieve their financial goals. Her expertise lies in navigating complex regulatory environments and ensuring operational integrity. Outside of her professional endeavors, Katie is passionate about mentoring aspiring compliance professionals and advocating for ethical practices in the financial industry.

Katie`s contact details

mail

*********@signaturefd.com

************@peachtreeplanning.com

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