Directory
>
Katie Mercer Amy
Katie Mercer Amy
Partner, Chief Compliance Officer | SignatureFD
Atlanta, Georgia, United States
Katie Mercer Amy
Summary
Katie Mercer Amy is an accomplished compliance professional, currently serving as the Chief Compliance Officer and Partner at SignatureFD, a financial design and advisory firm in Atlanta, Georgia. With over 15 years of experience in compliance and regulatory oversight, she plays a pivotal role in fostering a culture of compliance within the organization. Katie is not only responsible for implementing the firm's compliance program but also focuses on educating the team about federal and state regulations. Her previous roles include Vice President and Agency Compliance Officer at Peachtree Planning, where she specialized in sales supervision. An alumna of Appalachian State University, she holds multiple FINRA licenses and is committed to empowering clients to achieve their financial goals. Her expertise lies in navigating complex regulatory environments and ensuring operational integrity. Outside of her professional endeavors, Katie is passionate about mentoring aspiring compliance professionals and advocating for ethical practices in the financial industry.
Katie Mercer Amy
Work Experience
Partner, Chief Compliance Officer at
SignatureFD
January 2022 - Present
Director Of Compliance at
SignatureFD
October 2018 - October 2020
Vice President / Agency Compliance Officer at
Peachtree Planning
February 2003 - October 2018
Katie Mercer Amy
Education
Appalachian State University, Bs
January 1998 - January 2003
Frequently Asked Questions about Katie Mercer Amy
What is Katie Mercer Amy email address?
Katie Mercer Amy's primary email address is *********@signaturefd.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Katie Mercer Amy work for?
Katie Mercer Amy is a Partner, Chief Compliance Officer at SignatureFD, a company specializing in Functions related to depository banking.
Where Katie Mercer Amy graduated from?
Katie Mercer Amy holds a degree in Communications, Public Relations from Appalachian State University.
How can I directly contact Katie Mercer Amy?
To contact Katie Mercer Amy directly, you can use the email address *********@signaturefd.com. Complete contact information is available upon registration with Muraena.
Who is Katie Mercer Amy?
Katie Mercer Amy is an accomplished compliance professional, currently serving as the Chief Compliance Officer and Partner at SignatureFD, a financial design and advisory firm in Atlanta, Georgia. With over 15 years of experience in compliance and regulatory oversight, she plays a pivotal role in fostering a culture of compliance within the organization. Katie is not only responsible for implementing the firm's compliance program but also focuses on educating the team about federal and state regulations. Her previous roles include Vice President and Agency Compliance Officer at Peachtree Planning, where she specialized in sales supervision. An alumna of Appalachian State University, she holds multiple FINRA licenses and is committed to empowering clients to achieve their financial goals. Her expertise lies in navigating complex regulatory environments and ensuring operational integrity. Outside of her professional endeavors, Katie is passionate about mentoring aspiring compliance professionals and advocating for ethical practices in the financial industry.
Katie`s contact details
*********@signaturefd.com
************@peachtreeplanning.com
Colleagues
Partner, Chief Financial and People Officer
Partner, Chief Information Officer
Chief Marketing Officer and Partner
Chief Marketing Officer and Partner
Co-Founder and Chief Wealth Officer
Chief Advisory Officer
Chief Executive Officer
Chief Service Officer
Partner
Partner, Chief Planning Officer