Directory

>

Ken Smith

Ken Smith

Board Member | Alden Investment Group

Newtown Township, Pennsylvania, United States

View contact details (it's free)

Ken Smith

Summary

Ken Smith is an accomplished Chief Compliance Officer with over 25 years of experience in the financial services sector, specializing in compliance for registered investment advisors and broker-dealers. His career has spanned various leadership roles in compliance and operations, showcasing his expertise in navigating regulatory landscapes. Currently, he serves at Alden Investment Group, where he leverages his extensive knowledge of alternative investments and asset management. Ken is not only a compliance specialist but also an entrepreneur, having owned Compass Financial Advisors. His commitment to community service is evident through his role as a board member at The Friends Of Mount Moriah Cemetery. Ken's educational background includes a Bachelors of Science in Business from Widener University, equipping him with a solid foundation for his professional journey. His diverse experience across various financial institutions highlights his adaptability and dedication to excellence in compliance and operational integrity.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Sustainability

Innovation

Organisational experience

Corporate Experience

Non-Profit Experience

Ken Smith

Work Experience

💼

Board Member at

The Friends Of Mount Moriah Cemetery

April 2023 - Present

company logo

Chief Compliance Officer at

Alden Investment Group

August 2018 - Present

company logo

Owner at

Compass Financial Advisors

January 2002 - Present

💼

President at

Friends of Mount Moriah Cemetery, Inc.

April 2019 - April 2023

💼

CCO at

Merion Capial

September 2011 - October 2020

company logo

CCO at

Bluestone Capital Management

January 2012 - January 2015

💼

CCO at

Commonwealth Advisors

January 2011 - January 2012

company logo

Chief Compliance Officer / Director of Operations at

Cohen & Company Financial (Europe) Ltd

January 2000 - March 2010

company logo

Compliance Manager at

J.P. Morgan

January 1998 - January 1999

company logo

Compliance Manager at

Vanguard

August 1992 - August 1998

Logos provided by Logo.dev

Ken Smith

Education

Widener University, Bachelors Of Science

January 1992 - January 1996

Widener University, Bachelors In Science

January 1992 - January 1996

Frequently Asked Questions about Ken Smith

What is Ken Smith email address?

Ken Smith's primary email address is ***@aldeninvestmentgroup.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Ken Smith work for?

Ken Smith is a Board Member at Alden Investment Group, a company specializing in Monetary Authorities-Central Bank.

Where Ken Smith graduated from?

Ken Smith holds a degree in Business from Widener University.

How can I directly contact Ken Smith?

To contact Ken Smith directly, you can use the email address ***@aldeninvestmentgroup.com. Complete contact information is available upon registration with Muraena.

Who is Ken Smith?

Ken Smith is an accomplished Chief Compliance Officer with over 25 years of experience in the financial services sector, specializing in compliance for registered investment advisors and broker-dealers. His career has spanned various leadership roles in compliance and operations, showcasing his expertise in navigating regulatory landscapes. Currently, he serves at Alden Investment Group, where he leverages his extensive knowledge of alternative investments and asset management. Ken is not only a compliance specialist but also an entrepreneur, having owned Compass Financial Advisors. His commitment to community service is evident through his role as a board member at The Friends Of Mount Moriah Cemetery. Ken's educational background includes a Bachelors of Science in Business from Widener University, equipping him with a solid foundation for his professional journey. His diverse experience across various financial institutions highlights his adaptability and dedication to excellence in compliance and operational integrity.

Ken`s contact details

mail

***@aldeninvestmentgroup.com

Colleagues

avatar
Gregory Hansell

Chief Executive Officer, Alden Investment Advisors (Private Client Group)

avatar
Nate Goad Cfp

Florida Market President

avatar
Lee Calfo

Chief Executive Officer

avatar
John Colucci

Managing Director

avatar
Cfp Tony Mccracken

Managing Director - Retirement Plans

View Contact details (it's free)
Request Profile Removal