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Ken Smith
Ken Smith
Board Member | Alden Investment Group
Newtown Township, Pennsylvania, United States
Ken Smith
Summary
Ken Smith is an accomplished Chief Compliance Officer with over 25 years of experience in the financial services sector, specializing in compliance for registered investment advisors and broker-dealers. His career has spanned various leadership roles in compliance and operations, showcasing his expertise in navigating regulatory landscapes. Currently, he serves at Alden Investment Group, where he leverages his extensive knowledge of alternative investments and asset management. Ken is not only a compliance specialist but also an entrepreneur, having owned Compass Financial Advisors. His commitment to community service is evident through his role as a board member at The Friends Of Mount Moriah Cemetery. Ken's educational background includes a Bachelors of Science in Business from Widener University, equipping him with a solid foundation for his professional journey. His diverse experience across various financial institutions highlights his adaptability and dedication to excellence in compliance and operational integrity.
Ken Smith
Work Experience
Board Member at
The Friends Of Mount Moriah Cemetery
April 2023 - Present
Chief Compliance Officer at
Alden Investment Group
August 2018 - Present
Owner at
Compass Financial Advisors
January 2002 - Present
President at
Friends of Mount Moriah Cemetery, Inc.
April 2019 - April 2023
CCO at
Merion Capial
September 2011 - October 2020
CCO at
Bluestone Capital Management
January 2012 - January 2015
CCO at
Commonwealth Advisors
January 2011 - January 2012
Chief Compliance Officer / Director of Operations at
Cohen & Company Financial (Europe) Ltd
January 2000 - March 2010
Compliance Manager at
J.P. Morgan
January 1998 - January 1999
Compliance Manager at
Vanguard
August 1992 - August 1998
Ken Smith
Education
Widener University, Bachelors Of Science
January 1992 - January 1996
Widener University, Bachelors In Science
January 1992 - January 1996
Frequently Asked Questions about Ken Smith
What is Ken Smith email address?
Ken Smith's primary email address is ***@aldeninvestmentgroup.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Ken Smith work for?
Ken Smith is a Board Member at Alden Investment Group, a company specializing in Monetary Authorities-Central Bank.
Where Ken Smith graduated from?
Ken Smith holds a degree in Business from Widener University.
How can I directly contact Ken Smith?
To contact Ken Smith directly, you can use the email address ***@aldeninvestmentgroup.com. Complete contact information is available upon registration with Muraena.
Who is Ken Smith?
Ken Smith is an accomplished Chief Compliance Officer with over 25 years of experience in the financial services sector, specializing in compliance for registered investment advisors and broker-dealers. His career has spanned various leadership roles in compliance and operations, showcasing his expertise in navigating regulatory landscapes. Currently, he serves at Alden Investment Group, where he leverages his extensive knowledge of alternative investments and asset management. Ken is not only a compliance specialist but also an entrepreneur, having owned Compass Financial Advisors. His commitment to community service is evident through his role as a board member at The Friends Of Mount Moriah Cemetery. Ken's educational background includes a Bachelors of Science in Business from Widener University, equipping him with a solid foundation for his professional journey. His diverse experience across various financial institutions highlights his adaptability and dedication to excellence in compliance and operational integrity.
Ken`s contact details
***@aldeninvestmentgroup.com
Colleagues
Chief Executive Officer, Alden Investment Advisors (Private Client Group)
Florida Market President
Chief Executive Officer
Managing Director
Managing Director - Retirement Plans