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Khalid Essafi
Khalid Essafi
Chief Compliance Officer | Walleye Capital
South Brunswick, New Jersey, United States
Khalid Essafi
Summary
Khalid Essafi is a seasoned Chief Compliance Officer with a wealth of experience in regulatory compliance and surveillance within the capital markets. He has a proven track record of leading teams and implementing robust compliance frameworks across various financial institutions. Khalid's expertise spans multiple areas including equity trading, derivatives, and market data, making him a valuable asset in navigating complex regulatory landscapes. His leadership roles at prominent organizations such as Walleye Capital and Nasdaq highlight his ability to drive strategic initiatives and manage regulatory technology systems effectively. Khalid's academic background from prestigious institutions like The Wharton School and St. John's University complements his practical experience, equipping him with the necessary skills to excel in high-stakes environments. He is particularly interested in the intersection of technology and compliance, continuously seeking innovative solutions to enhance regulatory practices.
Khalid Essafi
Work Experience
Chief Compliance Officer at
Walleye Capital
June 2019 - Present
Director, Regulation Surveillance Development at
New Yorsk Stock Exchange
April 2018 - June 2019
Trading Surveillance at
Citadel
July 2017 - April 2018
Principal at
SAMARA COMPLIANCE LLC
March 2017 - April 2018
Director, Market Surveillance at
Nasdaq
July 2016 - March 2017
Director, Market Surveillance at
ISE Holdings
January 2014 - June 2016
Surveillance Manager at
International Securities Exchange
January 2007 - December 2013
Senior Analyst at
ISE Holdings
July 2000 - December 2006
Graduate Assistant at
St Johns University
September 1999 - May 2000
Khalid Essafi
Education
Wharton School, Executive Development Program For Financial Services Professionals
January 2015 - January 2018
St. John's University (New York City), Mba
January 1998 - January 2000
St John's University, New york, Master Of Business Administration (Mba)
January 1997 - January 2000
Frequently Asked Questions about Khalid Essafi
What is Khalid Essafi email address?
Khalid Essafi's primary email address is *******@walleyecapital.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Khalid Essafi work for?
Khalid Essafi is a Chief Compliance Officer at Walleye Capital, a company specializing in Other Financial Investment Activities.
Where Khalid Essafi graduated from?
Khalid Essafi holds a degree in Executive Leadership from Wharton School.
How can I directly contact Khalid Essafi?
To contact Khalid Essafi directly, you can use the email address *******@walleyecapital.com. Complete contact information is available upon registration with Muraena.
Who is Khalid Essafi?
Khalid Essafi is a seasoned Chief Compliance Officer with a wealth of experience in regulatory compliance and surveillance within the capital markets. He has a proven track record of leading teams and implementing robust compliance frameworks across various financial institutions. Khalid's expertise spans multiple areas including equity trading, derivatives, and market data, making him a valuable asset in navigating complex regulatory landscapes. His leadership roles at prominent organizations such as Walleye Capital and Nasdaq highlight his ability to drive strategic initiatives and manage regulatory technology systems effectively. Khalid's academic background from prestigious institutions like The Wharton School and St. John's University complements his practical experience, equipping him with the necessary skills to excel in high-stakes environments. He is particularly interested in the intersection of technology and compliance, continuously seeking innovative solutions to enhance regulatory practices.
Khalid`s contact details
*******@walleyecapital.com
*************@walleyetrading.com
Colleagues
Global Head of Legal and Compliance
Managing Director
Chief Investment Officer - Quant
City Council
Vice President
Partner, Chief Strategy Officer
Partner
Deputy CIO
Chief Information Officer
CEO & Chief Investment Officer