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Khalid Essafi

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Khalid Essafi

Chief Compliance Officer | Walleye Capital

South Brunswick, New Jersey, United States

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Khalid Essafi

Summary

Khalid Essafi is a seasoned Chief Compliance Officer with a wealth of experience in regulatory compliance and surveillance within the capital markets. He has a proven track record of leading teams and implementing robust compliance frameworks across various financial institutions. Khalid's expertise spans multiple areas including equity trading, derivatives, and market data, making him a valuable asset in navigating complex regulatory landscapes. His leadership roles at prominent organizations such as Walleye Capital and Nasdaq highlight his ability to drive strategic initiatives and manage regulatory technology systems effectively. Khalid's academic background from prestigious institutions like The Wharton School and St. John's University complements his practical experience, equipping him with the necessary skills to excel in high-stakes environments. He is particularly interested in the intersection of technology and compliance, continuously seeking innovative solutions to enhance regulatory practices.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Consulting Experience

Khalid Essafi

Work Experience

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Chief Compliance Officer at

Walleye Capital

June 2019 - Present

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Director, Regulation Surveillance Development at

New Yorsk Stock Exchange

April 2018 - June 2019

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Trading Surveillance at

Citadel

July 2017 - April 2018

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Principal at

SAMARA COMPLIANCE LLC

March 2017 - April 2018

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Director, Market Surveillance at

Nasdaq

July 2016 - March 2017

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Director, Market Surveillance at

ISE Holdings

January 2014 - June 2016

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Surveillance Manager at

International Securities Exchange

January 2007 - December 2013

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Senior Analyst at

ISE Holdings

July 2000 - December 2006

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Graduate Assistant at

St Johns University

September 1999 - May 2000

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Khalid Essafi

Education

Wharton School, Executive Development Program For Financial Services Professionals

January 2015 - January 2018

St. John's University (New York City), Mba

January 1998 - January 2000

St John's University, New york, Master Of Business Administration (Mba)

January 1997 - January 2000

Frequently Asked Questions about Khalid Essafi

What is Khalid Essafi email address?

Khalid Essafi's primary email address is *******@walleyecapital.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Khalid Essafi work for?

Khalid Essafi is a Chief Compliance Officer at Walleye Capital, a company specializing in Other Financial Investment Activities.

Where Khalid Essafi graduated from?

Khalid Essafi holds a degree in Executive Leadership from Wharton School.

How can I directly contact Khalid Essafi?

To contact Khalid Essafi directly, you can use the email address *******@walleyecapital.com. Complete contact information is available upon registration with Muraena.

Who is Khalid Essafi?

Khalid Essafi is a seasoned Chief Compliance Officer with a wealth of experience in regulatory compliance and surveillance within the capital markets. He has a proven track record of leading teams and implementing robust compliance frameworks across various financial institutions. Khalid's expertise spans multiple areas including equity trading, derivatives, and market data, making him a valuable asset in navigating complex regulatory landscapes. His leadership roles at prominent organizations such as Walleye Capital and Nasdaq highlight his ability to drive strategic initiatives and manage regulatory technology systems effectively. Khalid's academic background from prestigious institutions like The Wharton School and St. John's University complements his practical experience, equipping him with the necessary skills to excel in high-stakes environments. He is particularly interested in the intersection of technology and compliance, continuously seeking innovative solutions to enhance regulatory practices.

Khalid`s contact details

mail

*******@walleyecapital.com

*************@walleyetrading.com

Colleagues

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Thomas Wynn Iv Cfa

Global Head of Legal and Compliance

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Richard Nathan Kalich

Managing Director

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Robert Mcgehee

Chief Investment Officer - Quant

Michael Feldmann

City Council

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Michael Tanner

Vice President

Jonathan Brenner

Partner, Chief Strategy Officer

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Chris Murphy

Deputy CIO

Jeff Bacon

Chief Information Officer

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Will England

CEO & Chief Investment Officer

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