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Liz Mastrobattisto

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Liz Mastrobattisto

Chief Compliance Officer | Guideline

Solana Beach, California, United States

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Liz Mastrobattisto

Summary

Liz Mastrobattisto is an accomplished Chief Compliance Officer at Guideline, specializing in compliance procedures for the financial services sector. With a robust background in depository credit intermediation, she has held various leadership roles, including Director of Compliance and Senior Compliance Manager, demonstrating a solid career progression. Liz's expertise spans across 401k compliance, equities, and mutual funds, making her a well-rounded professional in the financial compliance landscape. Her previous experience includes significant roles at CircleUp and MFS Investment Management, where she honed her skills in operations and client service. A graduate of Central Connecticut State University with a degree in Accounting, Liz combines her educational foundation with practical experience to navigate complex regulatory environments. Her leadership style is characterized by a commitment to fostering compliance culture within organizations. Outside of her professional life, she is known for her dedication to continuous learning and staying abreast of industry trends, ensuring she remains at the forefront of compliance practices.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Liz Mastrobattisto

Work Experience

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Chief Compliance Officer at

Guideline

January 2022 - Present

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Director Of Compliance at

Guideline

December 2021 - January 2022

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Senior Compliance Manager at

Guideline

December 2020 - December 2021

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Compliance and Operations Manager at

Circleup Network Inc.

January 2018 - December 2020

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Compliance Consulting for the Financial Services Community at

Greyline Partners LLC

February 2019 - December 2020

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Operations Associate at

Circleup Network Inc.

January 2016 - December 2017

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Operations Analyst at

Circleup Network Inc.

March 2015 - January 2016

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Email Communications Specialist at

MFS Investment Management

April 2013 - February 2015

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Client Service Associate at

FINANCIAL NETWORK

January 2011 - March 2013

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Financial Professional at

Southeast Delco School District

September 2009 - November 2010

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Retail Lockbox, Remittance Processor at

Webster Bank

March 2008 - July 2009

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Central Deposit, ATM Processor at

Webster Bank

September 2006 - March 2008

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Liz Mastrobattisto

Education

Central Connecticut State University, Bachelor's Degree

January 2004 - January 2008

Seymour high School

Frequently Asked Questions about Liz Mastrobattisto

What is Liz Mastrobattisto email address?

Liz Mastrobattisto's primary email address is ****************@guideline.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Liz Mastrobattisto work for?

Liz Mastrobattisto is a Chief Compliance Officer at Guideline, a company specializing in Functions related to depository banking.

Where Liz Mastrobattisto graduated from?

Liz Mastrobattisto holds a degree in Accounting from Central Connecticut State University.

How can I directly contact Liz Mastrobattisto?

To contact Liz Mastrobattisto directly, you can use the email address ****************@guideline.com. Complete contact information is available upon registration with Muraena.

Who is Liz Mastrobattisto?

Liz Mastrobattisto is an accomplished Chief Compliance Officer at Guideline, specializing in compliance procedures for the financial services sector. With a robust background in depository credit intermediation, she has held various leadership roles, including Director of Compliance and Senior Compliance Manager, demonstrating a solid career progression. Liz's expertise spans across 401k compliance, equities, and mutual funds, making her a well-rounded professional in the financial compliance landscape. Her previous experience includes significant roles at CircleUp and MFS Investment Management, where she honed her skills in operations and client service. A graduate of Central Connecticut State University with a degree in Accounting, Liz combines her educational foundation with practical experience to navigate complex regulatory environments. Her leadership style is characterized by a commitment to fostering compliance culture within organizations. Outside of her professional life, she is known for her dedication to continuous learning and staying abreast of industry trends, ensuring she remains at the forefront of compliance practices.

Liz`s contact details

mail

****************@guideline.com

Colleagues

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Steven Wu

CFO and Head of Business Development

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Tatiana Petelina

Chief Of Staff

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Qian Liu

Chief Data Officer

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Aras Kolya

Head of Sales, US West (Enterprise Accounts, Fintech Solutions, Retail)

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Aras Kolya

Chief Revenue Officer (CRO)

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Aaron Averbuch

VP of Engineering

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Jeremy Caballero

Co-founder, Chief Product Officer

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Elantha Barry

VP of Customer Success

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