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Mark J Happe
Mark J Happe
Senior Counsel / Attorney | MAI Capital Management
Ohio, Cleveland, United States
Mark J Happe
Summary
Mark J Happe is a seasoned Senior Compliance Executive with extensive expertise in the financial services sector, particularly in securities, insurance, and retirement industries. He has held pivotal roles such as Chief Compliance Officer and Chief Risk Officer at leading financial institutions, showcasing his ability to navigate complex regulatory landscapes. Mark's career began at the SEC, where he honed his skills in compliance and risk management. He is adept at building robust compliance programs and leading large teams to achieve strategic objectives. His experience spans from Fortune 500 companies to startups, demonstrating a versatile approach to compliance challenges. Mark is also a thought leader and speaker in risk management, reflecting his commitment to staying ahead of industry trends and emerging technologies. He is known for fostering collaborative cultures that help organizations exceed compliance goals. Mark holds a JD in Banking Corporate Finance and Securities Law from American University, Washington College of Law.
Mark J Happe
Work Experience
Chief Compliance Officer / Managing Director at
MAI Capital Management
January 2023 - Present
Mark J Happe
Education
Seton Hall University, Bachelor of Science (BS), Finance and Financial Management Services, Cum Laude
American University, Washington College of Law, Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Frequently Asked Questions about Mark J Happe
What is Mark J Happe email address?
Mark J Happe's primary email address is **********@mai.capital. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Mark J Happe work for?
Mark J Happe is a Senior Counsel / Attorney at MAI Capital Management.
Where Mark J Happe graduated from?
Mark J Happe holds a degree in null from Seton Hall University.
How can I directly contact Mark J Happe?
To contact Mark J Happe directly, you can use the email address **********@mai.capital. Complete contact information is available upon registration with Muraena.
Who is Mark J Happe?
Mark J Happe is a seasoned Senior Compliance Executive with extensive expertise in the financial services sector, particularly in securities, insurance, and retirement industries. He has held pivotal roles such as Chief Compliance Officer and Chief Risk Officer at leading financial institutions, showcasing his ability to navigate complex regulatory landscapes. Mark's career began at the SEC, where he honed his skills in compliance and risk management. He is adept at building robust compliance programs and leading large teams to achieve strategic objectives. His experience spans from Fortune 500 companies to startups, demonstrating a versatile approach to compliance challenges. Mark is also a thought leader and speaker in risk management, reflecting his commitment to staying ahead of industry trends and emerging technologies. He is known for fostering collaborative cultures that help organizations exceed compliance goals. Mark holds a JD in Banking Corporate Finance and Securities Law from American University, Washington College of Law.
Mark`s contact details
**********@mai.capital
**********@aig.com
Colleagues
Field Agent
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Accountant
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Adjunct Professor - Sports Law
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