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Mark J Happe

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Mark J Happe

Senior Counsel / Attorney | MAI Capital Management

Ohio, Cleveland, United States

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Mark J Happe

Summary

Mark J Happe is a seasoned Senior Compliance Executive with extensive expertise in the financial services sector, particularly in securities, insurance, and retirement industries. He has held pivotal roles such as Chief Compliance Officer and Chief Risk Officer at leading financial institutions, showcasing his ability to navigate complex regulatory landscapes. Mark's career began at the SEC, where he honed his skills in compliance and risk management. He is adept at building robust compliance programs and leading large teams to achieve strategic objectives. His experience spans from Fortune 500 companies to startups, demonstrating a versatile approach to compliance challenges. Mark is also a thought leader and speaker in risk management, reflecting his commitment to staying ahead of industry trends and emerging technologies. He is known for fostering collaborative cultures that help organizations exceed compliance goals. Mark holds a JD in Banking Corporate Finance and Securities Law from American University, Washington College of Law.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Innovation

Organisational experience

Corporate Experience

Non-Profit Experience

Government Experience

Mark J Happe

Work Experience

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Chief Compliance Officer / Managing Director at

MAI Capital Management

January 2023 - Present

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Mark J Happe

Education

Seton Hall University, Bachelor of Science (BS), Finance and Financial Management Services, Cum Laude

American University, Washington College of Law, Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law

Frequently Asked Questions about Mark J Happe

What is Mark J Happe email address?

Mark J Happe's primary email address is **********@mai.capital. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Mark J Happe work for?

Mark J Happe is a Senior Counsel / Attorney at MAI Capital Management.

Where Mark J Happe graduated from?

Mark J Happe holds a degree in null from Seton Hall University.

How can I directly contact Mark J Happe?

To contact Mark J Happe directly, you can use the email address **********@mai.capital. Complete contact information is available upon registration with Muraena.

Who is Mark J Happe?

Mark J Happe is a seasoned Senior Compliance Executive with extensive expertise in the financial services sector, particularly in securities, insurance, and retirement industries. He has held pivotal roles such as Chief Compliance Officer and Chief Risk Officer at leading financial institutions, showcasing his ability to navigate complex regulatory landscapes. Mark's career began at the SEC, where he honed his skills in compliance and risk management. He is adept at building robust compliance programs and leading large teams to achieve strategic objectives. His experience spans from Fortune 500 companies to startups, demonstrating a versatile approach to compliance challenges. Mark is also a thought leader and speaker in risk management, reflecting his commitment to staying ahead of industry trends and emerging technologies. He is known for fostering collaborative cultures that help organizations exceed compliance goals. Mark holds a JD in Banking Corporate Finance and Securities Law from American University, Washington College of Law.

Mark`s contact details

mail

**********@mai.capital

**********@aig.com

Colleagues

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Stan Majkrzak

Field Agent

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Chris Brennan

Vice President

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Stephen Polan

Accountant

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Neil Hantak

Senior Intern

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Justin Bass

Adjunct Professor - Sports Law

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William Collins

Regional Vice President - Wholesaler

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Albie Macdonald

Senior Account Executive

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Joe Mclean

Managing Partner

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Kurt Nye

Finance Intern

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