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Michael Gozzillo

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Michael Gozzillo

Chief Compliance Officer | VanEck

New York, New York, United States

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Michael Gozzillo

Summary

Michael Gozzillo is an accomplished Chief Compliance Officer with extensive experience in the financial services sector, specifically in compliance and regulatory affairs for investment firms. He has a strong background in alternative investments and asset management, having held leadership positions at several prominent organizations including VanEck and City National Rochdale. Michael's expertise encompasses a wide range of compliance programs, particularly those related to mutual funds and broker-dealer operations. He is well-versed in the Investment Company Act of 1940 and has a proven track record of implementing effective compliance testing programs. With a career spanning over three decades, he has demonstrated a commitment to maintaining high standards of regulatory compliance. Michael is a graduate of the University of Phoenix with a degree in Business Administration and has furthered his education in Finance & Accounting at Temple University. His leadership style is characterized by a focus on thorough oversight and proactive risk management.

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Michael Gozzillo

Work Experience

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Chief Compliance Officer at

VanEck

January 2018 - Present

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Senior Vice President, Chief Compliance Officer at

City National Rochdale

December 2012 - January 2018

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Director, Compliance Officer (Mutual Funds); Chief Compliance Officer, TC Life Separate Accounts at

TIAA

September 2008 - December 2012

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Chief Compliance Officer, Mutual Funds at

Affiliated Managers Group, Inc.

November 2001 - September 2008

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President at

Investment Compliance Solutions, Inc.

February 2000 - September 2001

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President at

Strategic Fund Services, LLC

July 1998 - February 2000

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Client Relationship/Fund Administrator at

INVESTORS CAPITAL SERVICES PRIVATE LIMITED

May 1995 - July 1998

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Assistant Vice President Fund Accounting at

Delaware Group Of Funds

September 1993 - September 1994

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Fund Accountant, Supervisor, Manager at

The Vanguard Group Of Funds

July 1984 - September 1993

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Michael Gozzillo

Education

Frequently Asked Questions about Michael Gozzillo

What is Michael Gozzillo email address?

Michael Gozzillo's primary email address is *********@vaneck.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Michael Gozzillo work for?

Michael Gozzillo is a Chief Compliance Officer at VanEck, a company specializing in Security brokers & dealers.

Where Michael Gozzillo graduated from?

Michael Gozzillo holds a degree in Finance & Accounting from Temple University.

How can I directly contact Michael Gozzillo?

To contact Michael Gozzillo directly, you can use the email address *********@vaneck.com. Complete contact information is available upon registration with Muraena.

Who is Michael Gozzillo?

Michael Gozzillo is an accomplished Chief Compliance Officer with extensive experience in the financial services sector, specifically in compliance and regulatory affairs for investment firms. He has a strong background in alternative investments and asset management, having held leadership positions at several prominent organizations including VanEck and City National Rochdale. Michael's expertise encompasses a wide range of compliance programs, particularly those related to mutual funds and broker-dealer operations. He is well-versed in the Investment Company Act of 1940 and has a proven track record of implementing effective compliance testing programs. With a career spanning over three decades, he has demonstrated a commitment to maintaining high standards of regulatory compliance. Michael is a graduate of the University of Phoenix with a degree in Business Administration and has furthered his education in Finance & Accounting at Temple University. His leadership style is characterized by a focus on thorough oversight and proactive risk management.

Michael`s contact details

mail

*********@vaneck.com

****************@cnr.com

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