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Michael Gozzillo
Michael Gozzillo
Chief Compliance Officer | VanEck
New York, New York, United States
Michael Gozzillo
Summary
Michael Gozzillo is an accomplished Chief Compliance Officer with extensive experience in the financial services sector, specifically in compliance and regulatory affairs for investment firms. He has a strong background in alternative investments and asset management, having held leadership positions at several prominent organizations including VanEck and City National Rochdale. Michael's expertise encompasses a wide range of compliance programs, particularly those related to mutual funds and broker-dealer operations. He is well-versed in the Investment Company Act of 1940 and has a proven track record of implementing effective compliance testing programs. With a career spanning over three decades, he has demonstrated a commitment to maintaining high standards of regulatory compliance. Michael is a graduate of the University of Phoenix with a degree in Business Administration and has furthered his education in Finance & Accounting at Temple University. His leadership style is characterized by a focus on thorough oversight and proactive risk management.
Michael Gozzillo
Work Experience
Chief Compliance Officer at
VanEck
January 2018 - Present
Senior Vice President, Chief Compliance Officer at
City National Rochdale
December 2012 - January 2018
Director, Compliance Officer (Mutual Funds); Chief Compliance Officer, TC Life Separate Accounts at
TIAA
September 2008 - December 2012
Chief Compliance Officer, Mutual Funds at
Affiliated Managers Group, Inc.
November 2001 - September 2008
President at
Investment Compliance Solutions, Inc.
February 2000 - September 2001
President at
Strategic Fund Services, LLC
July 1998 - February 2000
Client Relationship/Fund Administrator at
INVESTORS CAPITAL SERVICES PRIVATE LIMITED
May 1995 - July 1998
Assistant Vice President Fund Accounting at
Delaware Group Of Funds
September 1993 - September 1994
Fund Accountant, Supervisor, Manager at
The Vanguard Group Of Funds
July 1984 - September 1993
Michael Gozzillo
Education
University of Phoenix, Bachelor Of Science
Frequently Asked Questions about Michael Gozzillo
What is Michael Gozzillo email address?
Michael Gozzillo's primary email address is *********@vaneck.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Michael Gozzillo work for?
Michael Gozzillo is a Chief Compliance Officer at VanEck, a company specializing in Security brokers & dealers.
Where Michael Gozzillo graduated from?
Michael Gozzillo holds a degree in Finance & Accounting from Temple University.
How can I directly contact Michael Gozzillo?
To contact Michael Gozzillo directly, you can use the email address *********@vaneck.com. Complete contact information is available upon registration with Muraena.
Who is Michael Gozzillo?
Michael Gozzillo is an accomplished Chief Compliance Officer with extensive experience in the financial services sector, specifically in compliance and regulatory affairs for investment firms. He has a strong background in alternative investments and asset management, having held leadership positions at several prominent organizations including VanEck and City National Rochdale. Michael's expertise encompasses a wide range of compliance programs, particularly those related to mutual funds and broker-dealer operations. He is well-versed in the Investment Company Act of 1940 and has a proven track record of implementing effective compliance testing programs. With a career spanning over three decades, he has demonstrated a commitment to maintaining high standards of regulatory compliance. Michael is a graduate of the University of Phoenix with a degree in Business Administration and has furthered his education in Finance & Accounting at Temple University. His leadership style is characterized by a focus on thorough oversight and proactive risk management.
Michael`s contact details
*********@vaneck.com
****************@cnr.com
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