Directory

>

Michael Parrish

avatar

Michael Parrish

Executive Director, Compliance | SMBC Nikko Securities America, Inc.

Westfield, New Jersey, United States

View contact details (it's free)

Michael Parrish

Summary

Michael Parrish is an accomplished Executive Director of Compliance at SMBC Nikko Securities America, Inc., with extensive experience leading advisory compliance teams across various securities businesses. His career spans over two decades, including key roles at prestigious firms such as Goldman Sachs and Greenhill, where he managed compliance for investment banking and broker-dealer operations. Michael holds a Doctor of Law (J.D.) from Benjamin N. Cardozo School of Law and has a strong academic background with multiple master's degrees. His expertise in compliance is complemented by a unique understanding of capital markets, having worked in Hong Kong focusing on IPOs. Michael is known for his strategic thinking and ability to navigate complex regulatory environments, making him a valuable asset in the legal services industry. He is also passionate about fostering a culture of compliance within organizations and mentoring upcoming professionals in the field.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Michael Parrish

Work Experience

company logo

Executive Director, Compliance at

SMBC Nikko Securities America, Inc.

September 2021 - Present

company logo

Director Of Compliance at

Greenhill & Co. Canada Ltd.

September 2017 - September 2021

company logo

Vice President, Investment Banking Compliance at

Goldman Sachs

June 2015 - September 2017

company logo

Vice President, Compliance, Regulatory Audits & Inquiries at

Goldman Sachs

September 2010 - June 2015

company logo

Vice President, Banking Compliance at

Goldman Sachs

July 2008 - August 2010

company logo

Associate at

CLEARY GOTTLIEB STEEN & HAMILTON LLP

October 2001 - July 2008

Logos provided by Logo.dev

Michael Parrish

Education

University of Colorado Boulder, Master Of Arts (M.A.)

Denver Seminary, Master Of Arts (M.A.)

Rutgers University–New Brunswick, Bachelor Of Arts (B.A.)

Frequently Asked Questions about Michael Parrish

What is Michael Parrish email address?

Michael Parrish's primary email address is **************@smbcgroup.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Michael Parrish work for?

Michael Parrish is a Executive Director, Compliance at SMBC Nikko Securities America, Inc..

Where Michael Parrish graduated from?

Michael Parrish holds a degree in from Benjamin N. Cardozo School of Law, Yeshiva University.

How can I directly contact Michael Parrish?

To contact Michael Parrish directly, you can use the email address **************@smbcgroup.com. Complete contact information is available upon registration with Muraena.

Who is Michael Parrish?

Michael Parrish is an accomplished Executive Director of Compliance at SMBC Nikko Securities America, Inc., with extensive experience leading advisory compliance teams across various securities businesses. His career spans over two decades, including key roles at prestigious firms such as Goldman Sachs and Greenhill, where he managed compliance for investment banking and broker-dealer operations. Michael holds a Doctor of Law (J.D.) from Benjamin N. Cardozo School of Law and has a strong academic background with multiple master's degrees. His expertise in compliance is complemented by a unique understanding of capital markets, having worked in Hong Kong focusing on IPOs. Michael is known for his strategic thinking and ability to navigate complex regulatory environments, making him a valuable asset in the legal services industry. He is also passionate about fostering a culture of compliance within organizations and mentoring upcoming professionals in the field.

Michael`s contact details

mail

**************@smbcgroup.com

********@smbcnikko-si.com

Colleagues

Sue Sproule

Executive Director

avatar
Arthur Rubin

Managing Director, Head of Americas Liability Management

Atsushi Fukuno

Executive Director, Head of Planning

avatar
Glenn Kim

Vice President

avatar
Bruce Mulder

Managing Director, Head of Structured Product Sales and Trading

avatar
Steven Feinberg

Managing Director - Head of Credit Trading

avatar
Taro Aoki

Executive Director

avatar
Robyn Lang

Vice President - Compliance Officer

Rosanna Veras Rutigliano

VP Operations Specialist

avatar
Roy Kanakubo

Vice President, Senior Developer

View Contact details (it's free)
Request Profile Removal