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Michael Parrish
Michael Parrish
Executive Director, Compliance | SMBC Nikko Securities America, Inc.
Westfield, New Jersey, United States
Michael Parrish
Summary
Michael Parrish is an accomplished Executive Director of Compliance at SMBC Nikko Securities America, Inc., with extensive experience leading advisory compliance teams across various securities businesses. His career spans over two decades, including key roles at prestigious firms such as Goldman Sachs and Greenhill, where he managed compliance for investment banking and broker-dealer operations. Michael holds a Doctor of Law (J.D.) from Benjamin N. Cardozo School of Law and has a strong academic background with multiple master's degrees. His expertise in compliance is complemented by a unique understanding of capital markets, having worked in Hong Kong focusing on IPOs. Michael is known for his strategic thinking and ability to navigate complex regulatory environments, making him a valuable asset in the legal services industry. He is also passionate about fostering a culture of compliance within organizations and mentoring upcoming professionals in the field.
Michael Parrish
Work Experience
Executive Director, Compliance at
SMBC Nikko Securities America, Inc.
September 2021 - Present
Director Of Compliance at
Greenhill & Co. Canada Ltd.
September 2017 - September 2021
Vice President, Investment Banking Compliance at
Goldman Sachs
June 2015 - September 2017
Vice President, Compliance, Regulatory Audits & Inquiries at
Goldman Sachs
September 2010 - June 2015
Vice President, Banking Compliance at
Goldman Sachs
July 2008 - August 2010
Associate at
CLEARY GOTTLIEB STEEN & HAMILTON LLP
October 2001 - July 2008
Michael Parrish
Education
Benjamin N. Cardozo School of Law, Yeshiva University, Doctor Of Law (J.D.)
University of Colorado Boulder, Master Of Arts (M.A.)
Denver Seminary, Master Of Arts (M.A.)
Rutgers University–New Brunswick, Bachelor Of Arts (B.A.)
Frequently Asked Questions about Michael Parrish
What is Michael Parrish email address?
Michael Parrish's primary email address is **************@smbcgroup.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Michael Parrish work for?
Michael Parrish is a Executive Director, Compliance at SMBC Nikko Securities America, Inc..
Where Michael Parrish graduated from?
Michael Parrish holds a degree in from Benjamin N. Cardozo School of Law, Yeshiva University.
How can I directly contact Michael Parrish?
To contact Michael Parrish directly, you can use the email address **************@smbcgroup.com. Complete contact information is available upon registration with Muraena.
Who is Michael Parrish?
Michael Parrish is an accomplished Executive Director of Compliance at SMBC Nikko Securities America, Inc., with extensive experience leading advisory compliance teams across various securities businesses. His career spans over two decades, including key roles at prestigious firms such as Goldman Sachs and Greenhill, where he managed compliance for investment banking and broker-dealer operations. Michael holds a Doctor of Law (J.D.) from Benjamin N. Cardozo School of Law and has a strong academic background with multiple master's degrees. His expertise in compliance is complemented by a unique understanding of capital markets, having worked in Hong Kong focusing on IPOs. Michael is known for his strategic thinking and ability to navigate complex regulatory environments, making him a valuable asset in the legal services industry. He is also passionate about fostering a culture of compliance within organizations and mentoring upcoming professionals in the field.
Michael`s contact details
**************@smbcgroup.com
********@smbcnikko-si.com
Colleagues
Executive Director
Managing Director, Head of Americas Liability Management
Executive Director, Head of Planning
Vice President
Managing Director, Head of Structured Product Sales and Trading
Managing Director - Head of Credit Trading
Executive Director
Vice President - Compliance Officer
VP Operations Specialist
Vice President, Senior Developer