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Monique Saugstad

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Monique Saugstad

Registered Associate | Alpaca

Los Angeles Metropolitan Area United States, United States

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Monique Saugstad

Summary

Monique Saugstad is an accomplished Chief Compliance Officer with a robust background in corporate and securities law, specializing in anti-money laundering and risk management within the fintech sector. With extensive experience in regulatory audits and compliance for brokerage firms, she has a proven track record in navigating complex legal frameworks. Monique holds multiple FINRA licenses and is admitted to practice law in New Jersey and California. Her leadership roles have spanned various organizations, including Embed Clearing LLC and Wells Fargo, showcasing her adaptability in both startup and corporate environments. Fluent in English and Armenian, she brings a diverse perspective to her work. Monique is particularly passionate about the intersection of technology and compliance, especially in cryptocurrency and cybersecurity. As she continues her career at Alpaca Securities LLC, she aims to drive innovation in compliance practices.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Sustainability

Organisational experience

Corporate Experience

Startup Experience

Monique Saugstad

Work Experience

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Chief Compliance Officer at

Alpaca

June 2023 - Present

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Monique Saugstad

Education

University of California, Los Angeles, BA, Economics

January 1998 - January 2002

Western State College of Law, JD, Law

January 2002 - January 2005

Frequently Asked Questions about Monique Saugstad

What is Monique Saugstad email address?

Monique Saugstad's primary email address is ****************@alpaca.markets. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Monique Saugstad work for?

Monique Saugstad is a Registered Associate at Alpaca.

Where Monique Saugstad graduated from?

Monique Saugstad holds a degree in null from University of California, Los Angeles.

How can I directly contact Monique Saugstad?

To contact Monique Saugstad directly, you can use the email address ****************@alpaca.markets. Complete contact information is available upon registration with Muraena.

Who is Monique Saugstad?

Monique Saugstad is an accomplished Chief Compliance Officer with a robust background in corporate and securities law, specializing in anti-money laundering and risk management within the fintech sector. With extensive experience in regulatory audits and compliance for brokerage firms, she has a proven track record in navigating complex legal frameworks. Monique holds multiple FINRA licenses and is admitted to practice law in New Jersey and California. Her leadership roles have spanned various organizations, including Embed Clearing LLC and Wells Fargo, showcasing her adaptability in both startup and corporate environments. Fluent in English and Armenian, she brings a diverse perspective to her work. Monique is particularly passionate about the intersection of technology and compliance, especially in cryptocurrency and cybersecurity. As she continues her career at Alpaca Securities LLC, she aims to drive innovation in compliance practices.

Monique`s contact details

mail

****************@alpaca.markets

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