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Neil O'connor

Neil O'connor

Vice President - Systems Vendor Management | Brown Brothers Harriman

Boston, Massachusetts, United States

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Neil O'connor

Summary

Neil O'Connor is a seasoned compliance, risk, and third-party management professional with over 20 years of extensive experience in the financial services industry. Currently serving as Vice President of IT Vendor Management at Brown Brothers Harriman, he has a proven track record in regulatory compliance, operational risk management, and vendor oversight. Neil is known for his strategic problem-solving skills and ability to lead complex initiatives, including managing regulatory exams and developing compliance programs. His expertise spans various aspects of business operations, highlighting his adaptability and commitment to operational efficiencies. Beyond his professional pursuits, Neil is passionate about mentoring and staff development, ensuring that teams are well-equipped to navigate the complexities of compliance and risk management. He has received multiple accolades for his contributions to vendor risk management and compliance excellence throughout his career.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Industry-specific interests

Organisational experience

Corporate Experience

Neil O'connor

Work Experience

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Vice President - Systems Vendor Management at

Brown Brothers Harriman

May 2018 - Present

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Head of Vendor Risk Management, SVP at

Santander Bank, N.A.

August 2016 - May 2018

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Director, Third Party Risk Management SVP at

Santander Bank, N.A.

March 2015 - August 2016

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Vendor Risk Manager at

Santander Bank, N.A.

March 2014 - May 2015

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Policy & Oversight Monitoring Senior Risk Manager, Vice President at

Citizens

February 2011 - March 2014

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Global Services Wealth Manager & Specialized Trust Services Compliance, Vice President at

State Street

April 2010 - December 2010

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Investor Services Compliance, Vice President at

State Street

March 2007 - April 2010

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Transfer Agent Risk/Compliance, Assistant Vice President at

MFS Investment Management

April 2003 - March 2007

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Transfer Agent Compliance Specialist at

MFS Investment Management

June 1998 - April 2003

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Transfer Agent Compliance Coordinator at

MFS Investment Management

January 1996 - June 1998

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Transfer Agent Compliance Analyst at

MFS Investment Management

September 1995 - January 1996

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NSCC Fund Liaison at

Fidelity Investments

May 1995 - September 1995

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Multiple Positions at

Boston Financial Data Services

January 1989 - May 1995

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Neil O'connor

Education

Northeastern University, Bachelor Of Arts

January 1988 - January 1995

Frequently Asked Questions about Neil O'connor

What is Neil O'connor email address?

Neil O'connor's primary email address is *******@bbh.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Neil O'connor work for?

Neil O'connor is a Vice President - Systems Vendor Management at Brown Brothers Harriman, a company specializing in Monetary Authorities-Central Bank.

Where Neil O'connor graduated from?

Neil O'connor holds a degree in Business Management from Northeastern University.

How can I directly contact Neil O'connor?

To contact Neil O'connor directly, you can use the email address *******@bbh.com. Complete contact information is available upon registration with Muraena.

Who is Neil O'connor?

Neil O'Connor is a seasoned compliance, risk, and third-party management professional with over 20 years of extensive experience in the financial services industry. Currently serving as Vice President of IT Vendor Management at Brown Brothers Harriman, he has a proven track record in regulatory compliance, operational risk management, and vendor oversight. Neil is known for his strategic problem-solving skills and ability to lead complex initiatives, including managing regulatory exams and developing compliance programs. His expertise spans various aspects of business operations, highlighting his adaptability and commitment to operational efficiencies. Beyond his professional pursuits, Neil is passionate about mentoring and staff development, ensuring that teams are well-equipped to navigate the complexities of compliance and risk management. He has received multiple accolades for his contributions to vendor risk management and compliance excellence throughout his career.

Neil`s contact details

mail

*******@bbh.com

********@bostonfinancial.com

********@mfs.com

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