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Nicole Wong
Nicole Wong
Chief Compliance Officer, Mercer Funds and Mercer Trust Company | Mercer
Boston, Massachusetts, United States
Nicole Wong
Summary
Nicole Wong is a highly accomplished Chief Compliance Officer at Mercer Funds and Mercer Trust Company, specializing in risk and compliance within the financial services industry. With over two decades of experience, she has held various leadership roles in compliance and risk management, demonstrating a strong ability to navigate complex regulatory environments. Nicole is proficient in implementing compliance programs and has a proven track record of enhancing organizational compliance posture. Her expertise spans multiple areas, including alternative investments, asset management, and regulatory compliance. She is recognized for her ability to build collaborative relationships with regulators and stakeholders to achieve positive business outcomes. Nicole holds a BS in Business Administration with a specialization in Marketing from Babson College. In her spare time, she is passionate about mentoring emerging leaders in compliance and risk management.
Nicole Wong
Work Experience
Chief Compliance Officer, Mercer Funds and Mercer Trust Company at
Mercer
October 2022 - Present
Director, Compliance at Charles Schwab at
Charles Schwab
December 2019 - October 2022
Vice President, Alternative Investment Solutions Risk and Compliance Director at
State Street
May 2018 - July 2019
Vice President, Compliance Manager Corporate Compliance at
State Street
January 2015 - May 2018
Vice President, North American Regional Head of Ethics Office at
State Street Bank
January 2012 - January 2015
Vice President, Global Code of Ethics Officer – SSGA at
State Street Global Advisors
February 2009 - January 2012
Vice President and Compliance Officer at
MFS Investment Management
June 2007 - November 2008
Senior Vice President, Head of Portfolio Compliance at
Evergreen Investments
February 1997 - June 2007
Assistant Manager- Fund Compliance at
Scudder Investments
May 1992 - February 1997
Mutual Fund Accountant at
State Street Bank And Trust
November 1990 - May 1992
Nicole Wong
Education
Babson College, Bs Business Administration
Frequently Asked Questions about Nicole Wong
What is Nicole Wong email address?
Nicole Wong's primary email address is ***********@mercer.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Nicole Wong work for?
Nicole Wong is a Chief Compliance Officer, Mercer Funds and Mercer Trust Company at Mercer, a company specializing in Water transportation services, nec.
Where Nicole Wong graduated from?
Nicole Wong holds a degree in Marketing from Babson College.
How can I directly contact Nicole Wong?
To contact Nicole Wong directly, you can use the email address ***********@mercer.com. Complete contact information is available upon registration with Muraena.
Who is Nicole Wong?
Nicole Wong is a highly accomplished Chief Compliance Officer at Mercer Funds and Mercer Trust Company, specializing in risk and compliance within the financial services industry. With over two decades of experience, she has held various leadership roles in compliance and risk management, demonstrating a strong ability to navigate complex regulatory environments. Nicole is proficient in implementing compliance programs and has a proven track record of enhancing organizational compliance posture. Her expertise spans multiple areas, including alternative investments, asset management, and regulatory compliance. She is recognized for her ability to build collaborative relationships with regulators and stakeholders to achieve positive business outcomes. Nicole holds a BS in Business Administration with a specialization in Marketing from Babson College. In her spare time, she is passionate about mentoring emerging leaders in compliance and risk management.
Nicole`s contact details
***********@mercer.com
***********@schwab.com
Colleagues
Strategy Leader | Vice President at Mercer Digital
Senior Associate, Billing Manager St. Louis office
Software Architect
Chief Health Actuary
Independent Non Executive Chair
Partner & Chief Marketing Officer, UK
Strategy Leader To Chief Executive Officer
Chief Investment Funds Counsel
Principal/Business Leader (SVP)
Chair Of The Board Of Directors