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Nicole Wong

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Nicole Wong

Chief Compliance Officer, Mercer Funds and Mercer Trust Company | Mercer

Boston, Massachusetts, United States

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Nicole Wong

Summary

Nicole Wong is a highly accomplished Chief Compliance Officer at Mercer Funds and Mercer Trust Company, specializing in risk and compliance within the financial services industry. With over two decades of experience, she has held various leadership roles in compliance and risk management, demonstrating a strong ability to navigate complex regulatory environments. Nicole is proficient in implementing compliance programs and has a proven track record of enhancing organizational compliance posture. Her expertise spans multiple areas, including alternative investments, asset management, and regulatory compliance. She is recognized for her ability to build collaborative relationships with regulators and stakeholders to achieve positive business outcomes. Nicole holds a BS in Business Administration with a specialization in Marketing from Babson College. In her spare time, she is passionate about mentoring emerging leaders in compliance and risk management.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Nicole Wong

Work Experience

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Chief Compliance Officer, Mercer Funds and Mercer Trust Company at

Mercer

October 2022 - Present

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Director, Compliance at Charles Schwab at

Charles Schwab

December 2019 - October 2022

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Vice President, Alternative Investment Solutions Risk and Compliance Director at

State Street

May 2018 - July 2019

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Vice President, Compliance Manager Corporate Compliance at

State Street

January 2015 - May 2018

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Vice President, North American Regional Head of Ethics Office at

State Street Bank

January 2012 - January 2015

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Vice President, Global Code of Ethics Officer – SSGA at

State Street Global Advisors

February 2009 - January 2012

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Vice President and Compliance Officer at

MFS Investment Management

June 2007 - November 2008

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Senior Vice President, Head of Portfolio Compliance at

Evergreen Investments

February 1997 - June 2007

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Assistant Manager- Fund Compliance at

Scudder Investments

May 1992 - February 1997

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Mutual Fund Accountant at

State Street Bank And Trust

November 1990 - May 1992

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Nicole Wong

Education

Frequently Asked Questions about Nicole Wong

What is Nicole Wong email address?

Nicole Wong's primary email address is ***********@mercer.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Nicole Wong work for?

Nicole Wong is a Chief Compliance Officer, Mercer Funds and Mercer Trust Company at Mercer, a company specializing in Water transportation services, nec.

Where Nicole Wong graduated from?

Nicole Wong holds a degree in Marketing from Babson College.

How can I directly contact Nicole Wong?

To contact Nicole Wong directly, you can use the email address ***********@mercer.com. Complete contact information is available upon registration with Muraena.

Who is Nicole Wong?

Nicole Wong is a highly accomplished Chief Compliance Officer at Mercer Funds and Mercer Trust Company, specializing in risk and compliance within the financial services industry. With over two decades of experience, she has held various leadership roles in compliance and risk management, demonstrating a strong ability to navigate complex regulatory environments. Nicole is proficient in implementing compliance programs and has a proven track record of enhancing organizational compliance posture. Her expertise spans multiple areas, including alternative investments, asset management, and regulatory compliance. She is recognized for her ability to build collaborative relationships with regulators and stakeholders to achieve positive business outcomes. Nicole holds a BS in Business Administration with a specialization in Marketing from Babson College. In her spare time, she is passionate about mentoring emerging leaders in compliance and risk management.

Nicole`s contact details

mail

***********@mercer.com

***********@schwab.com

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Strategy Leader To Chief Executive Officer

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Andrea Boyd

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Floriza Molon

Principal/Business Leader (SVP)

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Franky Stevens

Chair Of The Board Of Directors

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