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Paranj Patel

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Paranj Patel

Vice President Compliance

United States

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Paranj Patel

Summary

Paranj Patel is a seasoned financial industry professional with over 15 years of experience, currently serving as Vice President of Compliance at Retail Advice and Solutions. He has a proven track record in leading compliance initiatives and managing complex regulatory environments within the depository banking sector. Paranj is recognized for his proactive leadership style and deep understanding of retail broker-dealer operations, compliance risk management, and investment advisory business. His extensive expertise encompasses a range of financial instruments and compliance regulations, making him a key contributor to organizational strategy and risk assessment initiatives. Paranj is also committed to the professional development of his team and values strong relationships with stakeholders across various departments. His analytical skills and proficiency in data analysis tools further enhance his ability to drive results and implement effective compliance measures. With a career that spans multiple roles at Prudential Financial and Merrill Lynch, he has consistently demonstrated his ability to adapt and thrive in dynamic financial environments.

General

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Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Paranj Patel

Work Experience

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Vice President Compliance at

Prudential Financial, Inc.

September 2022 - Present

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Director, Compliance at

Prudential Financial, Inc.

August 2021 - September 2022

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Director of Regulatory Supervision at

Prudential Financial, Inc.

May 2019 - August 2021

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Manager, Security Operations at

Prudential Financial, Inc.

December 2015 - May 2019

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Associate Manager, Regulatory Supervision at

Prudential Financial, Inc.

May 2012 - December 2015

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Regulatory Supervision and Trade Support, Associate at

Prudential Financial, Inc.

March 2011 - May 2012

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Senior Trader at

Prudential Financial, Inc.

June 2009 - March 2011

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Registered Representative at

Merrill Lynch/Wfc/L. Inc.

July 2007 - June 2009

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Assistant Supervisor at

Merrill Lynch/Wfc/L. Inc.

March 2002 - June 2005

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Withdrawals and Distributions Representative at

Merrill Lynch/Wfc/L. Inc.

March 2002 - June 2005

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General Securities Representative at

Datek Online Holdings Corp.

May 2000 - March 2002

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Paranj Patel

Education

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What is Paranj Patel email address?

Paranj Patel's primary email address is ************@prudential.com. To view the full verified email and additional contact details, sign up for free with Muraena.

Where Paranj Patel graduated from?

Paranj Patel holds a degree in from Thomas Edison State University.

How can I directly contact Paranj Patel?

To contact Paranj Patel directly, you can use the email address ************@prudential.com. Complete contact information is available upon registration with Muraena.

Who is Paranj Patel?

Paranj Patel is a seasoned financial industry professional with over 15 years of experience, currently serving as Vice President of Compliance at Retail Advice and Solutions. He has a proven track record in leading compliance initiatives and managing complex regulatory environments within the depository banking sector. Paranj is recognized for his proactive leadership style and deep understanding of retail broker-dealer operations, compliance risk management, and investment advisory business. His extensive expertise encompasses a range of financial instruments and compliance regulations, making him a key contributor to organizational strategy and risk assessment initiatives. Paranj is also committed to the professional development of his team and values strong relationships with stakeholders across various departments. His analytical skills and proficiency in data analysis tools further enhance his ability to drive results and implement effective compliance measures. With a career that spans multiple roles at Prudential Financial and Merrill Lynch, he has consistently demonstrated his ability to adapt and thrive in dynamic financial environments.

Paranj`s contact details

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************@prudential.com

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