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Paranj Patel
Paranj Patel
Vice President Compliance
United States
Paranj Patel
Summary
Paranj Patel is a seasoned financial industry professional with over 15 years of experience, currently serving as Vice President of Compliance at Retail Advice and Solutions. He has a proven track record in leading compliance initiatives and managing complex regulatory environments within the depository banking sector. Paranj is recognized for his proactive leadership style and deep understanding of retail broker-dealer operations, compliance risk management, and investment advisory business. His extensive expertise encompasses a range of financial instruments and compliance regulations, making him a key contributor to organizational strategy and risk assessment initiatives. Paranj is also committed to the professional development of his team and values strong relationships with stakeholders across various departments. His analytical skills and proficiency in data analysis tools further enhance his ability to drive results and implement effective compliance measures. With a career that spans multiple roles at Prudential Financial and Merrill Lynch, he has consistently demonstrated his ability to adapt and thrive in dynamic financial environments.
Paranj Patel
Work Experience
Vice President Compliance at
Prudential Financial, Inc.
September 2022 - Present
Director, Compliance at
Prudential Financial, Inc.
August 2021 - September 2022
Director of Regulatory Supervision at
Prudential Financial, Inc.
May 2019 - August 2021
Manager, Security Operations at
Prudential Financial, Inc.
December 2015 - May 2019
Associate Manager, Regulatory Supervision at
Prudential Financial, Inc.
May 2012 - December 2015
Regulatory Supervision and Trade Support, Associate at
Prudential Financial, Inc.
March 2011 - May 2012
Senior Trader at
Prudential Financial, Inc.
June 2009 - March 2011
Registered Representative at
Merrill Lynch/Wfc/L. Inc.
July 2007 - June 2009
Assistant Supervisor at
Merrill Lynch/Wfc/L. Inc.
March 2002 - June 2005
Withdrawals and Distributions Representative at
Merrill Lynch/Wfc/L. Inc.
March 2002 - June 2005
General Securities Representative at
Datek Online Holdings Corp.
May 2000 - March 2002
Paranj Patel
Education
Frequently Asked Questions about Paranj Patel
What is Paranj Patel email address?
Paranj Patel's primary email address is ************@prudential.com. To view the full verified email and additional contact details, sign up for free with Muraena.
Where Paranj Patel graduated from?
Paranj Patel holds a degree in from Thomas Edison State University.
How can I directly contact Paranj Patel?
To contact Paranj Patel directly, you can use the email address ************@prudential.com. Complete contact information is available upon registration with Muraena.
Who is Paranj Patel?
Paranj Patel is a seasoned financial industry professional with over 15 years of experience, currently serving as Vice President of Compliance at Retail Advice and Solutions. He has a proven track record in leading compliance initiatives and managing complex regulatory environments within the depository banking sector. Paranj is recognized for his proactive leadership style and deep understanding of retail broker-dealer operations, compliance risk management, and investment advisory business. His extensive expertise encompasses a range of financial instruments and compliance regulations, making him a key contributor to organizational strategy and risk assessment initiatives. Paranj is also committed to the professional development of his team and values strong relationships with stakeholders across various departments. His analytical skills and proficiency in data analysis tools further enhance his ability to drive results and implement effective compliance measures. With a career that spans multiple roles at Prudential Financial and Merrill Lynch, he has consistently demonstrated his ability to adapt and thrive in dynamic financial environments.
Paranj`s contact details
************@prudential.com