Directory

>

Patrick Maloney

avatar

Patrick Maloney

Chief Compliance Officer & Associate General Counsel | Ellington Management Group

New York, New York, United States

View contact details (it's free)

Patrick Maloney

Summary

Patrick Maloney is a seasoned legal professional with extensive experience in compliance and regulatory matters within the financial services industry. Currently serving as the Chief Compliance Officer and Associate General Counsel at Ellington Management Group, he has a robust background in alternative investments, capital markets, and asset management. His career spans over three decades, beginning as an Assistant District Attorney and transitioning through various leadership roles in compliance at notable firms. Patrick's expertise includes navigating complex securities regulations and ensuring adherence to AML practices. He is recognized for his strategic insight and ability to foster a culture of compliance in organizations. Outside of his professional commitments, Patrick has a keen interest in the evolving landscape of financial regulations and their impact on investment strategies.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Patrick Maloney

Work Experience

company logo

Chief Compliance Officer & Associate General Counsel at

Ellington Management Group

January 2023 - Present

💼

General Counsel & Chief Compliance Officer at

INVESTCORP CREDIT MANAGEMENT EU LIMITED

January 2011 - January 2023

company logo

Chief Compliance Officer at

Aladdin Capital Management

January 2008 - January 2011

company logo

Member at

Duff Corporation

January 2007 - January 2008

💼

Compliance at

JWM PARTNERS LIMITED

January 2006 - January 2007

💼

Managing Director- General Counsel's Office at

BEAR STEARNS LIMITED

January 1999 - January 2006

company logo

Assistant District Attorney at

New York County District Attorney

January 1992 - January 1999

Logos provided by Logo.dev

Patrick Maloney

Education

St. John's University School of Law, Juris Doctorate

January 1989 - January 1992

Fairfield University, Bs

January 1985 - January 1989

Fordham Prep

January 1981 - January 1985

Frequently Asked Questions about Patrick Maloney

What company does Patrick Maloney work for?

Patrick Maloney is a Chief Compliance Officer & Associate General Counsel at Ellington Management Group, a company specializing in Security brokers & dealers.

Where Patrick Maloney graduated from?

Patrick Maloney holds a degree in Law from St. John's University School of Law.

Who is Patrick Maloney?

Patrick Maloney is a seasoned legal professional with extensive experience in compliance and regulatory matters within the financial services industry. Currently serving as the Chief Compliance Officer and Associate General Counsel at Ellington Management Group, he has a robust background in alternative investments, capital markets, and asset management. His career spans over three decades, beginning as an Assistant District Attorney and transitioning through various leadership roles in compliance at notable firms. Patrick's expertise includes navigating complex securities regulations and ensuring adherence to AML practices. He is recognized for his strategic insight and ability to foster a culture of compliance in organizations. Outside of his professional commitments, Patrick has a keen interest in the evolving landscape of financial regulations and their impact on investment strategies.

Patrick`s contact details

Colleagues

Niko Nicopoulos

Managing Director

avatar
Shawn Luciani

Vice President

avatar
Paul Asaro

Chief Financial Officer Consultant

avatar
Andy Vranos

Managing Director

George Zettler

managing director

Brian Neilinger

Managing Director

avatar
Ryan Connolly

Senior Vice President, Commercial Real Estate Debt Investments

avatar
Ryan Mccullough

Vice President - CMBS

Richard Daley

Managing Director

avatar
Rob Goldblatt

Head Of Recruiting And Human Resources

View Contact details (it's free)
Request Profile Removal