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Patrick Maloney
Patrick Maloney
Chief Compliance Officer & Associate General Counsel | Ellington Management Group
New York, New York, United States
Patrick Maloney
Summary
Patrick Maloney is a seasoned legal professional with extensive experience in compliance and regulatory matters within the financial services industry. Currently serving as the Chief Compliance Officer and Associate General Counsel at Ellington Management Group, he has a robust background in alternative investments, capital markets, and asset management. His career spans over three decades, beginning as an Assistant District Attorney and transitioning through various leadership roles in compliance at notable firms. Patrick's expertise includes navigating complex securities regulations and ensuring adherence to AML practices. He is recognized for his strategic insight and ability to foster a culture of compliance in organizations. Outside of his professional commitments, Patrick has a keen interest in the evolving landscape of financial regulations and their impact on investment strategies.
Patrick Maloney
Work Experience
Chief Compliance Officer & Associate General Counsel at
Ellington Management Group
January 2023 - Present
General Counsel & Chief Compliance Officer at
INVESTCORP CREDIT MANAGEMENT EU LIMITED
January 2011 - January 2023
Chief Compliance Officer at
Aladdin Capital Management
January 2008 - January 2011
Member at
Duff Corporation
January 2007 - January 2008
Compliance at
JWM PARTNERS LIMITED
January 2006 - January 2007
Managing Director- General Counsel's Office at
BEAR STEARNS LIMITED
January 1999 - January 2006
Assistant District Attorney at
New York County District Attorney
January 1992 - January 1999
Patrick Maloney
Education
St. John's University School of Law, Juris Doctorate
January 1989 - January 1992
January 1985 - January 1989
Fordham Prep
January 1981 - January 1985
Frequently Asked Questions about Patrick Maloney
What company does Patrick Maloney work for?
Patrick Maloney is a Chief Compliance Officer & Associate General Counsel at Ellington Management Group, a company specializing in Security brokers & dealers.
Where Patrick Maloney graduated from?
Patrick Maloney holds a degree in Law from St. John's University School of Law.
Who is Patrick Maloney?
Patrick Maloney is a seasoned legal professional with extensive experience in compliance and regulatory matters within the financial services industry. Currently serving as the Chief Compliance Officer and Associate General Counsel at Ellington Management Group, he has a robust background in alternative investments, capital markets, and asset management. His career spans over three decades, beginning as an Assistant District Attorney and transitioning through various leadership roles in compliance at notable firms. Patrick's expertise includes navigating complex securities regulations and ensuring adherence to AML practices. He is recognized for his strategic insight and ability to foster a culture of compliance in organizations. Outside of his professional commitments, Patrick has a keen interest in the evolving landscape of financial regulations and their impact on investment strategies.
Patrick`s contact details
Colleagues
Managing Director
Vice President
Chief Financial Officer Consultant
Managing Director
managing director
Managing Director
Senior Vice President, Commercial Real Estate Debt Investments
Vice President - CMBS
Managing Director
Head Of Recruiting And Human Resources