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Paul Baessler

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Paul Baessler

Managing Director Self Clearing Operations | Cetera Financial Group

Bennington, Nebraska, United States

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Paul Baessler

Summary

Paul Baessler is a seasoned finance professional with extensive experience in back office operations and client services within the banking and financial services industry. Currently serving as Managing Director of Self Clearing Operations at Cetera Financial Group, he has held senior roles at notable firms such as Fidelity Investments and TD Ameritrade. His expertise spans across risk management, portfolio management, and vendor management, underpinned by a strong foundation in finance and accounting. Paul possesses multiple FINRA licenses, including Series 7, 24, and 63, showcasing his deep knowledge of securities and investments. He is recognized for his leadership capabilities, having directed teams in high-pressure environments. With a career that reflects a commitment to excellence in financial operations, Paul continues to drive innovation and efficiency in his current role. Outside of work, he is likely to be interested in emerging technologies that can reshape the financial landscape.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Paul Baessler

Work Experience

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Managing Director Self Clearing Operations at

Cetera Financial Group

July 2023 - Present

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Vice President of Client Services & Operations at

Axos® Clearing, A Subsidiary of Axos Financial

March 2021 - July 2023

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Vice President at

Fidelity Investments

July 2012 - August 2020

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Director at

Td Ameritrade

November 2010 - July 2012

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Director at

Charles Schwab

March 1996 - October 2010

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Paul Baessler

Education

UCCS College of Business, Finance

January 1993 - January 1997

Frequently Asked Questions about Paul Baessler

What is Paul Baessler email address?

Paul Baessler's primary email address is *************@cetera.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Paul Baessler work for?

Paul Baessler is a Managing Director Self Clearing Operations at Cetera Financial Group, a company specializing in Monetary Authorities-Central Bank.

Where Paul Baessler graduated from?

Paul Baessler holds a degree in Accounting And Finance from UCCS College of Business.

How can I directly contact Paul Baessler?

To contact Paul Baessler directly, you can use the email address *************@cetera.com. Complete contact information is available upon registration with Muraena.

Who is Paul Baessler?

Paul Baessler is a seasoned finance professional with extensive experience in back office operations and client services within the banking and financial services industry. Currently serving as Managing Director of Self Clearing Operations at Cetera Financial Group, he has held senior roles at notable firms such as Fidelity Investments and TD Ameritrade. His expertise spans across risk management, portfolio management, and vendor management, underpinned by a strong foundation in finance and accounting. Paul possesses multiple FINRA licenses, including Series 7, 24, and 63, showcasing his deep knowledge of securities and investments. He is recognized for his leadership capabilities, having directed teams in high-pressure environments. With a career that reflects a commitment to excellence in financial operations, Paul continues to drive innovation and efficiency in his current role. Outside of work, he is likely to be interested in emerging technologies that can reshape the financial landscape.

Paul`s contact details

mail

*************@cetera.com

*************@axosclearing.com

Colleagues

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Thomas Gooley

Chief Operating Officer

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Aif Adeline Wong

SVP, Head of Retirement Plan Programs and Strategy

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Philip Hansen

Vice President, Marketing Analytics & Voice of Customer

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Andrea Shane

Managing Director, Head of Sales & Growth Operations

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Frank Hosmer

Regional Vice President of Growth, Central & Southeast Region

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Tony Martins

Managing Director, Head of CWMG Advisor Growth

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Arielle Jaffe

Vice President Strategic Relationships

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Gene Goldman Cfa

Chief Investment Officer

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Brandon Farley

AVP, Fixed Income Trader, First Allied Securities - Senior Trader, Cetera Financial Group

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Ryan Armock

Managing Director, Introducing Operations

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