Directory

>

Paul Sportelli

avatar

Paul Sportelli

Executive Director-Regional Compliance Officer-(RCO) | Crystal Bay Cafe

California, United States

View contact details (it's free)

Paul Sportelli

Summary

Paul Sportelli is an accomplished Executive Director and Regional Compliance Officer based in San Francisco, California, with extensive experience in the financial services sector. He holds licenses in multiple states, showcasing his commitment to compliance and regulatory standards. With a career spanning over two decades, he has held significant positions at reputable firms such as Oppenheimer and Hambrecht And Quist. His background in branch management at Dean Witter Reynolds highlights his leadership capabilities and expertise in compliance. Despite a focus on compliance, Paul is also deeply interested in civic and social associations, reflecting a commitment to community engagement. He has a proven track record of navigating complex regulatory environments while fostering growth and stability in organizations. His professional journey is marked by a dedication to ethical practices and a proactive approach to compliance challenges.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Sustainability

Organisational experience

Corporate Experience

Paul Sportelli

Work Experience

company logo

Executive Director-Regional Compliance Officer-(RCO) at

Crystal Bay Cafe

October 2004 - Present

company logo

Registered Sales Associate at

Hambrecht & Quist

October 1994 - July 2002

company logo

Branch Management at

Morgan Stanley

January 1992 - January 1994

Logos provided by Logo.dev

Frequently Asked Questions about Paul Sportelli

What is Paul Sportelli email address?

Paul Sportelli's primary email address is **************@opco.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Paul Sportelli work for?

Paul Sportelli is a Executive Director-Regional Compliance Officer-(RCO) at Crystal Bay Cafe, a company specializing in Special Food Services.

How can I directly contact Paul Sportelli?

To contact Paul Sportelli directly, you can use the email address **************@opco.com. Complete contact information is available upon registration with Muraena.

Who is Paul Sportelli?

Paul Sportelli is an accomplished Executive Director and Regional Compliance Officer based in San Francisco, California, with extensive experience in the financial services sector. He holds licenses in multiple states, showcasing his commitment to compliance and regulatory standards. With a career spanning over two decades, he has held significant positions at reputable firms such as Oppenheimer and Hambrecht And Quist. His background in branch management at Dean Witter Reynolds highlights his leadership capabilities and expertise in compliance. Despite a focus on compliance, Paul is also deeply interested in civic and social associations, reflecting a commitment to community engagement. He has a proven track record of navigating complex regulatory environments while fostering growth and stability in organizations. His professional journey is marked by a dedication to ethical practices and a proactive approach to compliance challenges.

Paul`s contact details

mail

**************@opco.com

**********@oppenheimer.com

Colleagues

Nick Tell

managing director

avatar
Cpwa Niley Shrestha

Executive Director - Investments

Sandy Bershad

Executive Director Branch Control Officer

Nina Dante

Executive Director - Head of Corporate & Executive Services @ Oppenheimer & Co. Inc.

avatar
Owen Lau Cfa

Adjunct Faculty

Param Singh

Executive Director

Parth Patel

Executive Director - Internal Audit

Siobhan Mcloughlin

Executive Director - Branch Examination Manager

Patrick Wade

Co-Owner

Stan Szymanski

Vice President, Institutional Investment Group

View Contact details (it's free)
Request Profile Removal