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Paul Sportelli
Paul Sportelli
Executive Director-Regional Compliance Officer-(RCO) | Crystal Bay Cafe
California, United States
Paul Sportelli
Summary
Paul Sportelli is an accomplished Executive Director and Regional Compliance Officer based in San Francisco, California, with extensive experience in the financial services sector. He holds licenses in multiple states, showcasing his commitment to compliance and regulatory standards. With a career spanning over two decades, he has held significant positions at reputable firms such as Oppenheimer and Hambrecht And Quist. His background in branch management at Dean Witter Reynolds highlights his leadership capabilities and expertise in compliance. Despite a focus on compliance, Paul is also deeply interested in civic and social associations, reflecting a commitment to community engagement. He has a proven track record of navigating complex regulatory environments while fostering growth and stability in organizations. His professional journey is marked by a dedication to ethical practices and a proactive approach to compliance challenges.
Paul Sportelli
Work Experience
Executive Director-Regional Compliance Officer-(RCO) at
Crystal Bay Cafe
October 2004 - Present
Registered Sales Associate at
Hambrecht & Quist
October 1994 - July 2002
Branch Management at
Morgan Stanley
January 1992 - January 1994
Frequently Asked Questions about Paul Sportelli
What is Paul Sportelli email address?
Paul Sportelli's primary email address is **************@opco.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Paul Sportelli work for?
Paul Sportelli is a Executive Director-Regional Compliance Officer-(RCO) at Crystal Bay Cafe, a company specializing in Special Food Services.
How can I directly contact Paul Sportelli?
To contact Paul Sportelli directly, you can use the email address **************@opco.com. Complete contact information is available upon registration with Muraena.
Who is Paul Sportelli?
Paul Sportelli is an accomplished Executive Director and Regional Compliance Officer based in San Francisco, California, with extensive experience in the financial services sector. He holds licenses in multiple states, showcasing his commitment to compliance and regulatory standards. With a career spanning over two decades, he has held significant positions at reputable firms such as Oppenheimer and Hambrecht And Quist. His background in branch management at Dean Witter Reynolds highlights his leadership capabilities and expertise in compliance. Despite a focus on compliance, Paul is also deeply interested in civic and social associations, reflecting a commitment to community engagement. He has a proven track record of navigating complex regulatory environments while fostering growth and stability in organizations. His professional journey is marked by a dedication to ethical practices and a proactive approach to compliance challenges.
Paul`s contact details
**************@opco.com
**********@oppenheimer.com
Colleagues
managing director
Executive Director - Investments
Executive Director Branch Control Officer
Executive Director - Head of Corporate & Executive Services @ Oppenheimer & Co. Inc.
Adjunct Faculty
Executive Director
Executive Director - Internal Audit
Executive Director - Branch Examination Manager
Co-Owner
Vice President, Institutional Investment Group