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Paul Thompson

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Paul Thompson

Corporate Banking Operations VP | SMBC Capital Markets, Inc.

Cheshunt, England, United Kingdom

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Paul Thompson

Summary

Paul Thompson is a seasoned professional in the regulatory projects sector, currently serving as a Corporate Banking Operations VP at SMBC Capital Markets. With a robust background in derivatives trading and electronic trading, he has accumulated extensive experience across various financial institutions, including Natwest Markets and J.P. Morgan. Paul is well-versed in compliance and regulatory frameworks, having worked on significant remediation programs related to CFTC and FCA regulations. His technical proficiency encompasses a range of platforms and tools such as Bloomberg, GMI, and Murex, which he leverages to enhance trading and reporting processes. An advocate for continuous learning, he holds several certifications, including the ICE Electronic Trading Exam and the FCA Financial Regulation Examination. Despite his technical focus, Paul maintains a strategic vision for integrating regulatory requirements with business objectives, making him a valuable asset in any financial organization.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Emerging Technologies

Leadership Development

Innovation

Organisational experience

Corporate Experience

Consulting Experience

Paul Thompson

Work Experience

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Corporate Banking Operations VP at

SMBC Capital Markets, Inc.

May 2024 - Present

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Senior Consultant at

Quorsus - Part of Capgemini

February 2024 - May 2024

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Senior Regulatory Specialist at

NatWest Markets Plc

September 2022 - September 2023

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Senior Regulatory Specialist at

Societe Generale

January 2022 - September 2022

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Senior Regulatory Specialist at

MUFG

June 2021 - January 2022

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Regulatory Specialist at

Kaizen

April 2021 - June 2021

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Regulatory Specialist at

Societe Generale

January 2018 - March 2021

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Regulatory Analyst at

NatWest Markets Plc

October 2013 - January 2018

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Senior Business Analyst at

RBS

May 2013 - October 2013

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Futures Broker at

GFI Group

November 2012 - May 2013

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Futures Broker at

ICAP

January 2010 - September 2012

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Futures Trader at

J.P. Morgan

September 2005 - September 2009

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Operations Specialist at

Marex

September 2001 - September 2005

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Paul Thompson

Education

Goffs school

January 1995 - January 2000

Frequently Asked Questions about Paul Thompson

What company does Paul Thompson work for?

Paul Thompson is a Corporate Banking Operations VP at SMBC Capital Markets, Inc., a company specializing in Federal reserve banks.

Where Paul Thompson graduated from?

Paul Thompson holds a degree in from Goffs school.

Who is Paul Thompson?

Paul Thompson is a seasoned professional in the regulatory projects sector, currently serving as a Corporate Banking Operations VP at SMBC Capital Markets. With a robust background in derivatives trading and electronic trading, he has accumulated extensive experience across various financial institutions, including Natwest Markets and J.P. Morgan. Paul is well-versed in compliance and regulatory frameworks, having worked on significant remediation programs related to CFTC and FCA regulations. His technical proficiency encompasses a range of platforms and tools such as Bloomberg, GMI, and Murex, which he leverages to enhance trading and reporting processes. An advocate for continuous learning, he holds several certifications, including the ICE Electronic Trading Exam and the FCA Financial Regulation Examination. Despite his technical focus, Paul maintains a strategic vision for integrating regulatory requirements with business objectives, making him a valuable asset in any financial organization.

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