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Paul Tolley
Paul Tolley
Chief Compliance Officer | Commonwealth Financial Network
Boston, Massachusetts, United States
Paul Tolley
Summary
Paul Tolley is a seasoned compliance professional with over three decades of experience in the financial services and capital markets sectors. Currently serving as the Managing Principal and Chief Compliance Officer at Commonwealth Financial Network, he has a strong background in advisory compliance and regulatory affairs. Prior to his current role, he held significant positions at LPL Financial Services and Lehman Brothers, where he honed his skills in compliance and risk management. With a Bachelor of Science degree from Northeastern University, Paul combines academic knowledge with practical expertise. His leadership in compliance is marked by a commitment to ethical practices and regulatory adherence, making him a trusted figure in the financial industry. Outside of compliance, Paul is interested in the evolving landscape of financial regulations and how they impact market operations. He is based in Boston, Massachusetts, and is known for his strategic approach to compliance challenges.
Paul Tolley
Work Experience
Chief Compliance Officer at
Commonwealth Financial Network
August 2006 - Present
Chief Compliance Officer at
National Planning Holdings LLC
January 2003 - January 2006
Chief Compliance Officer at
NATIONAL PLANNING CORP.
January 2001 - January 2005
Director, Advisory Compliance at
LPL Financial
January 1992 - January 2000
Compliance Assistant at
Lehman Brothers
January 1991 - January 1992
Registered Representative at
Lehman Brothers
January 1990 - January 1991
Paul Tolley
Education
Northeastern University, Bachelor Of Science (Bs)
January 1984 - January 1987
January 1982 - January 1984
Frequently Asked Questions about Paul Tolley
What is Paul Tolley email address?
Paul Tolley's primary email address is ***********@commonwealth.com. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Paul Tolley work for?
Paul Tolley is a Chief Compliance Officer at Commonwealth Financial Network, a company specializing in Monetary Authorities-Central Bank.
Where Paul Tolley graduated from?
Paul Tolley holds a degree in Business Administration And Management, General from Northeastern University.
How can I directly contact Paul Tolley?
To contact Paul Tolley directly, you can use the email address ***********@commonwealth.com. Complete contact information is available upon registration with Muraena.
Who is Paul Tolley?
Paul Tolley is a seasoned compliance professional with over three decades of experience in the financial services and capital markets sectors. Currently serving as the Managing Principal and Chief Compliance Officer at Commonwealth Financial Network, he has a strong background in advisory compliance and regulatory affairs. Prior to his current role, he held significant positions at LPL Financial Services and Lehman Brothers, where he honed his skills in compliance and risk management. With a Bachelor of Science degree from Northeastern University, Paul combines academic knowledge with practical expertise. His leadership in compliance is marked by a commitment to ethical practices and regulatory adherence, making him a trusted figure in the financial industry. Outside of compliance, Paul is interested in the evolving landscape of financial regulations and how they impact market operations. He is based in Boston, Massachusetts, and is known for his strategic approach to compliance challenges.
Paul`s contact details
***********@commonwealth.com
***********@lpl.com
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