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Paul Tolley

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Paul Tolley

Chief Compliance Officer | Commonwealth Financial Network

Boston, Massachusetts, United States

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Paul Tolley

Summary

Paul Tolley is a seasoned compliance professional with over three decades of experience in the financial services and capital markets sectors. Currently serving as the Managing Principal and Chief Compliance Officer at Commonwealth Financial Network, he has a strong background in advisory compliance and regulatory affairs. Prior to his current role, he held significant positions at LPL Financial Services and Lehman Brothers, where he honed his skills in compliance and risk management. With a Bachelor of Science degree from Northeastern University, Paul combines academic knowledge with practical expertise. His leadership in compliance is marked by a commitment to ethical practices and regulatory adherence, making him a trusted figure in the financial industry. Outside of compliance, Paul is interested in the evolving landscape of financial regulations and how they impact market operations. He is based in Boston, Massachusetts, and is known for his strategic approach to compliance challenges.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Paul Tolley

Work Experience

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Chief Compliance Officer at

Commonwealth Financial Network

August 2006 - Present

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Chief Compliance Officer at

National Planning Holdings LLC

January 2003 - January 2006

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Chief Compliance Officer at

NATIONAL PLANNING CORP.

January 2001 - January 2005

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Director, Advisory Compliance at

LPL Financial

January 1992 - January 2000

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Compliance Assistant at

Lehman Brothers

January 1991 - January 1992

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Registered Representative at

Lehman Brothers

January 1990 - January 1991

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Paul Tolley

Education

Northeastern University, Bachelor Of Science (Bs)

January 1984 - January 1987

University of Bridgeport

January 1982 - January 1984

Frequently Asked Questions about Paul Tolley

What is Paul Tolley email address?

Paul Tolley's primary email address is ***********@commonwealth.com. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Paul Tolley work for?

Paul Tolley is a Chief Compliance Officer at Commonwealth Financial Network, a company specializing in Monetary Authorities-Central Bank.

Where Paul Tolley graduated from?

Paul Tolley holds a degree in Business Administration And Management, General from Northeastern University.

How can I directly contact Paul Tolley?

To contact Paul Tolley directly, you can use the email address ***********@commonwealth.com. Complete contact information is available upon registration with Muraena.

Who is Paul Tolley?

Paul Tolley is a seasoned compliance professional with over three decades of experience in the financial services and capital markets sectors. Currently serving as the Managing Principal and Chief Compliance Officer at Commonwealth Financial Network, he has a strong background in advisory compliance and regulatory affairs. Prior to his current role, he held significant positions at LPL Financial Services and Lehman Brothers, where he honed his skills in compliance and risk management. With a Bachelor of Science degree from Northeastern University, Paul combines academic knowledge with practical expertise. His leadership in compliance is marked by a commitment to ethical practices and regulatory adherence, making him a trusted figure in the financial industry. Outside of compliance, Paul is interested in the evolving landscape of financial regulations and how they impact market operations. He is based in Boston, Massachusetts, and is known for his strategic approach to compliance challenges.

Paul`s contact details

mail

***********@commonwealth.com

***********@lpl.com

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