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Peter

Peter

Senior Vice President, Portfolio Compliance Manager | Mellon Capital

San Francisco, California, United States

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Peter

Summary

Peter is a seasoned compliance professional with over 20 years of experience in the financial services industry, specializing in portfolio compliance management at Mellon Investments Corporation. His expertise spans multiple asset classes, including equities, fixed income, and derivatives, making him a valuable asset in navigating complex regulatory environments. Peter's educational background from the University of California, Berkeley, in Economics and Business Administration has equipped him with a strong analytical foundation. He is recognized for his ability to enhance compliance processes and implement innovative solutions that align with organizational goals. Peter's commitment to excellence is reflected in his numerous awards and promotions throughout his career. He thrives in high-pressure situations and is passionate about fostering growth within compliance frameworks. His international exposure adds a unique perspective to his work, enabling him to effectively engage with diverse teams and clients. Peter's leadership in compliance management has significantly contributed to the integrity and reputation of the firms he has worked with.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Emerging Technologies

Leadership Development

Organisational experience

Corporate Experience

Peter

Work Experience

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Senior Vice President, Portfolio Compliance Manager at

Mellon Capital

June 2023 - Present

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Director, Portfolio Compliance Manager at

Mellon Capital

February 2018 - June 2023

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Director, Portfolio Compliance Manager at

Mellon Capital

February 2017 - February 2018

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Vice President, Portfolio Compliance Manager at

Mellon Capital

June 2014 - February 2017

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Senior Portfolio Compliance Analyst at

Mellon Capital

June 2012 - June 2014

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Senior Compliance Specialist – Asia and Europe Markets at

Artisan Partners

April 2008 - November 2010

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Senior Compliance Consultant at

Wells Fargo & Company

April 2006 - May 2008

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Peter

Education

University of California, Berkeley, Bachelor's Degree

January 1996 - January 2000

University of California, Berkeley - Walter A. Haas School of Business, Bachelor Of Arts (B.A.)

January 1996 - January 2000

Frequently Asked Questions about Peter

What company does Peter work for?

Peter is a Senior Vice President, Portfolio Compliance Manager at Mellon Capital, a company specializing in Other Financial Investment Activities.

Where Peter graduated from?

Peter holds a degree in Economics from University of California, Berkeley.

Who is Peter?

Peter is a seasoned compliance professional with over 20 years of experience in the financial services industry, specializing in portfolio compliance management at Mellon Investments Corporation. His expertise spans multiple asset classes, including equities, fixed income, and derivatives, making him a valuable asset in navigating complex regulatory environments. Peter's educational background from the University of California, Berkeley, in Economics and Business Administration has equipped him with a strong analytical foundation. He is recognized for his ability to enhance compliance processes and implement innovative solutions that align with organizational goals. Peter's commitment to excellence is reflected in his numerous awards and promotions throughout his career. He thrives in high-pressure situations and is passionate about fostering growth within compliance frameworks. His international exposure adds a unique perspective to his work, enabling him to effectively engage with diverse teams and clients. Peter's leadership in compliance management has significantly contributed to the integrity and reputation of the firms he has worked with.

Peter`s contact details

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