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Peter
Peter
Senior Vice President, Portfolio Compliance Manager | Mellon Capital
San Francisco, California, United States
Peter
Summary
Peter is a seasoned compliance professional with over 20 years of experience in the financial services industry, specializing in portfolio compliance management at Mellon Investments Corporation. His expertise spans multiple asset classes, including equities, fixed income, and derivatives, making him a valuable asset in navigating complex regulatory environments. Peter's educational background from the University of California, Berkeley, in Economics and Business Administration has equipped him with a strong analytical foundation. He is recognized for his ability to enhance compliance processes and implement innovative solutions that align with organizational goals. Peter's commitment to excellence is reflected in his numerous awards and promotions throughout his career. He thrives in high-pressure situations and is passionate about fostering growth within compliance frameworks. His international exposure adds a unique perspective to his work, enabling him to effectively engage with diverse teams and clients. Peter's leadership in compliance management has significantly contributed to the integrity and reputation of the firms he has worked with.
Peter
Work Experience
Senior Vice President, Portfolio Compliance Manager at
Mellon Capital
June 2023 - Present
Director, Portfolio Compliance Manager at
Mellon Capital
February 2018 - June 2023
Director, Portfolio Compliance Manager at
Mellon Capital
February 2017 - February 2018
Vice President, Portfolio Compliance Manager at
Mellon Capital
June 2014 - February 2017
Senior Portfolio Compliance Analyst at
Mellon Capital
June 2012 - June 2014
Senior Compliance Specialist – Asia and Europe Markets at
Artisan Partners
April 2008 - November 2010
Senior Compliance Consultant at
Wells Fargo & Company
April 2006 - May 2008
Peter
Education
University of California, Berkeley, Bachelor's Degree
January 1996 - January 2000
University of California, Berkeley - Walter A. Haas School of Business, Bachelor Of Arts (B.A.)
January 1996 - January 2000
Frequently Asked Questions about Peter
What company does Peter work for?
Peter is a Senior Vice President, Portfolio Compliance Manager at Mellon Capital, a company specializing in Other Financial Investment Activities.
Where Peter graduated from?
Peter holds a degree in Economics from University of California, Berkeley.
Who is Peter?
Peter is a seasoned compliance professional with over 20 years of experience in the financial services industry, specializing in portfolio compliance management at Mellon Investments Corporation. His expertise spans multiple asset classes, including equities, fixed income, and derivatives, making him a valuable asset in navigating complex regulatory environments. Peter's educational background from the University of California, Berkeley, in Economics and Business Administration has equipped him with a strong analytical foundation. He is recognized for his ability to enhance compliance processes and implement innovative solutions that align with organizational goals. Peter's commitment to excellence is reflected in his numerous awards and promotions throughout his career. He thrives in high-pressure situations and is passionate about fostering growth within compliance frameworks. His international exposure adds a unique perspective to his work, enabling him to effectively engage with diverse teams and clients. Peter's leadership in compliance management has significantly contributed to the integrity and reputation of the firms he has worked with.
Peter`s contact details
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