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Peter Kvam
Peter Kvam
Chief Compliance Officer | Purshe Kaplan Sterling Investments (PKS)
Town of Bethlehem, New York, United States
Peter Kvam
Summary
Peter Kvam is a seasoned Chief Compliance Officer at Purshe Kaplan Sterling Investments, bringing over two decades of experience in compliance and financial services. With a strong foundation in asset management, retirement planning, and securities, he has developed a robust expertise that spans various aspects of finance including hedge funds and equities. Peter has held multiple leadership roles, progressively advancing from Registered Sales Assistant to C-level executive, showcasing his commitment and adaptability in the finance sector. He has a proven track record in managing compliance within diverse organizations, from specialty hospitals to banking institutions. Peter's academic background in History from Lafayette College complements his analytical skills, providing a unique perspective in strategic planning and compliance management. He is dedicated to fostering ethical practices and ensuring regulatory adherence in the financial industry. Outside of work, Peter is likely to engage in activities that promote professional development and community involvement.
Peter Kvam
Work Experience
Chief Compliance Officer at
Purshe Kaplan Sterling Investments (PKS)
September 2021 - Present
Assistant Director of Compliance at
Purshe Kaplan Sterling Investments (PKS)
March 2021 - September 2021
Manager, Investments & Compliance at
HANYS
August 2011 - March 2021
Assistant Director of Compliance at
Purshe Kaplan Sterling Investments
March 2008 - April 2011
Registered Sales Assistant at
Uhy LLP
May 2005 - February 2008
Registered Sales Assistant at
Salem Five Bank
August 2003 - May 2005
Registered Customer Service Representative at
Quick & Reilly
September 2000 - May 2003
Peter Kvam
Education
Lafayette College, Bachelor Of Arts (B.A.)
January 1996 - January 2000
Bethlehem Central high School
Frequently Asked Questions about Peter Kvam
What is Peter Kvam email address?
Peter Kvam's primary email address is *****@hanys.org. To view the full verified email and additional contact details, sign up for free with Muraena.
What company does Peter Kvam work for?
Peter Kvam is a Chief Compliance Officer at Purshe Kaplan Sterling Investments (PKS), a company specializing in Functions related to depository banking.
Where Peter Kvam graduated from?
Peter Kvam holds a degree in History from Lafayette College.
How can I directly contact Peter Kvam?
To contact Peter Kvam directly, you can use the email address *****@hanys.org. Complete contact information is available upon registration with Muraena.
Who is Peter Kvam?
Peter Kvam is a seasoned Chief Compliance Officer at Purshe Kaplan Sterling Investments, bringing over two decades of experience in compliance and financial services. With a strong foundation in asset management, retirement planning, and securities, he has developed a robust expertise that spans various aspects of finance including hedge funds and equities. Peter has held multiple leadership roles, progressively advancing from Registered Sales Assistant to C-level executive, showcasing his commitment and adaptability in the finance sector. He has a proven track record in managing compliance within diverse organizations, from specialty hospitals to banking institutions. Peter's academic background in History from Lafayette College complements his analytical skills, providing a unique perspective in strategic planning and compliance management. He is dedicated to fostering ethical practices and ensuring regulatory adherence in the financial industry. Outside of work, Peter is likely to engage in activities that promote professional development and community involvement.
Peter`s contact details
*****@hanys.org
*****@pksinvest.com
Colleagues
President
Senior Vice President of Wealth Development
Owner
VP - Director of Institutional Sales, Conversion & Deployment
Chief Financial Officer