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Peter Kvam

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Peter Kvam

Chief Compliance Officer | Purshe Kaplan Sterling Investments (PKS)

Town of Bethlehem, New York, United States

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Peter Kvam

Summary

Peter Kvam is a seasoned Chief Compliance Officer at Purshe Kaplan Sterling Investments, bringing over two decades of experience in compliance and financial services. With a strong foundation in asset management, retirement planning, and securities, he has developed a robust expertise that spans various aspects of finance including hedge funds and equities. Peter has held multiple leadership roles, progressively advancing from Registered Sales Assistant to C-level executive, showcasing his commitment and adaptability in the finance sector. He has a proven track record in managing compliance within diverse organizations, from specialty hospitals to banking institutions. Peter's academic background in History from Lafayette College complements his analytical skills, providing a unique perspective in strategic planning and compliance management. He is dedicated to fostering ethical practices and ensuring regulatory adherence in the financial industry. Outside of work, Peter is likely to engage in activities that promote professional development and community involvement.

General

Specialist

Technical Background

Leadership Experience

Long-Term Tenure

Professional interests

Leadership Development

Emerging Technologies

Organisational experience

Corporate Experience

Non-Profit Experience

Peter Kvam

Work Experience

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Chief Compliance Officer at

Purshe Kaplan Sterling Investments (PKS)

September 2021 - Present

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Assistant Director of Compliance at

Purshe Kaplan Sterling Investments (PKS)

March 2021 - September 2021

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Manager, Investments & Compliance at

HANYS

August 2011 - March 2021

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Assistant Director of Compliance at

Purshe Kaplan Sterling Investments

March 2008 - April 2011

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Registered Sales Assistant at

Uhy LLP

May 2005 - February 2008

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Registered Sales Assistant at

Salem Five Bank

August 2003 - May 2005

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Registered Customer Service Representative at

Quick & Reilly

September 2000 - May 2003

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Peter Kvam

Education

Lafayette College, Bachelor Of Arts (B.A.)

January 1996 - January 2000

Bethlehem Central high School

Frequently Asked Questions about Peter Kvam

What is Peter Kvam email address?

Peter Kvam's primary email address is *****@hanys.org. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Peter Kvam work for?

Peter Kvam is a Chief Compliance Officer at Purshe Kaplan Sterling Investments (PKS), a company specializing in Functions related to depository banking.

Where Peter Kvam graduated from?

Peter Kvam holds a degree in History from Lafayette College.

How can I directly contact Peter Kvam?

To contact Peter Kvam directly, you can use the email address *****@hanys.org. Complete contact information is available upon registration with Muraena.

Who is Peter Kvam?

Peter Kvam is a seasoned Chief Compliance Officer at Purshe Kaplan Sterling Investments, bringing over two decades of experience in compliance and financial services. With a strong foundation in asset management, retirement planning, and securities, he has developed a robust expertise that spans various aspects of finance including hedge funds and equities. Peter has held multiple leadership roles, progressively advancing from Registered Sales Assistant to C-level executive, showcasing his commitment and adaptability in the finance sector. He has a proven track record in managing compliance within diverse organizations, from specialty hospitals to banking institutions. Peter's academic background in History from Lafayette College complements his analytical skills, providing a unique perspective in strategic planning and compliance management. He is dedicated to fostering ethical practices and ensuring regulatory adherence in the financial industry. Outside of work, Peter is likely to engage in activities that promote professional development and community involvement.

Peter`s contact details

mail

*****@hanys.org

*****@pksinvest.com

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