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Phil Martin

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Phil Martin

SVP, CCO Investment Advisory

Denver, Colorado, United States

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Phil Martin

Summary

Phil Martin is an accomplished executive in the financial services sector, currently serving as the Senior Vice President and Chief Compliance Officer for Investment Advisory at Raymond James in Denver, Colorado. With over 25 years of experience in investment advisory, asset management, and compliance, Phil has a proven track record of navigating complex regulatory environments and driving organizational growth. His tenure at Charles Schwab, where he held various leadership roles, including Managing Director, has equipped him with a deep understanding of both retail brokerage and fintech innovations. Phil holds a B.A. in Economics from Indiana University Bloomington, highlighting his strong academic foundation. His passion for compliance and investment advisory is complemented by a commitment to professional development and leadership within the industry. Phil's ability to adapt to changing market conditions and regulatory frameworks makes him a valuable asset in the financial advisory landscape.

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Technical Background

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Long-Term Tenure

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Leadership Development

Emerging Technologies

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Phil Martin

Work Experience

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SVP, CCO Investment Advisory at

Raymond James Financial, Inc.

October 2021 - Present

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VP, CCO Investment Advisory at

Raymond James Financial, Inc.

July 2019 - September 2021

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Managing Director at

Charles Schwab

September 1995 - July 2019

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Sr. Compliance Manager at

Charles Schwab Investment Management Inc

January 2005 - January 2006

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Phil Martin

Education

Indiana University Bloomington, B.A.

January 1991 - January 1995

Frequently Asked Questions about Phil Martin

What is Phil Martin email address?

Phil Martin's primary email address is ***********@raymondjames.com. To view the full verified email and additional contact details, sign up for free with Muraena.

Where Phil Martin graduated from?

Phil Martin holds a degree in Economics from Indiana University Bloomington.

How can I directly contact Phil Martin?

To contact Phil Martin directly, you can use the email address ***********@raymondjames.com. Complete contact information is available upon registration with Muraena.

Who is Phil Martin?

Phil Martin is an accomplished executive in the financial services sector, currently serving as the Senior Vice President and Chief Compliance Officer for Investment Advisory at Raymond James in Denver, Colorado. With over 25 years of experience in investment advisory, asset management, and compliance, Phil has a proven track record of navigating complex regulatory environments and driving organizational growth. His tenure at Charles Schwab, where he held various leadership roles, including Managing Director, has equipped him with a deep understanding of both retail brokerage and fintech innovations. Phil holds a B.A. in Economics from Indiana University Bloomington, highlighting his strong academic foundation. His passion for compliance and investment advisory is complemented by a commitment to professional development and leadership within the industry. Phil's ability to adapt to changing market conditions and regulatory frameworks makes him a valuable asset in the financial advisory landscape.

Phil`s contact details

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***********@raymondjames.com

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