Directory

>

Philip Wellman

Philip Wellman

Vice President & Chief Compliance Officer | Association of Corporate Counsel

Enfield, Connecticut, United States

View contact details (it's free)

Philip Wellman

Summary

Philip Wellman is a seasoned Chief Compliance Officer with extensive experience in legal services, particularly in compliance and ethics for mutual funds and investment advisers. He has held significant roles at MassMutual, overseeing compliance programs and engaging with regulatory matters. With a robust background in corporate law, litigation, and financial services, Philip has been a vital member of the Senior Leadership Team in a large compliance department. His career reflects a commitment to upholding high standards of corporate governance and risk management. In addition to his corporate roles, he has contributed to the legal community as a board member for the Connecticut Chapter of the Association of Corporate Counsel. Philip's educational background includes a Doctor of Law from the University of Connecticut and a Bachelor of Arts from Trinity College-Hartford. He is known for his strategic thinking and ability to navigate complex regulatory environments.

General

Specialist

Leadership Experience

Long-Term Tenure

Professional interests

Industry-specific interests

Leadership Development

Organisational experience

Corporate Experience

Consulting Experience

Philip Wellman

Work Experience

💼

Vice President & Chief Compliance Officer at

Mml Investment Advisers, LLC

September 2013 - Present

company logo

VP, Assoc. General Counsel & Chief Compliance Officer--Mutual Funds and Investment Advisory at

Harris, Crouch, Long, Scott & Miller, Incorporated

February 2007 - Present

company logo

Former Chair, Financial Services Committee; Board Member, Connecticut Chapter at

Association of Corporate Counsel

January 2000 - Present

company logo

Litigation Section, Business Torts Committee; Business Section, Federal Regulation of Securities at

American Bar Association

January 1995 - Present

company logo

Senior Vice President & Assistant General Counsel at

Advest, Inc.

May 2000 - July 2006

company logo

Lawyer at

Pullman & Comley, LLC

January 1991 - January 2000

Logos provided by Logo.dev

Philip Wellman

Education

The University of Connecticut School of Law, Doctor Of Law (Jd)

January 1988 - January 1991

Trinity College-Hartford, Bachelor Of Arts (B.A.)

January 1982 - January 1986

Frequently Asked Questions about Philip Wellman

What is Philip Wellman email address?

Philip Wellman's primary email address is **************@americanbar.org. To view the full verified email and additional contact details, sign up for free with Muraena.

What company does Philip Wellman work for?

Philip Wellman is a Vice President & Chief Compliance Officer at Association of Corporate Counsel, a company specializing in Legal Services.

Where Philip Wellman graduated from?

Philip Wellman holds a degree in from The University of Connecticut School of Law.

How can I directly contact Philip Wellman?

To contact Philip Wellman directly, you can use the email address **************@americanbar.org. Complete contact information is available upon registration with Muraena.

Who is Philip Wellman?

Philip Wellman is a seasoned Chief Compliance Officer with extensive experience in legal services, particularly in compliance and ethics for mutual funds and investment advisers. He has held significant roles at MassMutual, overseeing compliance programs and engaging with regulatory matters. With a robust background in corporate law, litigation, and financial services, Philip has been a vital member of the Senior Leadership Team in a large compliance department. His career reflects a commitment to upholding high standards of corporate governance and risk management. In addition to his corporate roles, he has contributed to the legal community as a board member for the Connecticut Chapter of the Association of Corporate Counsel. Philip's educational background includes a Doctor of Law from the University of Connecticut and a Bachelor of Arts from Trinity College-Hartford. He is known for his strategic thinking and ability to navigate complex regulatory environments.

Philip`s contact details

mail

**************@americanbar.org

*********@acc.com

********@massmutual.com

Colleagues

avatar
Sanjeev Dhawan

Senior Legal Counsel

avatar
Paola Zeni

Board Advisor

avatar
Paul Nightingale

Past President, Current Member Board of Directors, Northeast Chapter

avatar
Fabjola Gera

Board Member

avatar
Fiona Chiu

General Counsel and Company Secretary

avatar
Giuliano Chicco

Executive Director

Gonzalo Rovira

Executive Member of the Cabinet at the Global Intellectual Property Alliance

avatar
Susan Harvey

Executive Director

avatar
Sven Zabka Esq

Board Member & Treasurer

avatar
Teresa Cleary

Non-Executive Director, Australian Board

View Contact details (it's free)
Request Profile Removal